2 Risk and Compliance Management Jobs

finance and annuities propositions, and providing collective fund solutions to third party customers. Job Summary: A direct report of the Head of Risk & Compliance - Operations, People & Customer (HRC - OPC) responsible for the oversight of compliance and non-financial risk across Canada Life UK … CLUK). This role provides key support to the HRC - OPC in ensuring that there is appropriate risk and compliance management across the business aligning strategy, risk appetite, and guaranteeing good customer outcomes. The focus of the role is likely to cover oversight of third … party, operational resilience, people and change risk. The role holder will encourage, advocate and lead an appropriate risk culture across CLUK to meet the needs of the full range of stakeholders (including Board, executive, Lifeco group and regulators). This role is primarily responsible for providing key more »

UK regulatory requirements and industry best practices. Establish and implement compliance monitoring programs to ensure ongoing adherence to regulations. 3. Risk Assessment and Management: Conduct enterprise-wide risk assessments to identify regulatory compliance risks associated with payment services operations. Develop regulatory compliance risk mitigation strategies and controls to address identified regulatory compliance risks effectively. 4. Regulatory Reporting: Prepare and submit regulatory reports to relevant authorities (FCA and other), ensuring accuracy and timeliness. Coordinate responses to regulatory inquiries and examinations, facilitating regulatory inspections and … compliance awareness and ethical conduct throughout the organization. 6. Internal Collaboration: Collaborate with internal stakeholders, including legal, finance, AML/CTF risk management, and operations teams, to ensure alignment of compliance efforts with business objectives. Provide regulatory advice and support to product more »