detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and risk management teams to address any issues or concerns related to trade surveillance. Generate reports more »
interpersonal skills. Preferred Qualifications: Experience with financial modeling libraries (e.g., QuantLib, pandas, numpy). Knowledge of regulatory requirements such as Basel III, Dodd-Frank, and CCAR. Familiarity with database systems and querying languages (e.g., SQL). Demonstrated ability to drive results and influence stakeholders at all more »
reporting knowledge across Trade and Transaction Reporting (T&TR) – Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, DoddFrank or other similar G20 regulators Experience in horizon scanning of regulations - Proven ability to assess new and changing regulation, to “size-up more »
Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, DoddFrank & MAS. Candidates should have additional experience of: Working as a Business Analyst within regulatory change projects in Commodities or Financial Service organisations more »
have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, DoddFrank, EMIR. - Ideally have experience of front to back processes and instruments in an investment bank - Have the ability to challenge proposed IT more »
of compliance frameworks. While familiarity with commodities is advantageous, it's not essential. However, hands-on experience with EU regulations like EMIR, DODDFRANK, and REMIT will greatly benefit the role. Key Responsibilities: Lead the Fernergo implementation project, identifying essential data capture for various … entities. Proficient understanding of client lifecycle management, KYC, and AML. Develop and maintain compliance reporting mechanisms, focusing on regulations such as EMIR, Dodd-Frank, EFET, and REMIT. Collaborate with the technology team to align Fenergo product configuration with business needs. Create and interpret wireframes to enhance … and onboarding platforms is highly desirable. Ability to comprehend and create wireframes and UI designs. Knowledge of compliance regulations such as EMIR, Dodd-Frank, EFET, and REMIT. Excellent analytical, problem-solving, and project management skills. Effective communication and stakeholder management abilities. Experience in the commodities trading more »