Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for work more »
Employment Type: Permanent
Salary: £75000 - £95000/annum great bonus, good ma pension scheme
manage the UAT of control changes What we are looking for: You will have transaction reporting experience under at least one of these regulations (EMIR, MIFID/MIFIR, SFTR, Dodd Frank, ASIC, MAS, HKTR, and JFSA) You will have effective written, verbal and interpersonal communication skills You have the ability more »
would be keen to step into such a position. There is a heavy preference for this person to have knowledge of Regulations such as EMIR 2.0/30, MIFID II or BoE regulations. more »
communications skills Highly advantageous but not essential: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for work more »
regulatory frameworks including but not limited to the FCA Handbook (COBS and CASS), Regulated Activities Orders, FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.) European Union Withdrawal Agreements; and of regulations for ICAAP/ICARA, ISO27001 Excellent verbal and written communication more »
working in a Clearing House, Exchange, Member Firm or the ETD department within a bank. Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantage Services offered by Computappoint Limited are those of an Employment Business and/ more »
guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the Advisory team. more »
An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships and act more »
Digital asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers more »
optional): Microsoft Excel experience will be a plus Previous experience in an operations environment would be an advantage Wider knowledge of Transaction Reporting and EMIR or SFTR would be preferable Benefits of working at Bank of America UK Private healthcare for you and your family plus an annual health screen more »
a graduate degree. Minimum 8 years of experience in quantitative finance and engineering roles. Proven experience in regulatory interpretation and reporting, especially in IFPR, EMIR regimes, and their application to prime brokerage, secured financing, and digital assets. more »
including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ more »
The Operations Transaction Reporting Team is responsible for overseeing the daily Transaction Reporting processes, which include transaction reporting to the FCA (Mifid II), SFTR, EMIR and HKMA. The team works closely with the New Business team, Regulatory Technology, Regulatory Affairs and Compliance to ensure that any improvements to existing controls … requirements, coordinating and participating in testing. In the first instance, the candidate’s focus will be to assist with testing and analysis of the EMIR Refit implementation. From a BAU perspective, the candidate will be expected to demonstrate experience of oversight and control of the daily reporting obligations, to identify … test plans for system enhancements for MIFID II, SFTR, HKMA & EMIR. The candidate will report into the Head of Transaction Reporting. Key Responsibilities & Tasks: EMIR Refit Definition and execution of EMIR Refit UAT Testing Post go-live EMIR Refit issue resolution Assist with definition and set up of EMIR Refit more »
Role Responsibilities include, but are not limited to: • Supporting the team in the daily management of regulatory reporting tasks, including Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting, and more. • Document processes and procedures in line with regulatory requirements and assess continuously the regulatory reporting risks and developments, to ensure more »
Senior Business Analyst – MiFID, EMIR, IT Senior Business Analyst is required to join a well-known financial markets business. This is a permanent position (hybrid – 3 days in office), based in London and offers a competitive package. Working closely with the Head of Business Analysis, you will lead a small … team of BA’s working in the post trade clearing area of the business. The main focus will surround regulations such as MiFID and EMIR, and cover technology focused projects. Key requirements: Proven experience as a Senior BA in Financial Markets Experience in regulation, specifically MiFID and EMIR Experience in … financial markets brand. If you feel like you match the above and would like to hear more, please apply within. Senior Business Analyst – MiFID, EMIR, IT Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and maintain a more »
A leading financial services organisation is currently searching for Regulatory Business Analyst with experience in EMIR and the Asset Management industry on a 6 month rolling contract basis. The day rate will be £788 Umbrella per day, with their working policy being 2 - 3 days out of their City of … these regulations on an asset management company. In-depth experience of implementing recent high impact regulations in an Asset Management/Investment Management setting EMIR refit reporting experience is a prerequisite Good knowledge of an OMS system, preferably Aladdin, including an understanding of the database supporting trade processing and how more »
and regulator expectations. Industry/Regs expertise Regulatory reporting knowledge across Trade and Transaction Reporting (T&TR) – Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, Dodd Frank or other similar G20 regulators Experience in horizon scanning of regulations - Proven ability to assess new and changing … Product- teams in order to plan and help manage the development of our SAAS product to meet a dynamic G20 regulatory change agenda (e.g. EMIR Refit, ASIC Rewrites etc.) Experience (or interest in) producing high quality thought leadership/white paper type analyses for external client use, support of related more »
We are currently looking for an MiFID Transaction Reporting Specialist to manage MiFID Transaction Reporting (RTS22) submissions, assist with regulatory submissions (MiFID Trade Reporting, EMIR, SFTR, etc.), and handle future transaction-based regulatory reporting needs. This role offers a chance to influence our mutual success by overseeing current and future … knowledge of MiFID Transaction reporting obligations Knowledge of at least one of the following additional regulatory submissions: MiFID Trade Reporting (RTS1/2), SFTR, EMIR, AIFMD Prior experience in regulatory assurance/QA activities an advantage/MiFID reporting solutions an advantage Demonstrable expertise in data analysis techniques, problem solving more »
Job Description Project Manager with MiFID - City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans more »
A leading financial services organisation is currently searching for Business Analyst with experience in Trade or Transaction Reporting (EMIR & SFTR regulation) on a 12-month contract basis. It will be £ 900-1000 Umbrella Per Day in their city of London office. Responsibilities for the role are; Track and analyse regulatory … all associated systems and processes. Must have extensive business analysis experience within a transaction reporting environment - This must be in the most recent role. EMIR and SFTR regulation experience is a must for this role Must be happy going into the detail/trenches on owning end to end book more »
new Regulatory Reporting team on a permanent basis. Responsibilities: Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etc Improve reporting processes to track/resolve exceptions Build controls to ensure completeness, accuracy and timeliness of reporting Essential Requirements: Strong … experience in the regulatory reporting space EMIR exposure Transaction Reporting If you are currently working in a similar role in a top tier institution in a permanent position, please apply. more »
