1 Financial Institution Jobs in Hemel Hempstead

Publicly traded Fintech customer is looking for a seasoned Head of Compliance who will be responsible for managing an effective and appropriate financial-related compliance program, anti-money laundering (AML), and counter-terrorist financing (CTF) for the UK market. This position will be responsible for leading, developing, operating, and … maintaining systems and controls to prevent the firm’s products and services from financial crime and risk while meeting FCA regulations. Reducing risks of financial penalty, reporting to regulators, and training employees on compliance-related matters. The position reports directly to the Chief Compliance Officer and will be … managing a small team. AS HEAD OF COMPLIANCE YOU WILL: AML and CTF: Overall responsibility for the effective financial-related compliance, anti-money laundering (AML) and counter-terrorist financing (CTF) systems and controls in the UK. Implementing FCA regulations Maintaining and developing the risk-based approach to AML and more »