1 Compliance Officer Jobs in Yorkshire

Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are … gain your levels 3 through to 6 CISI qualifications as you develop and progress with the firm. You will be reporting directly to the Compliance Monitoring Manager and will regularly liaise with the Regulation and AML teams. This opportunity would ideally suit either an existing Compliance Officer … and 2 days from home. Key Responsibilities: Monitor business risks in accordance with regulatory requirements and internal procedures. Complete tasks in accordance with the Compliance Plan as set out in line with FCA and strategic business objectives. Review and monitor customer complaints where required, complete MI, contribute to Root more »