5 Compliance Specialist Jobs in London

We are excited to be looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEON’s internal product teams in developing new and innovative products and … services. As a Product Compliance Specialist, you will work as part of the Legal and Compliance team while working collaboratively with other teams across SEON, such as Engineering, Product Management, Sales, Marketing and our external legal ecosystem. This is an exciting opportunity to join a mission-led … features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external parties (such as consultancy firms, auditor more »

agent programs, and Correspondent style banking, we are at the forefront of innovative financial solutions. We’re looking for a proactive Card Acquiring Risk Compliance Specialist to join our team! If you have a keen eye for detail and are passionate about ensuring operational excellence in the Fintech … Payment industry, we invite you to join Financial House Limited. Responsibilities As a Card Acquiring Risk Compliance Specialist at Financial House, you will be responsible for maintaining smooth operational processes and providing frontline support. Your responsibilities will include: Monitoring and ensuring compliance with regulatory requirements, especially those … operational issues and risks in a timely manner. Assisting in the development and implementation of internal policies and procedures to ensure operational efficiency and compliance with legal and ethical guidelines. Conduct comprehensive risk evaluations on regulatory compliance with card schemes, as well as assess credit and business risks more »

financial services in Europe. Role Overview: National Bank of Canada/National Bank Financial Inc. London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main … Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. Conducting regular audits and assessments to identify and mitigate compliance risks. Keeping abreast of industry regulations and updates, providing guidance to internal stakeholders. Investigating and addressing compliance concerns, escalating issues as … necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial markets compliance. Must more »

Miryco Consultants are working with a global leading asset manager to hire a Compliance Specialist to join their Advisory function. This is an exciting opportunity for compliance professionals with experience in the investment industry and a strong understanding of investment platforms regulations to join an industry-leading … team. Responsibilities: Provide regulatory guidance to the business; regulatory reporting. Design and maintenance of compliance standards and procedures. Managing operational efficiency. Represent Compliance in project-specific PRD meetings. Maintain a deep understanding of the investment industry. Experience: Minimum 5 years of relevant work experience, with at least more »

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support … the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business area stakeholders and internal risk and compliance partners. Manage regulatory visits and inspections. Prepare written inspection and assessment reports and provides recommendations for improvement. Provide guidance to mitigate compliance risks and control gaps. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Identify and implement corrective action plans for resolution of problematic issues. Recommend practices to reduce potential for violations and noncompliance. Manage operational efficiency. Set more »