9 Wholesale Banking Jobs

Policy Manager - 9 months + - Contract - £960 a day inside - Hybrid Regulatory Policy manager, Credit risk, Compliance, Basel, PRA Working with a leading global banking client to secure the services of a Regulatory Policy Manager for London. The role holder will lead on regulatory interpretation of regulatory requirements for … Artificial intelligence/machine learning (AI/ML). In this role, you will: Review and opine on existing and proposed regulatory policy on wholesale credit risk. Lead the process to develop regulatory interpretations and policy opinions, including clear communication of the latest external regulatory developments to customers/… to university degree level or equivalent and it would be desirable for them to hold a relevant professional qualification Experience Experience in general or wholesale banking including Commercial Banking, Global Banking & Markets or Wholesale Credit Risk. Good knowledge of the regulatory landscape particularly relating to more »

regional sites. Provide questions and feedback to global Traded Risk teams relating to policy, standards and documentation. Knowledge and Experience: Experience in general or wholesale banking including Commercial Banking, Global Banking & Markets or Wholesale Credit Good knowledge of the regulatory landscape particularly relating to Counterparty more »

with Markets Security Services to communicate regulatory developments and assist with ensuring that regulatory requirements are met. Knowledge and Experience: Experience in general or wholesale banking including Commercial Banking, Global Banking & Markets or Wholesale Credit Good knowledge of the regulatory landscape particularly relating to the more »

branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the Advisory team. Regulatory Frameworks: Support and advise the business on operationalising Compliance frameworks to … such as FATCA/CRS, Cross-Border and Market Abuse. Qualifications & Experience 5+ years’ Compliance experience preferred – either in an Advisory role within a Wholesale Banking or Private Banking environment. Degree educated with Legal, Banking and/or Compliance qualifications. Relevant experience in a Compliance or … within an international bank, ideally experienced at working within a matrix management organisation across multiple cultures. Excellent demonstrable working knowledge of UK and EU banking regulations. Ability to work under pressure and to tight deadlines. Strong analytical, interpersonal and communication skills with excellent attention to detail. Fluent in English more »

with Markets Security Services to communicate regulatory developments and assist with ensuring that regulatory requirements are met. Knowledge and Experience: Knowledge management knowledge of Wholesale Banking business and Wholesale Credit Risk thorough understanding of the purpose, values, culture and fundamentals of Global Transformation strong knowledge of the … management approaches and technology of the regulatory framework globally Experience of delivering regulatory and/or capital models (PD/LGD/EAD) of Wholesale Credit Risk understanding and knowledge of Risk Analytics processes, culture and objectives track record as an outstanding analyst or consultant financial services industry knowledge … case development and a sound understanding of how design enablers underpin business benefits experience of delivering change into different audiences and managing implementation in banking environments communication, inter-personal and negotiating skills decision making and problem solving ability judgmental skills to identify and resolve problems of managing large teams more »

surveillance platforms; familiarity with a range of surveillance vendor technologies; knowledge of MAR and MiFID II regulation; significant technical knowledge of one or more wholesale banking asset classes; working with trade and order transactional data; tuning lexicons and machine learning models for false positive reduction. We have ambitious more »

range of financial products and services more than 25 million customers worldwide through three key business lines: Canadian Retail including TD Canada Trust, Business Banking, TD Auto Finance (Canada), TD Wealth (Canada), TD Direct Investing and TD Insurance U.S. Retail including TD Bank, America’s Most Convenient Bank, TD … Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in TD Ameritrade Wholesale Banking including TD Securities TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than … Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while more »

range of financial products and services more than 25 million customers worldwide through three key business lines: · Canadian Retail including TD Canada Trust, Business Banking, TD Auto Finance (Canada), TD Wealth (Canada), TD Direct Investing and TD Insurance · U.S. Retail including TD Bank, America’s Most Convenient Bank, TD … Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in TD Ameritrade · Wholesale Banking including TD Securities The Toronto-Dominion Bank is a chartered bank subject to the provisions of the Bank Act (Canada). It was formed on February 1, 1955 through the amalgamation of The more »

enquiries where necessary. EXPERIENCE REQUIRED: Senior level Compliance and AML experience. Current or recent holder of SMF16 and SMF17, ideally from a corporate or wholesale banking environment Understanding of relevant FCA rules, FOS, Data Protection legislation. Anti Financial Crime legislations and JMLSG guidance. FCA approach to supervision. Compliance more »