Managers through Business Compliance Support before submission to FCPC. Key Skills/Experience: Ideally with experience in Banking/Financial Services with experience in AML/CFT & Compliance Risk Management. Substantial experience in KYC/KYB reviews process assurance is a prerequisite. Awareness and ability to quickly understand internal systems … etc.) Working knowledge of standard business processes, products offered and the dynamics within the business. Working knowledge of FCA regulations, in particular conduct rules, AML and financial crime requirements, as well as any other related business compliance rules and regulation. Experience with delivery of best practice quality assurance checks to more »
reflect regulatory changes. Surveillance and Monitoring Manage the production and delivery of a risk-based Compliance Monitoring Programme, including trade and e-communication surveillance, AML transaction monitoring, economic sanctions screening and desk/thematic reviews. Support the Compliance team in the execution of the Compliance Monitoring Programme. Ensure all material … Work closely with global Compliance colleagues to ensure a common approach where relevant. Work closely with the Client Due Diligence (CDD) team to ensure AML and financial crime issues are adequately addressed. Work closely with the Internal Audit function to ensure all regulatory and conduct issues are addressed appropriately and more »
Analysing, preparing and evaluating management information for key governance meetings and reporting. Assisting in the operation of financial crime controls, including Sanctions, Anti-MoneyLaundering, Anti-Bribery and Corruption, and Gifts and Entertainment. Undertaking and supporting Compliance Monitoring reviews and presenting findings more »
higher revenue growth, maximize operational efficiencies, and improve customer experience. Our solutions help our customers solve difficult problems in the areas of Anti-MoneyLaundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn more »
the future landscape of compliance training at our client. Identify, design, develop, and deliver financial services training, which will include Consumer Duty, Anti-MoneyLaundering, Financial Crime, Data Protection, and General Data Protection. Take responsibility and ownership to ensure we meet our compliance training more »
candidate will help the Firm comply with its obligations to combat economic crime. The remit covers all aspects of economic crime including anti-moneylaundering, anti-bribery and corruption, anti-fraud, and sanctions compliance. The role includes international scope acting … entities in the Gulf. In addition, the role will help lawyers and the new business intake team with complex clearances (including ethical, reputational and AML issues) and with the development and implementation of Firm policies including training others in such policies. Applicants should have at least 4 years of Financial … Crime/AML and ideally Sanctions experience either within an internal risk team at a leading law firm or as a fee-earner/barrister. The firm offers an attractive remuneration package at a crucial stage of growth for the firm. This role will be based in London and working more »
Business Development Manager/Director - KYC/B - AML- IDV - EMEA London Our client is a market leading provider of KYC/B software on a global scale Established across the EMEA region - they are currently looking for a new business hunter to join their very successful team. The successful … New Business 3+ years in SaaS or Fintech - • Client focussed • Consultative approach Any candidate is required to demonstrate success in the BYC/B - AML and IDV - B2B relationship management. Strong communication skills are required, and candidates must demonstrate consistent renewal rates in previous roles. Desired Skills and Experience: The more »
/updating London Compliance handbook and other regulatory documents Developing/maintaining appropriate Compliance policies/procedures Monitoring daily operations of the London branch AML policies/activities Establishing adequate systems/controls for AML/sanctions Completing annual MLRO and annual Compliance reports to Head Office Attending Compliance and more »
client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing … policies and procedures. They will be heavily involved in the delivery of the MLRO report, the financial crime risk assessment, FCA reporting relating to AML/CTF and other related processes. SMCR –The candidate will support the compliance function in the maintenance of the firm’s SMCR Compliance Framework. Including … panel reporting and majority shareholding reporting. Management Information – Produce high quality, informative and accurate Management Information regarding the status of the Compliance Monitoring Programme, AML statistics and other Compliance data. Working to tight timelines. Assess the effectiveness of current policies, procedures, monitoring and controls. Implement change to improve and where more »
THE COMPANY: Our client is a multinational banking organisation. THE RESPONSIBILITIES: Good and practical understanding of The MoneyLaundering, Terrorist Financing and Transfer of … Funds (Information on the Payer) Regulations 2017 (UK ML Regs). Good and practical understanding of JMLSG – Good experience of tracking and operationally implementing AML regulations Good and practical understanding of financial crime matters Good and practical understanding of CDD/KYC customer on-boarding Good and practical understanding of more »
Lawyers. Job Description: We are looking for a Senior Auditor with Financial Crime Experience to assist us with financial crime audits of our clients’ AML programmes . The ideal candidate will have experience in auditing financial services firms including UK banks and electronic money institutions. The candidate should … controls. Audit report writing experience. Excellent communication and interpersonal skills. The ideal candidate will also hold a professional certification such as Certified Anti-MoneyLaundering Specialist (CAMS), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA). more »
London, England, United Kingdom Hybrid / WFH Options
Stellar Select
Experience managing and influencing stakeholders Awareness of the changes and development in regulation and legislation and their impact on the business including Anti-MoneyLaundering, Data Protection Act, Financial Conduct Authority, Consumer Duty For more information regarding the role of Senior Propositions Development Manager more »
The Role We are working with an international law firm who are looking for an AML & Sanctions Analyst to join their team in London. Some of your responsibilities will include: Carry out client due diligence (CDD) analysis and AML checks for the London office. Conduct sanctions, PEP, adverse media screening … Laundering Reporting Officer (MLRO) as appropriate. Communicate with Partners, Fee Earners, Client Service Specialists and other departments in relation to AML matters. Requirements for the Role: Bachelor’s degree (preferred), or equivalent. Minimum 12 months experience in a similar role, ideally at an international law firm. … Good understanding of the relevant regulatory regimes, including (but not limited to) AML/SRA/DAC6 requirements. Experience with Intapp Open would be beneficial. more »
team in the Dubai to the Middle East. Revolutionizing the landscape of financial crime risk management through state-of-the-art SaaS KYC and AML platform. Their end-to-end solution empowers clients to effectively screen and monitor against sanctions watch-lists, PEPs, Adverse Media, Criminal Convictions, Corporate Registries, and … Requirements: · Proven Experience: Demonstrated success in business development within the financial services or technology sector. · Industry Knowledge: Familiarity with financial crime risk management, KYC, AML, and related regulatory landscapes. · Strategic Thinker: Ability to devise and execute effective business development strategies. What Sets Them Apart: · Passion for Innovation: An enthusiasm for more »
with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules … up to date records across all areas of the Firm’s business. EXPERIENCE REQUIRED: 2+ years’ experience in a regulatory compliance-based role – NOT AML/KYC. Good exposure and experience with retail investment products, crypto asset experience is highly advantageous. Sponsorship is not offered for this position. For further more »
Senior Financial Crime Manager is required to join a globally expanding Fintech Business with offices in Swindon and London. This will be a remote position with occasional travel into the office and a salary of up to £95,000 plus more »
which is conducive the minimise the risk of regulatory failure and the resultant reputational damage. Work on financial crime matters and complete the relevant AML activities as part of the Compliance Monitoring Plan. Skills and Knowledge Required: Relevant qualification – Compliance qualification or LLB preferred. Minimum of 3 – 4 years of more »
effective oversight of the MoneyLaundering Reporting Officer (MRLO). • Conduct regular risk assessments to ensure full compliance with regulatory AML and CTF obligations. • Work closely with the General Counsel to maintain an effective compliance operating model. • Support risk management and oversee regulatory and reputation risks more »
Our client - an international law firm - is seeking a Head of AML to join their team in Nottingham. This is an exciting opportunity to work closely with the firm’s senior management - and the wider business - acting as the Deputy MoneyLaundering Reporting Officer, designing new … the firm’s international expansion. The responsibilities of the role include (but are not limited to): Leading, alongside the Governance & Compliance Team, the internal AML Function Ensuring that the firm is ready for audits in all jurisdictions in which it operates, working with the firm’s network of international MLROs … to achieve that objective. Supporting the MLRO on ad hoc AML queries/Issues, providing technical legal advice when needed Delivering training on AML to domestic and international legal teams Delivering training to the client opening team. Acting as a point of escalation for the client opening team To be more »
Our client - an international law firm - is seeking a Head of AML to join their team in Leeds. This is an exciting opportunity to work closely with the firm’s senior management - and the wider business - acting as the Deputy MoneyLaundering Reporting Officer, designing new … the firm’s international expansion. The responsibilities of the role include (but are not limited to): Leading, alongside the Governance & Compliance Team, the internal AML Function Ensuring that the firm is ready for audits in all jurisdictions in which it operates, working with the firm’s network of international MLROs … to achieve that objective. Supporting the MLRO on ad hoc AML queries/Issues, providing technical legal advice when needed Delivering training on AML to domestic and international legal teams Delivering training to the client opening team. Acting as a point of escalation for the client opening team To be more »
higher revenue growth, maximize operational efficiencies, and improve customer experience. Our solutions help our customers solve difficult problems in the areas of Anti-MoneyLaundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn more »
Maintain effective oversight of the MoneyLaundering Reporting Officer (MRLO). • Conduct regular assessments to ensure full compliance with regulatory AML and CTF obligations. • Work closely with the General Counsel to maintain an effective compliance operating model. • Support the organisation in developing and maintaining business standards more »
to clients on a range of project types which include advising on and writing cryptoasset registrations to the FCA for moneylaundering oversight and writing policies and procedures. Understand and seek opportunities to further develop … the Financial Crime offering for crypto firms, creating new business opportunities and delivering proposals to clients and concluding sales. Assisting with financial crime and AML audits and writing the audit reports The Crypto Manager Financial Crime will demonstrate an ability to successfully handle projects from beginning to end and be more »
Templegate Recruitment Specialists in Financial Services Recruitment Position: IFA Technical Sales Support Location: Edgbaston, Birmingham (office-based) Benefits: Complimentary parking Lunch provided Pension plan Examssupport Sick pay coverage 25 days of annual leave, plus bank holidays Salary: £28,000 - £34 more »
