1 to 1 of 1 Contract Compliance Officer Jobs in the UK

Internal Audit and Compliance Office - JP Morgan/Nutmeg - London - 6 months - Hybrid - PAYE We're seeking an Internal Audit and Compliance Officer to join Nutmeg, JP Morgan's digital wealth management business, in London on an initial 6 months contract. You'll be providing supervisory management … in a similar role or a financial advisory, risk and controls or UK regulatory background. Job Description Your role as an Internal Audit and Compliance Officer will involve ensuring Nutmeg sales, financial advice and trading activity is executed in line with firmwide policies and regulatory requirements. You will … assist the Head of Supervisory Management in managing Compliance and Operational risk ensuring alignment with regulatory and firmwide requirements. Job Responsibilities Conduct ongoing quality assurance monitoring covering Nutmeg Wealth Management activity with a focus on sales practices and Consumer Duty. Conduct ongoing monitoring activities related to client suitability. Provide more »