1 to 25 of 31 Permanent Compliance Analyst Jobs in England

Role: Senior Security Risk & Compliance Analyst Location: Hybrid based out of London, Leeds or Birmingham - once every 2 weeks on site Package: £67,000 + bonus + 28 days annual leave An international leader in business services is looking for a Security Risk & Compliance Analyst to … lead across initiatives relating to security and risk. The Information Security Risk & Compliance Analyst will lead within the identification, reporting and subsequent actions of security risks while ensuring security controls are operating effectively and in accordance with regulatory and legislative requirements. Senior Security Risk & Compliance Analyst … Manage and develop independent risk reporting Supporting all activities related to the maintenance of the Information Security control frameworks e.g. ISO27001 Senior Security Risk & Compliance Analyst Key Experience Identification and management of Information Security risks Data security and risk management principles Risk management policies and processes to identify more »

Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, including supporting … to the business; Horizon scanning; Undertaking initial due diligence on pre-bind sanctions referrals; Support in conducting the annual financial crime risk assessment; Maintaining compliance training records; Providing advice and guidance to the business on regulatory matters; Reviewing and updating compliance policies and procedures Support in drafting of … compliance management information and reporting to Boards, Committees and regulators; Maintaining the business timetable; Responsible for conducting monthly monitoring activities, identifying any issues in the compliance controls including sanctions, licensing, TOBAs; Support the Compliance Assurance Manager in performing thematic reviews on key compliance areas of the more »

Compliance Analyst - Wealth Management Bristol Area (1-2 days a week in office) £35k - £45k DoE Minimum of 1-2 years experience within Compliance or as a Paraplanner Role Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and fostering positive customer outcomes under the FCA’s Consumer Duty requirements. Working closely with the Group Head of Compliance, they will be instrumental in ensuring strict adherence to regulatory mandates while championing excellence in customer outcomes and customer service. The primary focus will centre on ensuring compliance … providing robust support to our advisors, ensuring they uphold the highest standards of advice quality and professionalism through comprehensive training and competence programs. The analyst’s efforts will be essential in safeguarding both regulatory compliance and our clients' best interests, reinforcing our reputation as a trusted financial services more »

Senior Compliance Analyst £65,000 - £80,000+ Package Primarily Remote - 1 day in London **Unfortunately my client cannot provide Visa Sponsorship at this time** Are you prepared to lead the way in revolutionizing the financial landscape? Join our dynamic team as a Senior Compliance Analyst and … We transcend traditional methods by seamlessly integrating digital assets with a user-centric approach, all while maintaining a steadfast commitment to security. As a Compliance Analyst, you'll be instrumental in defining the future of finance. Skills Strong understanding of relevant laws, regulations, and industry standards Analytical and … communication skills, both written and verbal Ability to interpret complex information and explain it clearly Experience with conducting audits and reviews Proficiency in using compliance software and tools Ability to collaborate effectively with cross-functional teams Integrity and ethical behavior Desirable Cryptocurrency Experience Startup Experience If you have the more »

IT Compliance Analyst Cambridge £28k-£30k We’ve partnered with a scientific company based in Cambridge in the search for an IT Compliance Analyst to join their highly successful IT team. You will have a focus on IT Governance, policy writing, security compliance as well … Cover Letter. Benefits include 25 days annual leave, yearly bonus, annual pay reviews, flexible working, private medical insurance plus many more! The role: Ensuring compliance with IT Security Standards (ISO27001) IT policy writing Internal IT Support IT Risk Assessments Support with IT audits What are we looking for? Currently more »

Raise™ funding product offers lawyers and their clients an automated funding process that can deliver a funding agreement in days. As our clients Senior Compliance Analyst, you will be a key figure in ensuring that law firms receiving their litigation funding maintain compliance with regulatory standards, and … efficiently progress their cases. Your role encompasses auditing, compliance oversight, and collaboration with law firms to enhance their case management practices. Responsibilities: Compliance Oversight: Conduct comprehensive audits of law firms to evaluate their compliance with internal and external regulatory standards. Ensure that the internal database is up … to-date with actions, dates, and next steps related to compliance and audit activities. Evolve the audit system, reviewing questions, reporting mechanisms, and information gathered to align with business objectives. Periodically review law firm due diligence and SRA information to maintain compliance records. Audit Management (Pre 12 Months more »

This is an exciting chance to join a high-profile team in a varied role as our Regulatory Compliance Analyst where you will be at the forefront in helping deliver several exciting initiatives. You will benefit from being involved with all areas of the business, as well as … that this will be a fixed term/secondment appointment for between approximately 3-4 months. What you’ll be doing as a Regulatory Compliance Analyst Supporting the Regulatory Managers in monitoring and managing regulatory compliance, performance, and co-ordination. Assisting in the roll out and review … of self-certification for compliance assessment purposes. Developing and testing maintenance processes. Perform ‘’Deep Dive’ analysis of evidence of compliance in areas of high risk to support the outcomes of the self-certification process. Supporting Regulatory Managers in delivery of key regulatory and environmental milestones.What you should bring more »

Miryco Consultants is working with a high performing Boutique RegTech Consultancy looking to bring on board a qualified Compliance Analyst/Advisor to their team. This role is ideal for a strong financial services compliance analyst with foundational regulatory knowledge. Responsibilities: Assist in guiding the business … along FCA regulations. Proactively monitor regulatory updates and emerging risks. Stay informed of industry best practices and regulatory guidance. Developing and delivering compliance training, policies, and procedures. Staying abreast of the regulatory landscape. Conduct regular reviews of client monitoring plans and related activities to identify potential compliance issues. … employees and regulators. Experience: Excellent academic background. Upwards of 2 years’ relevant experience within financial services. Strong Microsoft Excel and analytical skills. Knowledge of compliance monitoring best practices and gap analysis testing is desired. Salary: Competitive with strong bonus and industry leading benefits Location: London more »

Compliance Analyst Industry: Lloyd's Syndicate Hybrid £50,000 to £55,000 Role overview: A rapidly growing Lloyd's Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their expertise to enhance the smooth running of … the Managing Agency and Syndicate. Skills, Knowledge, and Experience: Technical knowledge of PRA/FCA/Lloyd's regulations. Experience in a regulatory compliance role within the Lloyd's insurance sector. Experience in financial crime, including sanctions. Ability to work independently and proactively in a fast-paced environment. Pragmatic … and solution-oriented approach to compliance matters. Proven ability to support business initiatives. Excellent verbal and written communication skills, confident in interacting with all levels of staff. Conduct horizon scanning and maintain the horizon scanning log. Email your CV or use the apply feature on this page. Email: KEY more »

Compliance Analyst Industry: Lloyd's Syndicate Hybrid £35,000 to £40,000 Role overview: A rapidly growing Lloyd's Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their expertise to enhance the smooth running of … the Managing Agency and Syndicate. Skills, Knowledge, and Experience: Technical knowledge of PRA/FCA/Lloyd's regulations. Experience in a regulatory compliance role within the Lloyd's insurance sector. Experience in financial crime, including sanctions. Ability to work independently and proactively in a fast-paced environment. Pragmatic … and solution-oriented approach to compliance matters. Proven ability to support business initiatives. Excellent verbal and written communication skills, confident in interacting with all levels of staff. Conduct horizon scanning and maintain the horizon scanning log. Email your CV or use the apply feature on this page. Email: (url more »

Compliance and Risk Reporting Analyst Join our dynamic team at DWF, a global legal company dedicated to excellence and innovation. We pride ourselves on fostering a collaborative and inclusive environment where talented individuals can thrive and make a meaningful impact. As a Compliance and Risk Reporting Analyst … instrumental in identifying key business risks through root cause analysis and trended statistics, and you will provide valuable insights to enhance our risk and compliance activities. Key Responsibilities: Conduct investigations and analysis to generate insightful commentary for management reporting. Perform in-depth root cause analysis and trended statistics for … key business risks. Identify areas for improvement in risk and compliance activities and provide focused support to the Risk and Excellence team. Create and maintain systems of data, ensuring consistency and high standards. Produce data outputs to meet the evolving needs of the business. Support the Enterprise Risk Manager more »

Coopman Search and Selection are delighted to partner with a leading alternative asset manager with circa $15 billion AUM who are looking hire a Compliance Analyst due to the continued growth of the firm. In this role you will be responsible for a providing generalist compliance support … to the wider compliance team. You will report directly into the Head of Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning … Provide support to the Compliance Team with oversight of Compliance System Responsible for maintenance of Registers Produce training slides Regular collection of compliance and risk MI for preparing Risk Management and Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy more »

Well established Private Equity Investment Management business are seeking a Compliance Analyst to join their growing team. Key Responsibilities: Conduct thorough reviews of regulatory requirements and ensure the firm's compliance with relevant laws and regulations. Assist in developing and implementing compliance policies, procedures, and controls … to mitigate risk and uphold industry standards. Support compliance testing and monitoring activities to assess the effectiveness of existing controls and identify areas for improvement. Collaborate with internal teams to provide assistance on compliance matters and support regulatory inquiries and audits. Stay updated on regulatory developments and industry … trends to proactively address compliance issues and contribute to a culture of compliance within the organisation. Requirements: Bachelor's degree 1-3 years of experience in compliance roles within the financial services industry, preferably within private equity or investment management. Excellent communication and interpersonal skills to collaborate more »

long term. The Role Due to significant growth of the business and ever-increasing expectations of regulators and clients, we are expanding our Risk & Compliance team. Lead by the Chief Risk & Compliance Officer, Pinnacle’s Risk & Compliance team is responsible for the delivery and continual improvement of … the governance, risk & compliance (GRC) framework across the Group, including Pinnacle Investment Management (UK) Limited and the provision of GRC services to Pinnacle’s Affiliate Investment Managers. Key Responsibilities Daily Monitoring of pre and post trade investment compliance rules; Assisting in implementing and reviewing investment compliance rules … and regulations; Initiate enhancements to improve compliance framework efficiency; Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse; Support compliance reviews and approvals for financial promotions and marketing materials; Collaborate with other members more »

offer flexible working to all. Our individual impact and output is what counts most. The role: This is an exciting opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up. As part of … the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks … transactions on the firm’s institution’s and group’s risk profile; Supporting the team with the rollout of education and training to improve compliance awareness, incident reporting and drive cultural change among staff and senior management; Enhancing compliance department and organisation reputation through exceptional delivery and by more »

New Senior Compliance Analyst (Sanctions) opportunity working with a top-performing specialty insurer. You’ll be a key member of the team and will support on all aspects of regulatory compliance across the group, gaining exposure to both intermediary and insurer regulatory requirements, as well as Lloyd … s oversight requirements. Key responsibilities: Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives, as well as international licensing queries. Taking a leading role in ensuring compliance with Lloyd’s regulatory principles. Playing a key role in horizon scanning and communicating … Assisting in the operation of financial crime controls, including Sanctions, Anti-Money Laundering, Anti-Bribery and Corruption, and Gifts and Entertainment. Undertaking and supporting Compliance Monitoring reviews and presenting findings to senior stakeholders. Supporting with the ongoing operation of the Product Oversight and Governance process, including annual product reviews. more »

Investment Risk & Compliance Analyst Salary £30k Peterborough (Hybrid) This is an associate-level role for an ambitious Risk/Compliance professional, a newly-created position with a growing business in the investment and funds space. The role will directly support the Senior Investment Risk & Compliance Manager more »

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. Assisting in compliance oversight of all activities outsourced to other entities. Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of appropriate management Information, and regulatory updates relevant to the … Company. Execution of a risk-based compliance monitoring programme in line with regulatory guidelines and in conjunction with business and compliance departments. Monitoring the complaints handling and vulnerability processes and reviewing and reporting on root cause analysis Compliance oversight of financial promotions issued by the firm. Investigation more »

Business Compliance Control Analyst (12 month FTC) London FirstBank UK is a globally recognised, successful bank who provide world-class services to various institutions and individuals. Offering a comprehensive range of retail and corporate financial services/products, this thriving business boasts over 10 million active customers in … over 700 business locations. Due to business requirements, we are now looking to acquire the services of an experienced Business Compliance Control Analyst Hybrid role – 3 days a week in the London office, 2 days from home - Office hours are Monday-Friday, 9am-5pm with a 1-hour … the unit head. Providing support to the unit head in conducting QC on periodic Clients’ Due Diligence (KYB) Reviews undertaken by RMs/Business Compliance Support on all high-risk relationships to ensure compliance with the Bank’s Policy and CDD standards. Conducting sample QC of KYB reviews more »

Reporting to the General Manager, Legal & Compliance, responsibilities will include: Undertake monthly communications monitoring. Undertake other compliance monitoring, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/discussion with the Compliance Officer, in accordance with Company guidelines. Assist … the Compliance Officer with monitoring of outsourcing to third parties. Assist in arranging relevant compliance training for all staff. Assist the Compliance Officer in ensuring that the firm can respond in a timely basis to requests for information from the FCA. Assist the Compliance Officer in … ensuring that all individuals performing a controlled function receive regulatory approval before commencing duties. Assist the Compliance Officer in ensuring the annual Certification of staff is completed in a timely manner. Ensure all compliance registers and relevant records are maintained and kept up-to-date. Requirements more »

X4 Technology are currently recruiting on behalf of one of our Fintech clients who are looking for an experienced Lead Compliance Analyst to join their team. They provide instant and effortless access to Cryptocurrencies with payment services including debit card and peer-to-peer payments. In this role … with deadlines Re-design and implement the policies and procedures as regulation and best-practice evolves over time Instilling a positive, proactive culture towards Compliance Key requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments more »

Job Title: Regulatory Compliance Officer Location: London, United Kingdom Type: Full-Time (5 days a week, on-site) About the Client: Our client is a pioneering fintech company that specialises in global payments and remittances. They are committed to providing seamless financial solutions to their customers and ensuring the … highest standards of compliance and regulatory adherence. Role Overview: We are seeking a dedicated and experienced Regulatory Compliance Officer with a focus on Consumer Duty to join our client's dynamic team in their London office. This role demands a proactive and knowledgeable professional who can swiftly adapt … to a new environment and contribute to the company’s compliance framework. Key Responsibilities: Ensure compliance with UK regulations for payment and financial services, specifically focusing on Consumer Duty requirements. Develop, implement, and monitor compliance policies and procedures to ensure the company’s operations align with regulatory more »

ensuring investment strategies comply with regulatory and contractual requirements? Do you thrive in a dynamic trading desk environment? We are seeking a skilled Investment Compliance Analyst to join our Client's Portfolio Risk team, responsible for implementing and monitoring investment restrictions across the business. Responsibilities: Analyse real-time … risk/compliance alerts to ensure consistency with investment mandates and collaborate with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts and work with technology and front office teams to maintain a robust pre-trade risk framework. Review investment restrictions for new more »

A Compliance Assistance is required for a City of London Underwriting Group, who seeks a person with 3+ years Lloyd's Insurance Compliance background. Hybrid role, City of London. Working in an excellent environment in a small team, the role is to support the Compliance team in … its day-to-day activities. This includes assisting in the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and … reporting of conduct risk exposure including treating customers fairly/Consumer Duty, product oversight and complaints. Assist in the delivery of compliance monitoring activity. Review and report monthly on the performance of each underwriting team (against a sample basis of slips) in meeting contract certainty, sanctions and licensing standards. more »

Do you have a passion for ensuring smooth international trade compliance 💥Are you a detail-oriented professional with expertise in export controls and customs regulations? If so, we want to hear from you! A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: colleagues on trade compliance best practices and regulations. with Logistics to manage export controls and customs compliance for CDW shipments. efficient trade compliance processes and tools using technology … regulations. products for export and supporting country-of-origin determinations. accurate trade documentation and records. implementation of Technology Control Plans. in internal and external compliance audits. To be successful, you will have: degree/certificate in compliance, international trade/logistics, customs, or international studies (or equivalent experience more »