1 to 2 of 2 Compliance Assistant Jobs in the UK excluding London

well established Group of companies with their Head Office in Ringwood. They are continually growing and expanding and as such are now seeking a Compliance Assistant to join their team. The Compliance Assistant will provide a generalist compliance support to the compliance function to … training to the business, helping to protect and manage the corporate governance of the group ensuring that the timely completion of risk analysis through compliance systems and controls. This role would suit someone with a compliance background, but also anyone with financial services experience or anyone from an … company culture, you will join a vibrant, professional but fun team of colleagues. The successful candidate will:- Ideally have come from a regulated/compliance/audit/financial services background Have good IT skills Have a good communication manner both over the phone, email and face to face more »

on a reputation for professionalism, integrity and a ‘client first’ mentality, which has seen the firm develop through more than 115 years of history. Compliance Assistant To assist and support the Compliance Manager and Compliance Officer to ensure that the firm and staff remain compliant in … all areas and functions. General Responsibilities: • Helping to maintain and promote a positive compliance culture within the firm. • Complying with the firm’s relevant processes and procedures at all times. • Advising relevant people in the firm on how to comply with their regulatory obligations. • Assisting the Compliance Manager … with delivery and completion of the Compliance Monitoring Programme. • Maintaining an understanding of FCA rules, regulations, principles, and codes of conduct. Dealing with regulatory information requests in an open and honest manner. Key Responsibilities: • Ensuring the firm keeps up to date management information (MI) and that any adverse trends more »