go perm LOCATION: London Based PAY: £120,000 - £130,000 Responsibilities · Responsibilities: FCA - Responsibility for the firm’s policies and procedures for countering the risk that the firm might be used to further financial crime. Full oversight and autonomous management of the AML function; Chair the London Branch Compliance … Risk Committee. Assume the role of permanent member in London Branch Management Committee Review and assume ownership – in collaboration with the Compliance and Risk teams at the Belgium Head Office – of applicable riskassessment methodologies towards business-wide riskassessment, country riskassessment, product riskassessment and customer riskassessment; Review and assume ownership of financial crime related policies and procedures, including EDD procedures applicable at KYC and operational levels; Conduct financial crime risk assessments including: business-wide riskassessment, country riskassessmentmore »
experience. We continue to grow to meet the needs of long-term individual investors. Team Overview: Wealth Management Advice and Solutions First Line Operational Risk team is an enabling first line risk capability responsible for the execution of the Enterprise risk standards and WMAS operational risk framework across Wealth Management Advice and Solutions (WMAS). This includes risk identification, measurement, response, insights, and governance. The team is accountable for building and communicating the operational risk profile of WMAS functional capabilities through risk consultation and risk assessment. The WMAS Risk team … the business, partnering closely with senior functional leadership in WMAS. What You Will Do: Identify, quantify, and monitor operational risks across WMAS to enable risk-based actions and decision making by WMAS business leadership Provide operational risk expertise, consultation, support, and constructive challenge to complex processes Partnering with more »
experience. We continue to grow to meet the needs of long-term individual investors. Team Overview: Wealth Management Advice and Solutions First Line Operational Risk team is an enabling first line risk capability responsible for the execution of the Enterprise risk standards and WMAS operational risk framework across Wealth Management Advice and Solutions (WMAS). This includes risk identification, measurement, response, insights, and governance. The team is accountable for building and communicating the operational risk profile of WMAS functional capabilities through risk consultation and risk assessment. The WMAS Risk team … the business, partnering closely with senior functional leadership in WMAS. What You Will Do: Identify, quantify, and monitor operational risks across WMAS to enable risk-based actions and decision making by WMAS business leadership Provide operational risk expertise, consultation, support, and constructive challenge to complex processes Partnering with more »
experience. We continue to grow to meet the needs of long-term individual investors. Team Overview: Wealth Management Advice and Solutions First Line Operational Risk team is an enabling first line risk capability responsible for the execution of the Enterprise risk standards and WMAS operational risk framework across Wealth Management Advice and Solutions (WMAS). This includes risk identification, measurement, response, insights, and governance. The team is accountable for building and communicating the operational risk profile of WMAS functional capabilities through risk consultation and risk assessment. The WMAS Risk team … the business, partnering closely with senior functional leadership in WMAS. What You Will Do: Identify, quantify, and monitor operational risks across WMAS to enable risk-based actions and decision making by WMAS business leadership Provide operational risk expertise, consultation, support, and constructive challenge to complex processes Partnering with more »
experience. We continue to grow to meet the needs of long-term individual investors. Team Overview: Wealth Management Advice and Solutions First Line Operational Risk team is an enabling first line risk capability responsible for the execution of the Enterprise risk standards and WMAS operational risk framework across Wealth Management Advice and Solutions (WMAS). This includes risk identification, measurement, response, insights, and governance. The team is accountable for building and communicating the operational risk profile of WMAS functional capabilities through risk consultation and risk assessment. The WMAS Risk team … the business, partnering closely with senior functional leadership in WMAS. What You Will Do: Identify, quantify, and monitor operational risks across WMAS to enable risk-based actions and decision making by WMAS business leadership Provide operational risk expertise, consultation, support, and constructive challenge to complex processes Partnering with more »
engineers support enhancements to system security architecture and cyber security capabilities; manage multiple system security plans for development, test and production systems following the Risk Management Framework (RMF); manage cross domain capabilities; and support Security Verification Testing (SVT) of relevant Type 1 devices. The contract provides system engineering, development … security architecture. Assessing and mitigating system security threats and risks throughout the program life cycle. Leading and/or contributing to the security planning, assessment, risk analysis, risk management, certification and awareness activities for various system and networking operations. Effectively collaborating with other internal technical experts on … Customer technical experts, and internal program teams. Formulating security compliance requirements for new system features. Identifying and remediating security issues throughout the system. Supporting riskassessment, risk management, security control assessment, continuous monitoring, service design, and other IA program support functions. Working with development teams to more »
engineers support enhancements to system security architecture and cyber security capabilities; manage multiple system security plans for development, test and production systems following the Risk Management Framework (RMF); manage cross domain capabilities; and support Security Verification Testing (SVT) of relevant Type 1 devices. The contract provides system engineering, development … security architecture. Assessing and mitigating system security threats and risks throughout the program life cycle. Leading and/or contributing to the security planning, assessment, risk analysis, risk management, certification and awareness activities for various system and networking operations. Effectively collaborating with other internal technical experts on … Customer technical experts, and internal program teams. Formulating security compliance requirements for new system features. Identifying and remediating security issues throughout the system. Supporting riskassessment, risk management, security control assessment, continuous monitoring, service design, and other IA program support functions. Working with development teams to more »
engineers support enhancements to system security architecture and cyber security capabilities; manage multiple system security plans for development, test and production systems following the Risk Management Framework (RMF); manage cross domain capabilities; and support Security Verification Testing (SVT) of relevant Type 1 devices. The contract provides system engineering, development … security architecture. Assessing and mitigating system security threats and risks throughout the program life cycle. Leading and/or contributing to the security planning, assessment, risk analysis, risk management, certification and awareness activities for various system and networking operations. Effectively collaborating with other internal technical experts on … Customer technical experts, and internal program teams. Formulating security compliance requirements for new system features. Identifying and remediating security issues throughout the system. Supporting riskassessment, risk management, security control assessment, continuous monitoring, service design, and other IA program support functions. Working with development teams to more »
Are you ready to apply your operational risk management expertise to Amazon's unique environment? We are looking for an experienced Operational Risk Manager to lead on implementation and maintenance of second line risk programs for our payments entities in the UK and Europe. You will also … work closely with our first line risk and control partners to provide guidance and oversight of implementation of risk program requirements. Key job responsibilities Second-line program level ownership for risk programs (e.g risk appetite, riskassessment process, risk training, change management process … etc); Maintain a strong understanding of best in class risk and control principles, and regulatory expectations embed governance processes to perform recurring gap analysis against those expectations, and drive remediation where necessary. Identify and develop appropriate data sources and elements which contribute to risk-based assessments. Own, maintain more »
Senior Lead Operational Risk City of London Permanent £100,000 cer Financial are working alongside an exciting international bank who are based in the City of London. They are seeking a Senior Lead Operational Risk to work with them on a permanent basis. The Responsibilities of a Senior … Lead Operational Risk Will Include: Lead the engagement between the risk function and both the first line and operations areas of the business to improve risk reporting and control Lead the analysis of identified risk to create meaningful MI including any emerging risks Own the ORCA … and NPPA process To report to the Chief Risk Officer and BRC on risk mitigating actions To own, promote and develop the BRC reporting framework so to improve risk reporting to the committee. Ensure there is appropriate monitoring against risk appetite and tolerance, with effective plans more »
Stamford, Connecticut, United States Hybrid / WFH Options
Synchrony Financial
Job Description: Role Summary/Purpose: Reporting to the SVP, Chief Operational Risk Officer, this position is responsible for leading the 2nd Line of Defense (2LOD) team accountable for the independent oversight of operational risks in the business including Supplier Management, Information Security, Information Technology and Data Privacy. In … addition, this position is accountable for the operational risk programs and initiatives focused on identifying, assessing, and treating operational risks across Synchrony. We're proud to offer you choice and flexibility. You have the option to be remote, and work from home, or come into one of our offices. … to our nearest office for in person engagement activities such as team meetings, training and culture events. Essential Responsibilities: Manage a team of operational risk experts in establishing the strategy and plan to oversee new and existing risks in Synchrony technology platforms and public cloud migration strategy, cyber security more »
functional safety processes and methodologies, in accordance with industry standards such as ISO 26262. By leveraging expertise in functional safety principles, hazard analysis, and riskassessment, the Engineer contributes to the development of safe and reliable electric vehicle systems. Key Duties & Responsibilities: Functional Safety Processes : Responsible for implementing … safety requirements, and safety mechanisms to achieve the required safety integrity levels (SIL). Hazard Analysis : Conduct hazard analysis activities, including Hazard Analysis and RiskAssessment (HARA), to identify potential hazards and associated risks. Define and allocate safety goals to mitigate identified hazards, considering system architecture and operational … scenarios. Collaborate with cross-functional teams to ensure alignment of safety goals with system requirements and design. RiskAssessment : Perform riskassessment activities, such as Fault Tree Analysis (FTA) and Failure Mode and Effects Analysis (FMEA), to quantify and prioritize safety risks. Identify critical failure modes more »
is unique in its approach to online and point of sale payments. About the role: Identify, refine, and implement a robust and commercially focused risk & compliance strategyand maintain an effective risk management framework with supporting policies that identify, assess, control and report on the range of risks and … exposures that our company faces. This will involve: Maintain the company’s risk governance framework covering risk policies, risk appetite statement & tolerances, risk assessments and risk impact evaluations, internal control systems, risk models, systems and procedures & ensure they are implemented appropriately. Manage the Compliance … Monitoring Plan and Risk Management Programme to identify, preventand correct areas of noncompliance Prepare monthly risk framework KRIs & KPIs & trends for review with the senior management. Ensure risks are actively managed within the business and that any items of concernare escalated. Manage the preparation of risk related more »
the management team on the status of cases on a regular basis • Oversight of Underwriting Assistant’s work on transactions. Transaction due diligence and riskassessment • Borrower riskassessment, including assessment of clients’ background, credit reports and financial status, including affordability assessment where necessary … Property riskassessment, including of Security Properties including third party valuation, viability of development (if applicable), any issues raised in conveyancing and viability of borrowers exit proposal(s); • Ensuring all transactions fit within the company’s Credit Policy and identifying changes where necessary; • Identifying transaction risks and recommending more »
Chubb now has an exciting opportunity for an accredited (IFE or IFSM) Fire RiskAssessment Manager/Validation Manager to join our dedicated Fire Consultancy division on a full time, permanent and remote working basis. This is a Remote/Home based opportunity, however travel throughout the UK … will be required. What Will I Be Doing As a Fire RiskAssessment Manager? The main goal of this role is to create and maintain quality procedures in order to pave the way to achieving and maintaining SP205 accreditation, along with ensuring that the department maintains an excellent … quality delivery to the end user. Create and maintain quality procedures in order to pave the way to achieving and maintaining SP205 accreditation. Recruit Risk Assessors and validate capabilities. Mentor new Risk Assessors in the field, to ensure that all competencies are reached, in order to fulfil the more »
London, England, United Kingdom Hybrid / WFH Options
CLevelCrossing
on Sep 23, 2022 Apply for this job your email: upload resume: Profile Interactive Brokers (UK) Limited (IBUK) is seeking to recruit an experienced Risk Manager who will hold the role of SMF4 (CRO) with the FCA. The role is a second line of defence role (in the IB … Enterprise Risk Management Group) which will report directly to the Group Chief Risk Officer. The IBUK Head of Risk Management will be responsible for the implementation of the IB Group Enterprise Risk Management Framework (ERMF) in the UK business, including independently monitoring, overseeing, challenging and providing … guidance to the first line of defence IBUK team with regards to its risk governance and management of financial and non-financial risk. Core responsibilities will include the implementation of the overall Group ERMF and policies across IBUK, identification and oversight of key risks, maintenance of the riskmore »
Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). Actively participating in continuous AML Business-Wide RiskAssessment, updating MarTrust Risk Register and communicate with the CCO, the MLROs, MarTrust Risk Manager, Marcura Group Risk Team and … Marcura Group Legal and Compliance Team and any other relevant teams involved with AML Business-Wide Risk Assessment. Updating AML Policies and Procedures as a result of AML Business-Wide RiskAssessment and recommending the Governance Teams changes and updates for approval. Continuously reviewing AML systems and … entity in the UK Minimum of 2 years of Compliance testing experience Knowledge of cross-border payments, e-money and other financial services; AML RiskAssessment Methodology; Compliance Monitoring Testing Methodology; Strong technical knowledge of AML systems and controls (and relevant technology/providers), especially for the following more »
their markets and customers. Job Description **THIS IS A HYBRID ROLE AND WILL REQUIRE SOME ONSITE PRESENCE IN OUR LONDON OFFICE The Information Security Risk Analyst role is part of Group Information Security team within the Informa Global Support division of Informa Plc. The Information Security Risk Analyst … role will be responsible for assessing security risks and monitoring risk indicators and remediation activities across the Group. This important role will support the Information Security Risk Management function and associated processes. This includes process maintenance and continuous improvement, liaising with business stakeholders to ensure information security risk management is done so effectively. Key Areas of Responsibility/Accountability Understand and measure the information security risk posture of divisions to assess security risks and monitor remediation activities. Report on the status of risks and on the risk profile of divisions to the InfoSec team and more »
Responsibilities: Lead Data Scientist : Spearheaded development and testing of AI solutions. Apply advanced mathematical models, data analysis, and machine learning techniques to build robust riskassessment models. Product Development Lead : Play a pivotal role in our Product Development team, working closely with cross-functional teams to conceptualise, design … and develop AI-powered risk analysis products. Algorithm Development : Develop and optimise machine learning algorithms and predictive models to enhance our riskassessment capabilities. Data Analysis : Analyse large datasets to identify trends, patterns, and insights for risk management strategies. Collaboration : Collaborate with fellow data scientists, developers … analysis, machine learning, and statistical modelling. Strong programming skills in languages such as Python, R, or Java. Experience in Data Science and field research. Risk analysis, credit rating, and financial risk management knowledge are a plus. Strong problem-solving skills and ability to work independently and in a more »
Job Title: Governance and Risk Manager Company: Our client is a dynamic and forward-thinking Lloyd’s Syndicate whom are committed to excellence in governance, risk management, and internal controls. We are seeking a talented Governance and Risk Manager to oversee and integrate assurance activities from Internal … Audit, Risk Management, and Compliance. This is a unique opportunity to lead and enhance assurance processes, reporting directly to the Chief Risk Officer. Key Responsibilities: Combined Assurance Framework: Develop and maintain a comprehensive Combined Assurance Framework to ensure effective governance, risk management, and internal control processes. Assurance … Activities: Lead the implementation of recommendations and actions arising from combined assurance reports. Manage and oversee assurance activities and projects to enhance overall risk management. Compliance Monitoring: Develop compliance monitoring activities and key risk indicators (KRIs) for the Risk and Compliance Committee. Monitor adherence to regulations, policies more »
your skills within a dedicated security advisory team? This role exists within Aviva’s CISO team and is responsible for carrying out consultancy and riskassessment activities across multiple geographical areas, business areas and change disciplines. If you feel this is something to which you could bring benefit … integrate into the existing team to provide a top-class service to protect Aviva against current and new cyber related threats. To reduce the risk of change activity (IT and Cyber initiatives) to Aviva, the successful candidate will provide: Security consultancy advice and guidance, security review of solution designs … including recommendations, advice and guidance to promote secure by design and carry out Information Security Risk Assessments (ISRA) to better manage Aviva risks against reputational damage, system outage and data loss potentially leading to regulatory fines, as data security becomes an ever greater focus across the globe. The role more »
duties, including (but not limited to): Regulatory & exchange liaison (see also section 4 below), Market abuse surveillance & regulatory reporting (STOR), Implementation of market abuse riskassessment, Compliance policies & procedures maintenance and development FCA Liaison: to lead continued discussions with the FCA, seeking to reach agreement on priorities and … enhancements for the Compliance function; to oversee implementation of the actions identified in the recent Market Abuse RiskAssessment, and ongoing refinement of the riskassessment process; to focus in particular on enhancing Scila reports & alerts; visualisation tools for market abuse surveillance; and governance of market more »
Attend regular client project meetings Prepare the technical write up for inclusion in bid submission Present technical solutions at bid meetings High Level Appraisals: Assessment of existing system configuration and operation at client sites. Compilation and analysis of data Conceptual design of energy related projects Preliminary constructability assessment and project riskassessment Prepare capital and operating cost budgets Detailed energy savings calculations Preparation of final report and presentation Investment Grade Audits Further definition of solutions from High Level Appraisal stage including on-site assessments as necessary Constructability assessment Project riskassessment Finalise more »
created role that drives day to day operations, projects and recommendations, driving forward Combined Assurance Framework within the business. If you have experience in Risk Management, Audit, Controls Framework and enjoy a role that is business facing, project driven, implementing change and recommendations this is the role! The primary … responsibility of the Combined Assurance Manager is to ensure the effectiveness of governance, risk management, and internal control processes by integrating assurance activities from Internal Audit, Risk Management, and Compliance. Develop and maintain a Combined Assurance Framework. Lead the implementation of recommendations and actions derived from combined assurance … reports. Oversee assurance activities and projects. Develop compliance monitoring activities and key risk indicators (KRIs) for the Risk and Compliance Committee. Supervise the internal controls and risk self-assessment framework, including tracking actions, conducting second-line reviews, and continuously enhancing controls. Establish and execute an appropriate more »
engineers. Manage or conducts Hazard Identification (HAZID) workshops, Hazard and Operability (HAZOP) studies, and Layers of Protection Analysis (LOPA) assessments, Safety Integrity Level (SIL) assessment, Reliability, Availability, and Maintainability (RAM) analyses, hazardous area classification, firewater systems, fire and gas detection and consequence analysis/QRA. Engages in project HAZID … reviews, able to perform some consequence analysis, develop Performance Standards for Safety Critical Systems, maintain a Hazard and Risk Register, review studies performed by third party contractors: Fire & Explosion Analysis, Quantitative RiskAssessment, Facility Siting Study, Emergency System Survivability Analysis, Escalation RiskAssessment, SIMOPS Riskmore »