21 Head of Compliance Jobs in England

detail-oriented whilst also being personable and confident in building relationships, joining a team where your ideas will be welcomed and valued. In this compliance role, you will be joining Insignis who are making waves within the financial technology sector with their cash management platform. They have been growing … built close ties with huge players within the financial services sector. Due to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO/Nominated Officer to the team, reporting directly to the Head of Compliance & MLRO, based in … the past year, so they need someone resilient, self-motivated, takes initiative and works autonomously to help build the frameworks for their second-line compliance function, under the direction of the Head of Compliance & MLRO. You will help drive the implementation of compliance more »

Shape the Future of Digital Finance as Head of Compliance! 🌐 Are you a compliance leader ready to navigate the exciting landscape of digital assets within an FCA regulated business? Your next career move awaits you! Black Swan Group is thrilled to represent a pioneering … client in the digital assets space, seeking a visionary Head of Compliance to join their dynamic team. Position: Head of Compliance – Digital Assets Platform Why Join Us? 🌐 Cutting-Edge Digital Assets: Be at the forefront of the digital revolution! Join a trailblazing platform … that's reshaping the way the world engages with digital assets, backed by the regulatory strength of the Financial Conduct Authority (FCA). 💡 Innovative Fintech Culture: Immerse yourself in a culture of innovation and technological advancement. Contribute to the development of groundbreaking solutions in a company that more »

Head of Compliance/MLRO - Corporate Finance - £100,000-£120,000 A newly created role based in the London, working for a corporate finance business who are looking for someone to help drive their compliance function forward, and to take on the SMF16 & SMF17 functions for … the UK entity. Head of Compliance & MLRO (SMF16 and SMF17) The Role Our expanding Corporate Finance client is currently seeking an experienced Head of Compliance & MLRO to take responsibility for leading the compliance and conduct function and act as MLRO. This senior-level … role holder will be responsible for the design, delivery, and execution of compliance, conduct, and financial crime frameworks. Responsibilities Assume the regulatory responsibility of SMF 16 and SMF 17 Assume and retain ownership for the design, development and execution of the Compliance Programme and supporting more »

The Role Deputy Head of Compliance, Head of Anti-Financial Crime & MLRO – SMF17 (Urgent 6-month FTC role, possible to go perm: 5-days per week in the office) Martis Search are representing a boutique, City of London based Investment Bank to urgently hire … an “SMF17 – Deputy Head of Compliance.” Our client is looking for someone who has held the SMF17 Control function before and is happy to be the SMF17 again (holding SMF17 function for a minimum of 5-years). In addition, you need to be immediately available with … no holidays coming up in the next couple of months. The role is based on the Trading-floor and reports directly into their “Chief Compliance Officer” and is a small and busy team. The role will be responsible for managing x 2 others. Candidate Profile Summary: The ideal more »

Get to know us 🎆 BANXA is a hyper-growth global Payment Services Provider that enables the purchase of digital assets and currencies such as Bitcoin or USDT using traditional currencies, such as Australian Dollars, Euros and Pounds (just to name a few)! Every 15 seconds someone purchases cryptocurrency with … powering global crypto giants, such as OKEX, Metamask and Trust Wallet and in 2024 Banxa UK received the UK FCA registration - joining the likes of Paypal and Bitstamp - and the first firm to do so in 2024! 🚀 Our on-and off ramp product manages the entire value chain to … re a global team spanning across 10 countries, with 4 offices, in Australia, Lithuania, USA & Philippines and are coming to the UK. The majority of the team sits in Melbourne at our Australian headquarters in Cremorne, however our connected and collaborative culture empowers our people to excel no matter more »

Head of Compliance & Enterprise Risk (ERM), International FMCG/Retail Giant, Excellent Package & Benefits - Central London Background: An exciting opportunity for a Head of Compliance & Enterprise Risk to join a high-growth retail business with 4000+ stores across UK and Europe, also with offices … in Southeast Asia. They are looking for an exceptional Head of Compliance based in London to join a growing global dynamic team to support with various priority workstreams and lead across all Enterprise Risk Management (ERM) processes. This role is varied and with that exciting, allowing you … the opportunity to become involved in a variety of projects. You will have input in the scoping and delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across this rapid growth multinational group. Key Responsibilities: Responsible for all compliance more »

Robert Half is recruiting for a Head of Compliance (SMF16) for a brokerage firm. ROLE: Head of Compliance (SMF16) LENGTH: Permanent Role LOCATION: London Based PAY: £150,000 - £170,000 Responsibilities SME for all applicable local Regulatory frameworks, including, CASS, SYSC and SMCR Responsibility … for annual review and update of all Compliance and AML policies and procedures including annual Market Abuse Risk Assessment Oversight of Compliance and AML staff training, including “in person” Market Abuse training Compliance responsibility as part of a wider team for input and calibration … of documents Maintaining Conflict of Interest Register and handling complaint procedures Oversight and Chairmanship of relevant internal local Committees where appropriate, such as Market Standards Committee Oversight of London trade and communication surveillance and calibration of monitoring systems Oversight of London transaction reporting Main more »

Position: Head of Compliance - Trade Finance House Company Overview: Trade finance house dedicated to providing innovative financial solutions currently seek a dynamic and experienced Head of Compliance to join their team. Role Overview: As the Head of Compliance, you will play … pivotal role in ensuring that our operations adhere to all relevant regulations and standards. You will be responsible for developing, implementing, and overseeing our compliance program, as well as providing guidance to internal stakeholders on compliance matters. This role offers a unique opportunity to lead and shape the … compliance function within a dynamic and fast-paced environment. Key Responsibilities: Develop and maintain policies and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), know your customer (KYC), and sanctions regulations. Conduct regular compliance risk assessments and more »

Coopman Search and Selection are delighted to partner with a market leading Alternative Fund who are looking to hire Head of Compliance, reporting into the COO. This business has an entrepreneurial mindset within a high energy environment, with expertise across the business, which allows them to give … individuals a great platform to grow. As the Head of Compliance, you will be responsible for the regulatory and financial crime compliance, whilst also being responsible for the ongoing development & enhancement of the compliance & risk framework for the business. You will have the ability … stakeholder's at all levels including board level whilst also assuming the SMF16/17 roles. Key Responsibilities Responsible for the day-day running of the compliance programme Ensuring the business has effective systems, procedures & controls Maintenance of compliance policy & procedures Ensuring all reporting and notification more »

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a … boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking services. THIS ROLE IS A 6 MONTH FIXED TERM CONTRACT. Responsibilities Designated Head of Regulatory Compliance & Money Laundering Reporting Officer, SMF 16 & SMF 17 registered holder … point of contact for the FCA, NCA and other applicable authorities. Ensure that the Firm complies with its regulatory requirements as a regulated business. Conduct periodic internal reviews and investigations. Maintain and enhance the existing compliance management system, including but not limited to all relevant management structures and more »

Head of Compliance FTSE 100 multinational business - Excellent Package & Benefits Background: We are representing a cutting-edge FTSE 100 company who are going through transformational change which has created a huge opportunity, as the company will be at the forefront, and fundamental to energy transition to NetZero … the UK. This is a true greenfield site where you can make a real difference across the business. They are looking for an exceptional Head of Compliance based in the Nottingham region to join a growing dynamic team to support with various priority workstreams and lead across … all compliance processes. This role is varied and with that exciting, allowing you the opportunity to become involved in a variety of projects. You will have input in the delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across more »

Head of Risk and Compliance About us Our rapidly growing fintech customer are transforming the private capital markets. With deep regulatory knowledge and cutting-edge technology, they have enabled frictionless asset creation and transferability across the digitisation of all assets. Their technology is already being used … by some of the largest institutions in the world, such as the Johannesburg Stock Exchange and Nomura/Instinet. The role As a regulated business, compliance is not only mandated by regulatory bodies, it is also key to business success. The business are currently regulated by the FCA … UK, however they are seeking additional regulatory authorisation in other markets including the EU and North America. Due to an exciting and sustained period of growth and future expansion, we’re looking for a talented Head of Risk and Compliance to join the team and build more »

Publicly traded Fintech customer is looking for a seasoned Head of Compliance who will be responsible for managing an effective and appropriate financial-related compliance program, anti-money laundering (AML), and counter-terrorist financing (CTF) for the UK market. This position will be responsible for leading … and maintaining systems and controls to prevent the firm’s products and services from financial crime and risk while meeting FCA regulations. Reducing risks of financial penalty, reporting to regulators, and training employees on compliance-related matters. The position reports directly to the Chief Compliance Officer and … will be managing a small team. AS HEAD OF COMPLIANCE YOU WILL: AML and CTF: Overall responsibility for the effective financial-related compliance, anti-money laundering (AML) and counter-terrorist financing (CTF) systems and controls in the UK. Implementing FCA regulations Maintaining and developing the risk more »

MERJE are working with a boutique Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. You will be tasked with: Provision of technical advice, support & regulatory guidance … Development & completion of the annual compliance monitoring programme Ensuring that the company identifies any changes in law and regulation by horizon scanning Review and implementation of compliance policies & procedures Projects including preparing for new regulation, new funds, new investments or researching specific legal or regulatory queries … from the Board or wider team Compilation and submission of regulatory reporting through Regdata, Connect, FINRA etc Ownership of the AML program Experience needed: 8-10 years of relevant and broad compliance experience gained in a fund or investment management environment Strong interpersonal and relationship building more »

Location: London (Hybrid Working Arrangements) Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and … influential Head of Compliance to lead our dynamic team in London. This is a rare opportunity to lead compliance initiatives within a prestigious mid-sized, fast growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a … critical position in ensuring regulatory adherence and implementing best practices within our Asset Management operations. Your responsibilities will encompass: Developing, implementing, and refining compliance policies and procedures tailored to Asset Management. Conducting comprehensive compliance risk assessments and overseeing regulatory reporting. Providing expert guidance to senior management on compliance more »

Join a revolutionary fintech as Head of Risk and Compliance. Salary up to £130k per annum. Are you a motivated Compliance Leader ready to take the next step in your career? Join a rapidly growing fintech that focusses on using technology to transform private capital markets. As … Head of Risk and Compliance, you'll develop the compliance function, shape the regulatory strategy, and ensure adherence to standards. Reporting to the General Counsel, you'll reduce risk, identify improvement opportunities, and foster a culture of compliance. Your Skills: Extensive regulatory experience, including knowledge … of the FCA's Senior Managers and Certification Regime Strong understanding of financial regulations impacting capital markets Excellent commercial awareness, analytical and communication skills What’s on Offer: Share options in a scaling fintech Unlimited holidays and flexible remote work Private Healthcare and Company pension scheme Take the more »

Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial autonomy and exposure. A unique opportunity to manage a team. Play a pivotal role in both strategic and operational decisions. Fantastic benefits within an ambitious organisation. Responsibilities: Execute financial crime and compliance responsibilities. Manage a team of 5+. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the monitoring and development of the UK compliance team. Requirements: 5 years' experience or more (desirable). Proficient in AML policies and procedures, including conducting AML checks. Comfortable with second-line-of-defence regulatory more »

Taylor Root is pleased to be exclusively working with a growing FTSE 250 Manufacturing business to recruit a Group Head of Compliance. The role Reporting into the General Counsel the Head of Compliance will be responsible for: Leading the design, communication, maintenance and continuous improvement … of the global compliance programme and culture in all its aspects. Leading and facilitate risk assessments in relation to key compliance areas, such as anti-bribery and corruption, trade sanctions and export controls and competition law. Providing guidance and technical direction on strategic and day-to-day … matters such as trade sanctions, speaking up, third party risk management and investigations. Maintain the company’s compliance registers and training logs, including conflicts of interest and gifts and entertainment. 4. Facilitating the global network of Ethics & Compliance Champions, ensuring that they understand the key tenets more »

Gleeson Logistics are exclusively partnering with an Internationally renowned Retailer in their search for an experienced Head of International Trade Compliance, being one of the UK Leads for all things Import & Export. As the Head of International Trade Compliance, you will lead a … dedicated team, including an International Product Trade Compliance Manager and an Exports Data Team Manager. Working closely with the global Distribution Centres and cross-functional teams, your role will be pivotal in setting strategy, driving compliance, and supporting international expansion. Key Responsibilities Oversee the end-to-end Import … within their fulfilment centres in Ireland, the Netherlands, and across our E-Commerce offerings in the EU, USA, and Australia. Lead the International Trade Compliance Team, including direct management of the International Product Compliance Manager and the Exports Data Team Manager. Drive process improvements across import and more »

Job Description Head of Risk and Compliance - Retail Bank Our Client is a new challenger bank due to open for business soon in London. They are looking to recruit a Head of Risk and Compliance with at least 5 to 10 years proven track … record of heading up a small UK bank's Risk and Compliance team. The Client will be aiming the bank at the Caribbean community in the first instance, so any experience of working or understanding the Caribbean community and culture would be very handy for this position. … Ability to work under pressure. Must be comfortable working for a small UK based bank in advising the bank and being the first line of defence to safeguard the bank and its strategy. You will be fully conversant with the rules and regulations from the FCA. This is an more »

Summary Dechra Pharmaceuticals are looking for an experienced auditing professional to join our manufacturing division on a remote basis. Support the GxP and Regulatory compliance of Dechra Products by developing audit systems which will ensure process and product compliance with applicable GMPs/GDPs throughout the product … successfully conclude regulatory inspections for Dechra's products. Provide US and European regulatory intelligence, train Subject Matter Experts and provide internal consultancy for quality compliance implementation and FDA/EU GMP/GDP remediation projects in the Dechra Internal Manufacturing network. Frequent global travel is required with this role … and at key Identified External Network Manufacturing Sites by providing expertise (e.g., stress tests, mock inspections, inspection preparations, backroom support and review or preparation of responses to deficiencies) and on-site presence as required. Develop audit systems to ensure key elements of the Dechra GxP Quality Management System more »