18 Regulatory Compliance Jobs in the South West

Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Advisory Manager. Responsibilities: Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group. Maintain Regulatory development log and provide business impact assessments and … regulatory updates in a timely manner. Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration. Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks. Develop and implement compliance training programs to educate employees on relevant laws, regulations, and internal policies. Monitor and assess the effectiveness of compliance training programs and make recommendations for improvements. Collaborate with internal stakeholders, such as legal, risk management, and internal audit, to ensure a coordinated approach to compliance. Investigate and respond more »

Trading Law Compliance Advisor- Retail Sector- Somerset Role Purpose: High growth retail organisation looking for a Trading Law Advisor for its growing HO. You will form part of the Legal & Compliance function. You will advise on regulatory requirements and compliance responsibilities in the UK, ROI and … the wider EU. Ensuring that the business meets and adheres to all regulatory requirements, including but not limited to consumer rights and data protection, impacting the UK & EU. The function is managed by an experienced team working with a phenomenally positive culture. Key Accountabilities/Responsibilities: abreast of relevant … regulations and industry standards, applicable to the retail environment. scanning for future changes in regulations and assess any emerging risk. commercially sound risk based regulatory compliance support and advice to internal stakeholders, relating to (including but not limited to): the Green Claims Directive; Consumer Protection Laws and Regulations more »

an esteemed Board of Directors in London. This pivotal role requires a seasoned professional with extensive expertise in risk & audit, as well as governance & compliance within the financial services sector. The ideal candidate will possess specific experience within a governing function (SMF) and excellent knowledge of PRA/FCA … Director - Key Responsibilities: - Provide strategic guidance and oversight on risk & audit matters, ensuring robust risk management practices and effective internal controls - Advise on governance & compliance frameworks, ensuring alignment with regulatory requirements and industry standards - Participate actively in Board meetings, committees, and discussions, offering valuable insights and perspectives to … support informed decision-making - Collaborate closely with executive leadership to assess and mitigate risks, enhance corporate governance, and strengthen compliance procedures - Stay abreast of regulatory developments, emerging risks, and industry trends, providing proactive guidance on potential implications for the bank Non-Executive Director - You: - Extensive experience at the more »

Looking for an organised, process driven, friendly with strong attention to detail and can-do attitude applicant. You will be dealing with compliance, contracts, finance, payable accounts, billing, compliance, office management, a bit of HR and you will also be dealing with supporting the logistics around the technologies … role/Responsibilities [will include but not be limited to] Vendor and Supplier Agreements: Negotiating agreements with third-party vendors and suppliers to ensure compliance with legal requirements. Regulatory Compliance: Staying up to date with labour laws, regulations, and industry standards in the UK, Europe, USA, and … vendors, terms, cancellation and notice periods and ensuring that we are getting ROI Audit and Documentation: Maintaining accurate records, documentation, and reports to demonstrate compliance efforts and facilitate audits. Timesheets: Ensure that all clients and contractors submit and approve timesheets every week, to enable Finance to bill weekly. Internal more »

the project, the candidate must hold a live SC security clearance. Responsibilities: Cyber Security Management Systems (CSMS) aligned with ISA 62443-2-1 standard. compliance with regulatory standards such as NIS Regulations and industry guidelines. security assessments and gap analysis to enhance clients' security posture. and implement OT … Security Policies, Procedures, and Guidelines. risk assessments and support clients in creating OT Security Charters and Target Operating Models. as the SME for regulatory compliance and liaise with UK competent authorities. and evaluate operational technology security architectures. Core Skills: Must hold a live SC security clearance. Experience in … critical infrastructure and ICS. Proficiency in CSMS, ISA/IEC 62443 standards, and regulatory compliance. Experience in security evaluation, policy development, and risk assessment. Ability to engage clients, lead teams, and manage multiple tasks efficiently. Desirable Skills: Recognized OT Security Certifications preferred. more »

candidate must hold a live SC security clearance. Responsibilities: Oversee Cyber Security Management Systems (CSMS) aligned with ISA (phone number removed)-1 standard. Ensure compliance with regulatory standards such as NIS Regulations and industry guidelines. Perform security assessments and gap analysis to enhance clients' security posture. Develop and … Policies, Procedures, and Guidelines. Facilitate risk assessments and support clients in creating OT Security Charters and Target Operating Models. Serve as the SME for regulatory compliance and liaise with UK competent authorities. Design and evaluate operational technology security architectures. Core Skills: Must hold a live SC security clearance. … Experience in critical infrastructure and ICS. Proficiency in CSMS, ISA/IEC 62443 standards, and regulatory compliance. Experience in security evaluation, policy development, and risk assessment. Ability to engage clients, lead teams, and manage multiple tasks efficiently. Desirable Skills: Recognized OT Security Certifications preferred. more »

housing and neighbourhood management service. You will be part of a team designed to better support our customers and colleagues, to help us ensure regulatory compliance and continuous improvement in the standard of customer service and housing management across the organisation. The Role: Lead and manage your team … arrears, void loss, ASB resolution, and customer satisfaction Develop and facilitate team adherence to policies and procedures that deliver value for money and ensure compliance with best practice, regulatory and statutory requirements Lead on tenancy matters, providing the Housing Team and other teams in the organisation with expert … tenures Experience of line management/leadership An ability to place the customer front and centre of service delivery while operating within legislative and regulatory requirements Knowledge of the legislative and regulatory framework underpinning the social housing sector We will support you to continue your leadership and management more »

Key Responsibilities: Safety & Quality Champion: Lead investigations on internal occurrence reports and DASORs as an on-site safety/quality investigator. Quality Auditor: Ensure compliance with MRP Regulations and AS9100/AS9110 standards by conducting internal audits every 12 months. Quality Management: Establish and maintain a robust quality management … Requirements: Define and communicate quality requirements to suppliers and external providers. Document Control: Review all document control changes within Fixed Wing Aircraft Programmes requirements. Regulatory Compliance: Stay updated with regulatory changes and provide impact assessments. Human Factors Awareness: Prioritize human factors in team tasks to ensure safety … and defence industry. Quality Assurance: Prior experience in quality assurance management. Auditing Skills: Certified as a Lead/Internal Auditor for AS9100/ISO9001. Regulatory Knowledge: Understanding of MAA Regulations and quality management techniques. Continuous Improvement: Proficiency in continuous improvement techniques and management. Join our client for this exciting more »

with the sales and commercial teams to align technical aspects with market demands and business objectives. Quality Assurance: Oversee the quality management system, ensuring compliance with industry standards and regulations. Technical Leadership: Provide technical guidance and support to the production team, driving continuous improvement and operational excellence. Regulatory Compliance: Ensure all products comply with relevant food safety regulations and standards. Requirements: Experience in Food Manufacturing: Proven experience in a technical management role within the food manufacturing industry is essential. Technical Management Experience: Strong background in managing technical teams and projects. NPD Background: Experience in new product more »

with the sales and commercial teams to align technical aspects with market demands and business objectives. Quality Assurance: Oversee the quality management system, ensuring compliance with industry standards and regulations. Technical Leadership: Provide technical guidance and support to the production team, driving continuous improvement and operational excellence. Regulatory Compliance: Ensure all products comply with relevant food safety regulations and standards. Requirements: Experience in Food Manufacturing: Proven experience in a technical management role within the food manufacturing industry is essential. Technical Management Experience: Strong background in managing technical teams and projects. NPD Background: Experience in new product more »

team and other our UK and Group business functions. To influence the development of capture strategies for new business opportunities that safeguard legal and regulatory compliance whilst maximising financial outturn and minimising financial and contractual risk. To have responsibility for the contractual, commercial and bid finance aspects of … briefing is conducted accordingly. Principal Relationships Lead Senior Commercial Manager for Bids Legal & Contracts Managers Head of Bids & Bid Managers Business Development Managers Trade Compliance and Export Control team Finance Team Procurement Function Customers Key stakeholders within our Business Contractual responsibilities on bids: Lead negotiation activities with customers during more »

and capable of operating independently. In addition to developing and maintaining relationships with clients, the position includes administrative responsibilities such as pricing preparation, and regulatory compliance oversight. You must be highly motivated, results-oriented and capable of interacting with business executives. Responsibilities: Project planning and execution within budget … subcontractors; agree T&Cs and scope. Management of subcontractors, scope and spend, ensure effective communications to build a stronger working relationship. Ensure Export License Compliance for exports out export-controlled material of UK. Mentorship and guidance of junior team members. Initiate and develop new opportunities to expand Holtec’s more »

with the ability to inspire, motivate, and develop a high-performing data analytics team. understanding of data governance principles, data security best practices, and regulatory compliance requirements. This is a fantastic time to be joining The Airedale Group and be part of our growth journey, with an exciting more »

and strategic direction Ensuring that all policies, procedures and processes relating to development are fit for purpose and up to date. Providing legal and regulatory compliance assurance, and ensure they are adhered to. Establishing and maintaining strong business relations with local authority partners, Government, other local government agencies more »

software evaluations and RFI/RFP, facilitating technical requirements capture, scoring, workshops, questions, and answers etc. Ensure that all technology solutions meet security and regulatory compliance requirements, implementing security measures to protect data and systems. Keep abreast of emerging technologies and trends and propose innovative solutions that enhance more »

leading and innovative company based in Salisbury. The role primarily focuses on technical leadership, research and development, project management, training and mentorship of engineers, regulatory compliance and goal setting. As the Principal Production Engineer you will play a critical role in advancing and production capabilities while ensuring adherence … to safety and quality standards. The successful candidate will report into Head of Automation & Production Engineering. Key Responsibilities: • Ensure strict adherence to all relevant regulatory requirements, quality standards, and safety protocols • Provide technical leadership to the production team, driving the optimization of manufacturing processes and resolving complex technical challenges more »

legal advice on commercial, technology, and media matters, Draft and negotiate contracts, agreements, and licenses to support client projects. Advise on data protection, and regulatory compliance in the digital space. Collaborate with other departments within the firm on a national-basis. Contributing to business development schemes. 🎓 About You more »

employment checks and NSV cases to ensure a Right First Time (RFT) approach; Conduct Quality Management Checks and Assurance of PEC's to ensure regulatory compliance; Authorisation Decisions for PECs Initiate and progress National Security Vetting (NSVs) applications cases. Deliver a Security Screening Provider (SSP) role for minor more »