6 Compliance Analyst Jobs in Central London

A City based Insurance Group seeks a person with Compliance Analyst experience within the Insurance Market with experience of Conduct risk in a hybrid role based in the City. The role is to support the compliance function with day-to-day advisory and oversight activities, assist in … the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which will require the development of a broad level of … technical compliance knowledge. There will be a particular focus on clients with conduct risk related requirements. Respond to a variety compliance related of queries from managed clients (including queries relating to sanctions, complaints and conduct risk). Provide reliable information, analysis and guidance to the Compliance team more »

Compliance Analyst | 12M FTC | Lloyd's Syndicate | London/WFH | £40 - 45,000 (doe) Finitas are assisting an established Lloyd's syndicate in their search for a Compliance Analyst to join on a 12 month fixed term contract. Reporting into the Compliance Manager you will … be assisting in the day-to-day running of the Compliance function. You role will be varied and will cover financial crime, terms of business agreements, maintaining compliance records, collating MI, staff training & more. Experience required: Minimum 12 months compliance experience. Must have at least 12 months … that you will be required to work in their London office twice a week. This is a brilliant opportunity to build upon your existing compliance & insurance experience, so if you're interested, please apply now! Or alternatively, if you'd like more information please get in touch with Raj more »

A leading FX Trading company in London are looking for a 'Compliance Analyst’ to join their team. Competitive package on offer - salary up to £65k basic plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must be working in a similar Compliance/… AML/KYC role within the FX/CFD Trading industry to be considered for the role. Key Responsibilities: Utilise your expertise in forex compliance matters to enforce organisation standards, policies, and procedures. Demonstrate a strong understanding of relevant regulations, particularly AML/KYC requirements. Assist in recommending regulations … policies, and procedures to enhance effectiveness and productivity. Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate. Prepare quarterly Compliance Reports to ensure transparency and accountability. Person Specification: Compliance/AML/KYC experience within the FX Trading industry. more »

Market Data Admin & Compliance Analyst - £200 per day Inside IR35 - 6-month rolling contract Harrington Starr are partnering with a Global Investment Bank who are seeking a detail-oriented and knowledgeable individual to join their team as a Market Data Admin and Compliance Support Analyst. You will … play a vital role in managing market data systems, supporting compliance efforts, and providing exceptional support to users and IT staff. Responsibilities: Manage contracts and agreements for market data systems and trading applications. Oversee market data license management with vendors. Handle permissioning and access control for exchange data and … trading applications. Maintain an inventory of market data and trading applications. Manage market data cost allocations and invoices on finance and control systems. Ensure compliance with market data regulations and requirements, including information management and compliance reviews. Participate in market data and applications audits. Conduct regular audits of more »

is the possibility of a permanent role being available at the end of the contract too. Duties will include: Assisting in the oversight of compliance processes Assisting in the oversight of due diligence Supporting the Head of Compliance in managing regulatory relationships with key regulators including the PRA … FCA and Lloyd's (and relevant overseas regulators). Participating in the delivery of an effective compliance training program. Working on compliance projects Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs. Maintaining all allocated documentation to the appropriate standard, ensuring … associated procedures (Conduct Risk and Financial Crime). As this is a contract role, it is essential that you have at least one years compliance experience gained at an insurer, insurance brokerage or at a consultancy firm where you worked with insurance clients. more »

A Compliance Assistance is required for a City of London Underwriters, 2-4 years experience of Insurance Compliance experience is essential. Hybrid role, City of London. Working in an excellent environment in a small team, the role is to support the Compliance team in its day-to … day activities. This includes assisting in the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and reporting of conduct … risk exposure including treating customers fairly/Consumer Duty, product oversight and complaints. Assist in the delivery of compliance monitoring activity. Review and report monthly on the performance of each underwriting team (against a sample basis of slips) in meeting contract certainty, sanctions and licensing standards. Assist the team more »