1 to 25 of 47 Permanent Compliance Audit Jobs in England

Job Description: Job Title: Audit Supervisor - General AML (BSA/AML including Sanctions) Corporate Title: Assistant Vice President Location: Chester or Dublin Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth … part of our award-winning benefits package, which means getting to work has never been so easy. Role Description: Executes the assigned areas of audit work, providing day to day coaching and guidance to teammates. Executes audit strategy for the sound application of risk based auditing by defining … audit scope, audit program, and test procedures. Demonstrates strategic thinking and supports change. Delivers timely audit work within quality standards and conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or more »

timely resolution, escalating when necessary. Ensure quality assurance is incorporated in all processes and compliance is checked through the compliance audit programme. Ensure the teams you are responsible for maintains an issue log and use this to inform the learning programme for the Team. Line … Service in line with best practice and legislative changes. Responsible for ensuring staff are working to Standard Operating Procedures through the compliance audit process. Financial Responsibility Authorised signatory for signing off BACS. Approves pay-overs to Finance, such as NEST contributions and third-party deductions. To act … to the Client relationship e.g., portal for Client information, marketing materials and keeping it up to date. Participate in the Service compliance audit programme, ensuring teams are fully compliant with the processes. Create and maintain accurate records and documents (paper/electronic) in line with documentation/ more »

A great opportunity to join a growing Energy and Oil Brokerage and Clearing House as a Senior Compliance Officer. We are a growing energy brokerage firm dedicated to providing innovative solutions for our clients in the dynamic and ever-evolving energy market. As we continue to grow, we … are seeking a highly motivated and detail-oriented Compliance Officer to join our team and play a crucial role in upholding regulatory standards and fostering a culture of compliance within the organization. Job Overview: The Compliance Officer will be responsible for overseeing and implementing … training programs for employees, ensuring awareness and understanding of regulatory requirements. Provide ongoing support and guidance to staff regarding compliance-related matters. Audit and Assurance: Collaborate with internal and external auditors to facilitate compliance audits. Implement corrective actions in response to audit findings and more »

IT and Business Systems Departments. Develop and provide security training/briefings to relevant business areas on facility and personnel security matters. Manage compliance of … Security Assurance Levels (SAL’s) with project teams, ensuring adherence to processes. Lead security audits , actioning any follow-up measures required. Performance Measures Security audit compliance Company security record compliance Personal Attributes Must be eligible to work in the UK without restrictions and able to more »

current legislations. Developing and embedding mature processes that focus on Risk Management and incident response. Carry out risk assessments and conducting frequent GDPR compliance audits. Work with stakeholders to develop Business Continuity and Disaster Recovery plans across the business. Advise Platform Engineering, Development, Product teams on SDLC security more »

into our cloud services Stay up-to-date with the latest security threats and trends and proactively identify potential security risks Assist in compliance audits and certifications such as SOC 2, ISO 27001 Self-driven with ability to work in fast paced, changing environment and deliver results for more »

Job Title: Regulatory Compliance Officer Location: London, United Kingdom Type: Full-Time (5 days a week, on-site) About the Client: Our client is a pioneering fintech company that specialises in global payments and remittances. They are committed to providing seamless financial solutions to their customers and ensuring … the highest standards of compliance and regulatory adherence. Role Overview: We are seeking a dedicated and experienced Regulatory Compliance Officer with a focus on Consumer Duty to join our client's dynamic team in their London office. This role demands a proactive and knowledgeable professional who … can swiftly adapt to a new environment and contribute to the company’s compliance framework. Key Responsibilities: Ensure compliance with UK regulations for payment and financial services, specifically focusing on Consumer Duty requirements. Develop, implement, and monitor compliance policies and procedures to ensure the more »

line with Procurement departmental procedures and objectives, focusing on securing strong commercial terms and excellent quality and delivery service levels from suppliers while ensuring audit compliance, reporting directly to the Senior Manager. We are looking to speak with candidates with an understanding of the Automotive sector, with more »

using Group software, and ensure accurate ongoing monitoring and updating for budgeting purposes. Prepare reports and risk registers to gain internal approvals and ensure audit compliance. Appoint Solicitors via the framework. Work with land agents and appointed legal advisors to negotiate and agree land contracts, ensuring any development related more »

using Group software and ensure accurate ongoing monitoring and updating for budgeting purposes. Prepare reports and risk registers to gain internal approvals and ensure audit compliance. Appoint Solicitors via the framework. Work with land agents and appointed legal advisors to negotiate and agree partner land contracts, ensuring any development more »

Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate … relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Training and Awareness Provide training and education to employees on compliance and AML requirements. Foster a culture of compliance awareness throughout the organization. Develop and deliver regular compliance training sessions to more »

and cloud-based computer systems, networks and applications. Develop and deliver a programme of planned independent security assessments. including penetration tests, hardware & software compliance, and PCI, and ensure any gaps are addressed. Work with external stakeholders and information security groups including DCMS, NCSC and accreditor organisations and others … PAAS especially Azure Firewalls Networking & Wi-Fi End-point protection Web-hosting technology Demonstrable understanding of ISO27001, Cyber Essentials, data protection, business continuity and audit compliance Mobile phone security: IOS and Android Excellent interpersonal (Builds relationships) Team player who embraces change Positive communicator Strong influencing and negotiating more »

and cloud-based computer systems, networks and applications. Develop and deliver a programme of planned independent security assessments. including penetration tests, hardware & software compliance, and PCI, and ensure any gaps are addressed. Work with external stakeholders and information security groups including DCMS, NCSC and accreditor organisations and others … PAAS especially Azure  Firewalls  Networking & Wi-Fi  End-point protection  Web-hosting technology Demonstrable understanding of ISO27001, Cyber Essentials, data protection, business continuity and audit compliance Mobile phone security: IOS and Android Excellent interpersonal (Builds relationships)  Team player who embraces change  Positive communicator  Strong influencing and negotiating more »

and cloud-based computer systems, networks and applications. Develop and deliver a programme of planned independent security assessments. including penetration tests, hardware & software compliance, and PCI, and ensure any gaps are addressed. Work with external stakeholders and information security groups including DCMS, NCSC and accreditor organisations and others … PAAS especially Azure  Firewalls  Networking & Wi-Fi  End-point protection  Web-hosting technology Demonstrable understanding of ISO27001, Cyber Essentials, data protection, business continuity and audit compliance Mobile phone security: IOS and Android Excellent interpersonal (Builds relationships)  Team player who embraces change  Positive communicator  Strong influencing and negotiating more »

our ambitious growth plans. Creating Meaningful Moments that do good for people, and our planet. We are currently looking for QUALITY ASSURANCE AUDITORS To audit, monitor and evaluate quality systems, processes and procedures providing technical support for the operational teams while maintaining and promoting technical and quality standards in … met and maintained by setting standards and monitoring good manufacturing practices, applying HACCP principles and preventing reoccurrence of non-conformance against these standards. To audit compliance against Quality Management Systems and GMP, raising all non-conformances against relevant standards with objective evidence enabling the operational teams to more »

survey requirements; Supervise contractors’ repair/maintenance of vessels Perform budgeting and cost control measures on ship spares and docking requirements Perform technical compliance audits and investigations on defects/failures on a regular, scheduled basis to ensure conformance to IMS Standards Attend vessel dry docking, repairs and more »

departments and IT stakeholders to design and implement effective authorization concepts for SAP systems. Administer SAP roles and analyze user access to ensure compliance with segregation of duties (SoD) policies. Produce detailed threat models after reviewing technical design documents. Review and input security into solution architecture and high … level designs. Advise and consult with development teams on security matters. Ensure compliance with … internal standards and use of approved patterns. Conduct fit/gap analysis to identify security gaps and recommend improvements. Understand critical access restrictions and audit compliance requirements for reports. Key Skills/Knowledge/Experience: Relevant professional qualification (or working towards certification), such as Security+, Network+, CISM more »

departments and IT stakeholders to design and implement effective authorization concepts for SAP systems. Administer SAP roles and analyze user access to ensure compliance with segregation of duties (SoD) policies. Produce detailed threat models after reviewing technical design documents. Review and input security into solution architecture and high … level designs. Advise and consult with development teams on security matters. Ensure compliance with … internal standards and use of approved patterns. Conduct fit/gap analysis to identify security gaps and recommend improvements. Understand critical access restrictions and audit compliance requirements for reports. Key Skills/Knowledge/Experience: Relevant professional qualification (or working towards certification), such as Security+, Network+, CISM more »

to ensure the successful deliver of projects Approving sub-contractor Invoices and ensuring payment within contract timescales Taking full accountability for safety and compliance auditing Leading and managing the delivery in construction About you You will hold a HNC Qualification or above (preferably in an engineering discipline) and more »

to Integrations, scheduling, and orchestration Review functional & technical specifications, Non-Functional-Requirements (NFRs) and perform code reviews adhering to adopted standards, security specifications & SOX audit compliance for all integrations. Review designs and code for the global scheduling system (IBM IWA tool), that controls orchestration of the integrations more »

to Integrations, scheduling, and orchestration Review functional & technical specifications, Non-Functional-Requirements (NFRs) and perform code reviews adhering to adopted standards, security specifications & SOX audit compliance for all integrations. Review designs and code for the global scheduling system (IBM IWA tool), that controls orchestration of the integrations more »

continues to meet all quality and technical standards set nationally and by our grocery retailer partners. As one of our QA Auditors, you will audit, monitor, improve and evaluate quality systems and procedures and provide technical support for the operational teams as well as maintaining and promoting technical and … work on a permanent day shift which will include some weekend working as set by the rota. Day to day duties will be: To audit compliance against Quality Management Systems, GMP and HACCP controls, raising all non-conformances against relevant standards with objective evidence. Effectively communicating to … monitoring completion of actions. Suggesting areas of improvement, relating to fabrication and procedures. Understanding the site traceability system to complete audits to demonstrate compliance and retrieve information for investigation purposes. To take samples (micro, nutritional, swab and organoleptic) against specific schedules and communicate the progress in a timely more »

delivery team throughout project lifecycles, ensuring successful outcomes. • Authorize invoices and ensure timely payments within contractual deadlines. • Hold full accountability for safety and compliance auditing. Requirements: • HNC Qualification or higher, in an engineering discipline. (CEng) will be a bonus • Minimum of 3 years' experience in a similar role more »

of cleanroom parameters as part of a contamination control program. Support general cleanroom operations including participating in basic Health and Safety audits and compliance audits. Order cleanroom consumables, manage stock rotation. Support the movement of items under test, such as instruments and satellites, between facilities. General building and more »

of cleanroom parameters as part of a contamination control program. Support general cleanroom operations including participating in basic Health and Safety audits and compliance audits. Order cleanroom consumables, manage stock rotation. Support the movement of items under test, such as instruments and satellites, between facilities. General building and more »