1 to 25 of 306 Regulatory Compliance Jobs

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis … and Interpretation: Stay updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment more »

Assistant Manager Compliance (Regulatory) West end Permanent Hybrid 2/3 split (very generous and achievable annual bonus of up to 58%) Up to £55,000 cer Financial are working alongside a bank who are based in Knightsbridge. They are seeking a Assistant Manager Compliance (Regulatory) to work with them on a permanent basis. The Responsibilities of an Assistant Manager Compliance (Regulatory) Will Include: Assist with the UK Regulatory Compliance monitoring plan by executing reviews independently on various themes such as suitability and appropriateness, client categorisation and financial promotions. Completing regulatory … Horizon scanning. Interpret new/amended regulations, identify significance to the UK business and prepare white papers where relevant. Provide project management assistance and regulatory advice for duration of project. Assist with the provision of regulatory compliance training. Assist with all tasks related to Single Customer View more »

develop, and manufacture high-quality, high-performance, sustainable batteries across multiple applications and sectors to meet customers’ requirements. Job Purpose The System Safety and Compliance Manager plays a pivotal role in leading and managing a multidisciplinary team responsible for ensuring the safety, regulatory compliance, and performance attributes … of high voltage battery pack systems within the automotive industry. This role is critical for overseeing comprehensive safety assessments, regulatory compliance activities, and performance attribute evaluations to ensure the development of safe, reliable, and compliant electric vehicles. By leveraging expertise in functional safety, homologation, and system safety, the … Manager drives excellence in safety engineering practices and regulatory adherence across all stages of product development. Key Duties & Responsibilities: Team Leadership : Provide strategic direction and leadership to the system safety and compliance team, comprising functional safety engineers, homologation engineers, and system safety and attributes engineers. Foster a culture more »

Regulatory/Product Stewardship Advisor c£30-50k +Bonus Benefits South East ABJ6649a Permanent As Regulatory/Product Stewardship Advisor (and a high-level science graduate) you will join a Product Stewardship & Regulatory and Compliance team for a global organisation.The product stewardship team is about … and final disposal. As Product Stewardship Advisor with a background in chemicals you will be experienced in understanding chemical regulations and translating them into compliance systems and assessing their implications on operations and product supply As product Stewardship advisor you will has primary responsibility for monitoring and maintaining chemical … regulatory compliance mainly in the EMEA region. Open to a Hybrid Worker Key Responsibilities Accountability for maintaining chemical regulatory compliance in the EMEA countries as allocated Responsibility for completing regulatory notification & reporting requirements in designated countries (e.g. nanomaterials, EU PIC, WGK nominations, EU REACH, emerging more »

Compliance Officer (FTC) Gatehouse Bank plc FTC – 6 months London – Milton Keynes – Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the … Bank’s operational environment. This will be provided through advisory support and compliance monitoring reviews. The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank’s second line of defence (2LOD). … Key responsibilities Compliance Framework/Strategy: • Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges. • Collation and validation more »

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial institutions. Main … Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and applicable … standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so more »

Compliance Analyst (Insurance) £40,000 - £60,000 Overall Objective of Role: To provide proactive and professional regulatory compliance assistance and support across the business. Main Responsibilities: Ongoing regulatory compliance support, reporting and coordination: · Provide ongoing advice and support on regulatory matters to the Group … Risk & Compliance Director, Group Compliance Manager and the other Compliance Officers in the Group as required. · Support the Group Risk & Compliance Director on regulatory returns and other reporting for the entities in the Group where he/she is the appointed Compliance Officer. · Provide … support, as required, to other Compliance Officers in the Group on regulatory returns and other reporting. · Provide licencing, KYC and sanctions guidance and advice to the Group’s businesses and departments. · Support the Group Risk & Compliance Director and Group Compliance Manager in the maintenance and administration more »

As the Head of Regulatory Affairs for the United Kingdom and Ireland, you will be responsible for leading and managing all regulatory activities to ensure compliance with applicable laws, regulations, and guidelines governing our organization's products and operations within these regions. This role requires a deep … understanding of regulatory requirements in both the UK and Ireland, excellent leadership skills, and the ability to collaborate effectively across departments and with regulatory agencies in both countries. Key Responsibilities: Regulatory Strategy Development: Develop and implement regulatory strategies aligned with business objectives for products in the … UK and Ireland markets. Stay informed about changes in regulatory requirements and proactively adjust strategies as needed. Regulatory Compliance: Ensure that all products, processes, and activities comply with relevant UK and Irish regulations, standards, and guidelines. Monitor regulatory developments and assess their impact on the organization. more »

We are excited to be looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEON’s internal product teams in developing new and innovative products and … services. As a Product Compliance Specialist, you will work as part of the Legal and Compliance team while working collaboratively with other teams across SEON, such as Engineering, Product Management, Sales, Marketing and our external legal ecosystem. This is an exciting opportunity to join a mission-led startup … s products and planned features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external more »

Position: Skills Coach - Regulatory Compliance Officer (RCO) Salary: £28,000 - £32,000 per annum Remote role About the Role: Are you passionate about guiding learners to success in Regulatory Compliance programs? We're seeking skilled professionals to join us as Skills Coaches. Your role involves mentoring … learners, facilitating interactive sessions, and adapting learning plans to meet their needs. If you have regulatory compliance expertise and a dedication to exceptional customer experiences, apply now! Key Responsibilities: Mentor learners to achieve program goals. Facilitate interactive learning sessions. Customise learning plans for individuals. Utilise digital technologies for … engagement. Liaise with employers and agencies. Ensure compliance with regulatory standards. Requirements: GCSE English and Maths (A-C) or equivalent. Level 4+ Law Enforcement qualification. Level 3 Award in Education & Training or willingness to acquire. Experience in coaching and digital learning delivery. Strong communication and organisational skills. If more »

Join our Regulatory Compliance apprenticeship to master ESFA funding compliance, risk management, and audit preparation through hands-on experience and expert guidance. This program offers a unique opportunity for professional growth in an evolving, fast-paced field, preparing you for a successful compliance and regulatory affairs career. Role Compliance Support: Offer guidance and support to ensure alignment with ESFA funding rules and audits, advocating for adherence within our team. Risk Assessment: Analyse and manage risks associated with ESFA funding, utilising data to inform decisions and actions. Policy Adherence: Ensure all operations comply with … IT systems following data protection laws, ensuring submission accuracy. Audit Preparation: Prepare for and respond to ESFA audits, implementing corrective actions to maintain compliance. Compliance Training: Provide internal training on ESFA funding rules, enhancing our compliance processes and practices. Stakeholder Communication: Maintain effective communication with internal stakeholders and more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement, and propose corrective actions to enhance compliance more »

Regulatory Product Compliance Manager Initial 12 Month FTC UK Wide – Hybrid Flexible Remote Working 55-60k + 17.5% Bonus + Benefits including Healthcare & Pension Our client is an international Service Company, operating in over 80 countries. They Provide Heath & Wellbeing Products and Services that protect people’s … lives and the reputation of their customers brands. We are hiring a Regulatory Product Compliance Manager to join the team to project manage product compliance and regulatory approval projects for the Product Engineering team and wider Group. Job Purpose Ensure all hardware products are compliant with … required to support the launch of hardware products. Maintain up to date internal knowledge through attending internal and external workshops and industry conferences. Provide regulatory guidance to global countries for regional compliance To advise the Product Engineering and wider M&I team of how current and future regulatory more »

Compliance Manager Ty Coch Bangor, LL57 4BL (Hybrid working) £51,503 - £54,906 per annum 37 hours per week, Permanent Welsh speaking is essential for this role We are Adra. We provide quality homes in North Wales. Were not an organisation that stands still. Over the coming years we … Adras Properties Department, reporting directly to the Head of Properties (Assets). The department manage all property related matters including investment plan, repairs, maintenance, compliance, adaptations, commercial properties, office facilities and land. What youll do: As the Compliance Manager you will be responsible by ensuring: The asset portfolio … is compliant with all statutory, regulatory, and corporate requirements to ensure that Adra meet all requirements as a landlord. The role involves overseeing compliance and assurance systems, managing survey and inspection programs, ensuring standards are met, addressing raised issues, overseeing external consultants, and monitoring compliance in the more »

Compliance Manager Ty Coch Bangor, LL57 4BL (Hybrid working) £51,503 - £54,906 per annum 37 hours per week, Permanent Welsh speaking is essential for this role We are Adra. We provide quality homes in North Wales. Were not an organisation that stands still. Over the coming years we … Adras Properties Department, reporting directly to the Head of Properties (Assets). The department manage all property related matters including investment plan, repairs, maintenance, compliance, adaptations, commercial properties, office facilities and land. What youll do: As the Compliance Manager you will be responsible by ensuring: The asset portfolio … is compliant with all statutory, regulatory, and corporate requirements to ensure that Adra meet all requirements as a landlord. The role involves overseeing compliance and assurance systems, managing survey and inspection programs, ensuring standards are met, addressing raised issues, overseeing external consultants, and monitoring compliance in the more »

our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an experienced AVP, Compliance Advisory candidate for our FAB office in London, United Kingdom . Let's work together to achieve great things and unlock new possibilities for … that the FAB business in the UK is carried out in accordance with local rules and regulations and to provide updates and information on compliance matters to the Head of Compliance (UK). Manage and monitor compliance requirements in the UK and assist the business in achieving … compliance with UAE and local regulations as well as Group and local policies and procedures. Key Accountabilities Provide up-to-date technical Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID more »

Job Title: Junior Compliance Analyst (Graduate) Location: London, United Kingdom Company Overview: Join our dynamic commodities firm located in the heart of London's financial district. We specialize in trading various commodities on global markets and are committed to maintaining the highest standards of regulatory compliance. As part … of our expansion, we are seeking a Junior Compliance Analyst to join our team. Role Overview: As a Junior Compliance Analyst, you will play a crucial role in ensuring that our operations adhere to regulatory requirements and industry best practices. This role offers an exciting opportunity for … someone eager to learn and develop skills in compliance, Know Your Customer (KYC) procedures, and transaction monitoring. You will work closely with senior members of the compliance team, gaining valuable experience and training to progress in your career. Key Responsibilities: KYC Compliance: Assist in conducting due diligence more »

knowledge/experience of Discretionary Fund Management & Retail Financial Advisers Have a comprehensive knowledge of FCA Handbook Have a thorough understanding of current market regulatory requirements Knowledge of discretionary investment management desirable Excellent attention to detail and ability to identify errors, discrepancies, and potential compliance risks Be an … Hold a full UK driving licence and own a suitable vehicle Benefits: Performance bonus Matched pension Private Medical Death in Service Role: A leading compliance consultancy specialising in providing comprehensive solutions to financial institutions and investment firms, are seeking an experienced and motivated Senior Compliance Consultant. This is … a remote role with the individual residing in the Yorkshire area. Possessing expertise in regulatory compliance and risk management, they help clients navigate complex industry requirements and ensure adherence to best practices. The firm values integrity, professionalism and client satisfaction. As a Senior Compliance Consultant, you will more »

home finance and annuities propositions, and providing collective fund solutions to third party customers. Job Summary: A direct report of the Head of Risk & Compliance - Operations, People & Customer (HRC - OPC) responsible for the oversight of compliance and non-financial risk across Canada Life UK (CLUK). This role … provides key support to the HRC - OPC in ensuring that there is appropriate risk and compliance management across the business aligning strategy, risk appetite, and guaranteeing good customer outcomes. The focus of the role is likely to cover oversight of third party, operational resilience, people and change risk. The … Board, executive, Lifeco group and regulators). This role is primarily responsible for providing key support to the HRC - OPC in the oversight of compliance and non-financial risks in all our people and operations functions, including change programmes, and supports the HRC - OPC in their capacity as the more »

Head of Risk and Compliance About us Our rapidly growing fintech customer are transforming the private capital markets. With deep regulatory knowledge and cutting-edge technology, they have enabled frictionless asset creation and transferability across the digitisation of all assets. Their technology is already being used by some … of the largest institutions in the world, such as the Johannesburg Stock Exchange and Nomura/Instinet. The role As a regulated business, compliance is not only mandated by regulatory bodies, it is also key to business success. The business are currently regulated by the FCA in the … UK, however they are seeking additional regulatory authorisation in other markets including the EU and North America. Due to an exciting and sustained period of growth and future expansion, we’re looking for a talented Head of Risk and Compliance to join the team and build on great more »

We are looking for an experienced compliance professional to join the Amazon Payments UK (APUK) team to support compliance operations of the firm. Reporting to APUKs Senior Compliance Manager, the Compliance Manager will be responsible for supporting regulatory compliance of the payments propositions within … the UK. The Compliance Manager will be part of the 2nd line Compliance Office and responsible for providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input. This opportunity requires a subject matter expert to contribute … within a fast-paced, growing team. You will champion customer outcomes and use your knowledge of the industry and regulatory horizon to ensure sustainable, compliant solutions are formed. You will comfortably handle ambiguity, and provide pragmatic challenge to colleagues, peers and leadership and you are not afraid to roll more »

team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across the … through our own Risk Academy. About you As a minimum you’ll have: You will need strong technical knowledge and understanding of the payments regulatory and legislative framework, the governing regulators including their remits and their strategic intentions as well as external market developments. You will also have a more »

BASIC QUALIFICATIONS Experience in compliance program management, legal, governance, audit, risk/loss prevention, or equivalent. 5+ years of experience in banking, payments, or e-commerce companies including retail payments, consumer credit, lending, and insurance within a second or third line of defense function. Prior knowledge of regulatory compliance, conduct, and financial crime regulations. Sound knowledge of relevant Assurance or Audit practices. Experience advising, supervising, interpreting, and communicating complex regulations to a diverse audience. Excellent team player with the ability to work closely with others to deliver data-driven results, identify and resolve issues. Strong and … businesses. The successful candidate should help the rollout and execution of our second line of defense risk testing and have extensive knowledge of conduct, regulatory compliance, and financial crime requirements. The successful candidate is an ambitious self-starter, with a proven capability to work independently and as part more »

dedicated to providing effective solutions for customer needs through developing high quality, innovative new products. To ensure continuity they are looking to add a Regulatory Affairs Manager to the team focused on Middle East operations. The position will report to the Head of Regulatory Affairs. Position: The Regulatory Affairs Manager will provide broad regulatory strategy, management and support for registrations and notifications in the Middle East/Export1 markets. Including working with direct reports to assure appropriate registrations and certifications for medicines, medical devices, cosmetics, and consumer (general) products, are in place to support the company … with planning, establishing, monitoring, maintaining and growing its presence in these regions. Duties: Provision of advice and regulatory strategy for activities in support of new products in the region - in all categories (medicines, devices, cosmetics, general consumer products) Communication with internal and international colleagues, and local distributor supporting RA more »

A Regulatory Compliance Engineer with a Technical Degree , an understanding of CE Marking and with solid knowledge of a range of EU Directives and Regulations will ensure all legislative requirements are met and will produce detailed compliance documentation and reports for products sold within Europe. Applications welcome … Buckinghamshire with an R&D facility as well as production facilities. Sustainability, quality and innovation are key to this expanding company. Requirements for the Regulatory Compliance Engineer should include: A Degree in Mechanical/Electrical or Electronic Engineering. Experience writing technical reports. An understanding of CE marking. Knowledge more »