Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatorycompliance across Investment Products and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own complianceregulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager … keeping in line with the Private Banks management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all relevant actions are put in place in a timely manner. The Product Risk Manager is expected to more »
BASIC QUALIFICATIONS Experience in compliance program management, legal, governance, audit, risk/loss prevention, or equivalent. 5+ years of experience in banking, payments, or e-commerce companies including retail payments, consumer credit, lending, and insurance within a second or third line of defense function. Prior knowledge of regulatorycompliance, conduct, and financial crime regulations. Sound knowledge of relevant Assurance or Audit practices. Experience advising, supervising, interpreting, and communicating complex regulations to a diverse audience. Excellent team player with the ability to work closely with others to deliver data-driven results, identify and resolve issues. Strong and … businesses. The successful candidate should help the rollout and execution of our second line of defense risk testing and have extensive knowledge of conduct, regulatorycompliance, and financial crime requirements. The successful candidate is an ambitious self-starter, with a proven capability to work independently and as part more »
e.g., CloudWatch, Stackdriver, ELK Stack). Implement and enforce cloud security best practices, including identity and access management (IAM), data encryption, network security, and compliance with industry regulations (e.g., GDPR, SEC). Collaborate with IT security teams to conduct regular security assessments, vulnerability scans, and penetration tests of cloud … subnets, routing, load balancing, and security groups in cloud environments. Knowledge of cloud security best practices, identity and access management (IAM), encryption mechanisms, and regulatorycompliance requirements in financial services (e.g., SEC, GDPR). Excellent analytical, problem-solving, and troubleshooting skills, with a keen attention to detail and more »
Governance Lead to join their Data department. The successful candidate will be responsible for overseeing and implementing data governance policies and procedures to ensure regulatorycompliance and accurate reporting. Key Skills: * MUST have insurance experience, ideally London Market. * Data Governance expertise - implementing governance policies & procedures in a regulated more »
problems. NO AGENCIES PLEASE JOB REF: AWDO-P12110 This job is being advertised by AWD online on behalf of Lloyds Review Manager Jobs | Insurance RegulatoryCompliance | Risk Management | Underwriting | Underwriter | Regulation | Internal Audit | Underwriting Governance more »
City of London, London, United Kingdom Hybrid / WFH Options
Apogee Corporation**
actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »
City of London, London, United Kingdom Hybrid / WFH Options
Apogee Corporation**
actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »
a Delegated Underwriting Executive to enhance our clients team, who will bring profound expertise in delegated underwriting, enriching the company’s capabilities in ensuring regulatorycompliance and operational excellence. You will be responsible for managing the underwriting risk of the portfolio in collaboration with underwriters, focusing on Line … papers and reports. Assisting with the audit process, including appointment, scoping, scheduling, and remediation. Liaising with Lloyd’s and regulators to stay informed of regulatory updates and other Delegated Underwriting related activities. Ensuring that all data and administrative tasks are up to date through internal and external delegated underwriting … and key project deliverables as needed. KNOWLEDGE, SKILLS, & EXPERIENCE: Practical knowledge and experience of working with Delegated Underwriting Authorities (DUAs) from either underwriting or compliance perspectives. Familiarity with Lloyd’s Principles for Doing Business and the DUA Code of Practice. Understanding of Atlas & DCOM. Awareness of Conduct risk and more »
and attention to priorities and details. Establish effective relationships and partner with cross-functional stakeholders (PM, QC, QA, Supply Chain, production, AD, PD and Regulatory) as needed to enable tech transfers and PPQ campaigns. Lead the development of processes and systems for the management of data, trending, and analysis. … the evaluation of deviations, root-cause-analysis, corrective action preventive action (CAPA) and change control processes with strong focus on quality, risk mitigation and regulatory compliance. EXPERIENCE Supervising or mentoring junior staff. Detailed understanding of immunology and cell therapy. Demonstrable expertise in cell-based techniques including cell enrichment, culture more »
