City of London, London, United Kingdom Hybrid / WFH Options
High Finance (UK) Limited
is the possibility of a permanent role being available at the end of the contract too. Duties will include: Assisting in the oversight of compliance processes Assisting in the oversight of due diligence Supporting the Head of Compliance in managing regulatory relationships with key regulators including the PRA … FCA and Lloyd's (and relevant overseas regulators). Participating in the delivery of an effective compliance training program. Working on compliance projects Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs. Maintaining all allocated documentation to the appropriate standard, ensuring … associated procedures (Conduct Risk and Financial Crime). As this is a contract role, it is essential that you have at least one years compliance experience gained at an insurer, insurance brokerage or at a consultancy firm where you worked with insurance clients. more »
Cyber Security Analyst/Security Compliance Coordinator Location: Watford (On Site, 4/5 days a week) - We're recruiting for a Cyber Sec Analyst/Security Compliance Coordinator, the ideal candidate will be junior and looking for an opportunity to further progress in the Cyber … to date with current trends and regulations. Day to Day: Creating cyber security awareness campaigns and training. Support the provision of cyber security and compliance across infrastructure and application services. Support the group in security audit preparation. Ensuring cyber security awareness training is up to date. Required: A degree more »
Cyber Security Analyst/Security Compliance Coordinator Location: Watford (On Site, 4/5 days a week) - We're recruiting for a Cyber Sec Analyst/Security Compliance Coordinator, the ideal candidate will be junior and looking for an opportunity to further progress in the Cyber … to date with current trends and regulations. Day to Day: Creating cyber security awareness campaigns and training. Support the provision of cyber security and compliance across infrastructure and application services. Support the group in security audit preparation. Ensuring cyber security awareness training is up to date. Required: A degree more »
Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm adheres to FCA compliance … team of 4, reporting to the Head of Compliance. Responsibilities: * To undertake tasks relating to the implementation of the objectives set out in the Compliance policies and Compliance Monitoring Programme * To assist in ensuring that the Company establishes and maintains effective systems or internal controls in order to … controls, so that prompt remedial action may be taken by Senior Management * To assist in monitoring proposed changes in legislation with particular relevance to compliance of all regulatory regimes * To assist in identifying, investigating and rectifying rule breaches, and fulfil any associated reporting requirements. * To assist in coordinating the more »
Role Purpose: The Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely with the Money … Laundering Reporting Officer (MLRO), reporting any suspicious activity for escalation to the MLRO. The Senior C&R Analyst will specifically be responsible for AML detection and compliance within our UK retail business. The role will be required to monitor pre-set levels and parameters related to financial transactions … manage alerts and cases from compliance systems and tools and identify behaviors that deviate from the norm and escalate suspicions as required. They will also be required to investigate and analyse suspicious activity reporting and make recommendations on what action is required. Key Accountabilities : Ensure adequate AML checks are more »
Project: Review of Compliance policies and 1LOD operating procedures mapping them to regulatory requirements Need to provide assurance and thematic monitoring that the most impacted policies. Knowledge and Skills Required: Knowledge of FCA rules is important, and experience of mapping policies and/or procedures to regulatory requirements (ideally more »
