correspondent relationships and ensure proper due diligence. o Conduct periodic reviews of corporate accounts. o On boarding of new corporate clients as per current AML guidelines. PERSON SPECIFICATION Bachelor’s degree, preferably in the field of finance. An ability to establish and retain effective working relationships with internal and external more »
London, England, United Kingdom Hybrid / WFH Options
AXA Funds Management
service providers – prime brokers, auditors, fund’s administrator, directors Review of the fund audited financial statement, over a 3-year period if available Perform AML/KYC due diligence review of manager and fund Written operational due diligence reports for presentation to the Investment Committee Operational Due Diligence – Monitoring activities more »
be successful in this role: knowledge of regulatory requirements and best practices related to client on-boarding, KYC (Know Your Customer), AML (Anti-MoneyLaundering), and CDD (Customer Due Diligence). Experience with the NFA would be desirable. Excellent leadership skills with the ability more »
Providing training to clients around their obligations in relation to Financial Promotions Supporting firms with the onboarding of new clients from a KYC/AML perspective and advising on relevant documentation required Knowledge, Technical Skills & Competencies required: Knowledge of FCA regulations specific to Financial Promotions, ideally from a Crypto perspective more »
industry. Detailed technical knowledge and understanding of the following (as a minimum): FCA sourcebooks – PRIN, CONC, DISP, SYSC and legislative frameworks such as the AML, Consumer Credit, Data Protection Act including GDPR. A sound understanding of the FCA’s expectations in relation to the treatment of vulnerable customers. Detailed knowledge more »
Manchester Area, United Kingdom Hybrid / WFH Options
esure Group
by improving data analysis and business intelligence. Develop and maintain strategies to mitigate financial loss and regulatory risks, with a focus on anti-moneylaundering compliance. Responsible for crafting fraud prevention strategies and ensuring consistency with policies throughout the company. The day to day … procedures for responding to law enforcement inquiries to minimise operational impact and derive financial benefits. Implementing and designing procedures for compliance with anti-moneylaundering legislation to mitigate regulatory and reputational compliance risks. Maintaining high-quality communications with Financial Crime business leaders Designing and … of Crime legislation Broad knowledge of fraud/financial crime risk management for both insider and external fraud Understanding of AntiMoneyLaundering/Proceeds of Crime and Suspicious Activity Reporting regimes as applicable to general insurance Track record of implementing, enhancing and delivering more »
Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be a hybrid position with the office being located in Central London. The base more »
business-critical applications including communication with end users. Strong experience in Agile and experience working in multi-disciplinary teams Affinity with banking processes and AML/fraud monitoring processes Strong in translating complex technical considerations into plain rules for the business. Good communication skills in English. Mandatory: Candidate should have more »
this internally across multiple stakeholders (which may incl. senior management) Develop and maintain excellent relationships with various internal teams such as Product, Compliance, Legal, AML & Operations Skills & Qualifications To be the right candidate for this position, you will have at least 3 years account management experience, delivering against revenue targets more »
/China UnionPay online dispute portals, Experienced in using the Sumsub platform Experience within Start Ups or Financial Institutions AML qualification in Anti-MoneyLaundering or Compliance - will be an advantage Experience in developing systems to automate manual tasks Ability to work independently as more »
with legal processes and statutory requirements in new business with reference to the Consumer Credit Act, Data Protection Act and AntiMoneyLaundering Procedures and Fraud. The role will require attending virtual and in person meetings with key brokers at Sales request as well more »
Identifying registration backlogs, prioritising follow ups around this pool Providing regular feedback to improve follow up and reporting efficiencies Understanding of Corporate entities and AML on-boarding requirements Clearly articulating compliance requirements and assisting with associated queries Answering and processing a large volume of inbound calls from corporate clients Understand more »
and operational design. Qualifications (ACIB or equivalent) or be able to demonstrate industry awareness, ability and understanding to this level Risk management awareness including AML FCA, PRA, Banking If you would like to learn more about this role please apply below more »
product and engineering teams to develop features that enhance user experience, improve security, and minimise inconveniences Work closely with Compliance Officers to ensure all AML and compliance requirements are met successfully SKILLS AND EXPERIENCE SQL experience FinTech experience ideal Experience working within Fraud Analytics Numerical degree from a top University more »
Product Knowledge: Sound awareness of commercial loans & asset finance products and the indirect sales model including; Broker, digital partners, supplier and Vendor. Technical Knowledge: AML/KYC, Finance Agreements, Computer Applications, Credit & Documentation processes and requirements. Relationship Management: Ability to maintain strong relationships and communicate with key stakeholders internally and more »
in a related subject (Maths, Finance, Accounting) Part or fully qualified Account Experience of Forensic/Financial Investigations (Asset Tracing and Recovery, Fraud prevention, AML etc) Cross border/Multi-Jurisdictional Investigations experience Experience of investigations in Developing countries Project Management and Client Management skills A second language would be more »
Guildford, England, United Kingdom Hybrid / WFH Options
Motus Legal Recruitment
key member of the firm’s risk management team, helping implement and overseeing statutory and regulatory compliance with the SRA, with experience of the AML regulations, taking responsibility for the firm’s complaints procedures and for the firm’s adherence to the Lexcel quality standards. It is in every sense more »
products and service solutions available to commercial clients – Strong understanding of banking and payment systems and a knowledge of the Financial Regulatory environment e.g. AML, Data Protection is desired, but not essential Able to manage and coordinate workflow across multiple teams, communicate effectively across the business and complete assignments accurately more »
We're searching for an Actimize Engineer to join our Economic Crime Technology team! This role is key in preventing financial crimes as part of a wider team committed to excellent customer service. The role involves providing production support (primary more »
Contact: Financial Crime SME (AVP to VP FTC) C. £70k to 90k equivalent (subject to experience) Main focus: AML/STF/AB&C 2nd line Policy & Advisory Reporting to DMLRO Hybrid- 3 days in office Our client (UK Jurisdiction of a Global Investment Bank) is looking for a contractor more »
to aid their career development Experience required of the Financial Crime Manager: SME knowledge of Financial Crime in the Crypto space Demonstrable knowledge of AML, ABC and CTF, as well as other legislation and guidance around Financial Crime Relevant Financial Services experience with Consultancy experience preferred but not essential An more »
growth and expansion ; Produce Cash flow , quarterly report and Budget for the company ; Ensure compliance with regulatory requirements and industry standards especially regarding the AML procedure ; Monitor financial performance and budgetary compliance ; Foster strong relationships with key stakeholders, including clients, suppliers, and regulatory agencies ; Drive initiatives to enhance operational efficiency more »
and UN Sanctions regimes to ensure regulatory requirements awareness and application. genuine interest in financial crime and general knowledge of financial crime regulations covering AML, AB&C and Fraud to help with your sanctions role. understanding of start-up/SME corporate clients (not large FIs). working in financial more »
