practical application of relevant financial regulatory frameworks including but not limited to the FCA Handbook (COBS and CASS), Regulated Activities Orders, FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.) European Union Withdrawal Agreements; and of regulations for ICAAP/ICARA, ISO27001 more »
into fund operations and treasury impacts. Prepare performance reports for internal and external stakeholders. Compliance and Regulatory: Ensure compliance with regulatory requirements, preparing filings (AIFMD, CRS/FATCA) and internal policies, with a focus on both accounting and operational regulations. Audit: Run internal and external audits by providing documentation and more »
of MiFID Transaction reporting obligations Knowledge of at least one of the following additional regulatory submissions: MiFID Trade Reporting (RTS1/2), SFTR, EMIR, AIFMD Prior experience in regulatory assurance/QA activities an advantage/MiFID reporting solutions an advantage Demonstrable expertise in data analysis techniques, problem solving, root more »
and Board reports. Experience Required: 1 - 3 years’ experience working within an alternativeinvestment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as more »
inter-company cash flows, capital calls, expense payments and accruals and follow capped expense guidelines Reviewing and/or preparing schedules for regulatory filings (AIFMD Annex IV, Form PF and CRS); Reviewing and/or preparing quarterly and annual financial statements prepared in accordance with U.K. GAAP and/or more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for more »
