Senior Project Manager with strong experience leading end: end regulatorychange projects across Financial Services required on a permanent basis, by a leading Financial Advisory organisation based flexibly from their Swindon HQ (~2 days/week on site). The salary on offer is between … + 15% bonus + a strong benefits package. This is a hands on, delivery- focused role responsible for ensuring the business' regulatory initiatives are on track, delivered on time and within budget. To be considered for this opportunity, applicants must have the following: Extensive experience as a Project Manager … Proven skills managing multiple, complex end: end regulatorychange projects Excellent project governance skills Strong supplier management skills Financial Services exposure Dynamic, high energy Ability to deliver at pace, whilst ensuring changes are fully embedded This is an excellent opportunity for a customer-centric, hands-on regulatorymore »
London, England, United Kingdom Hybrid / WFH Options
Jobleads-UK
regulation changes and challenges they face. You will have the opportunity to: Work with banks, insurers, and asset managers to help them understand the regulatory implications of the FCA’s new Consumer Duty Leading regulatorychange programmes, develop analytical and monitoring capabilities, and providing independent compliance assurance. … frameworks as applied to one or more FS sectors, for example banking, insurance, asset management and consumer credit Experience of leading teams delivering complex regulatorychange, compliance, or risk management projects in the financial services sector Providing independent assurance of implementing regulatorychange, and/or … compliance with regulatory requirements in financial services Using technology, data, and analytics to help deliver regulatorychange and compliance Possess excellent core consulting skills We know the skill-gap and ‘need to tick every box’ can get in the way of meeting brilliant candidates, so please don more »
Role: This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the regulatory regime. The Senior Compliance Lead will play a key … role in ensuring that SMF has fit-for-purpose systems and processes in place to manage regulatory risk and deliver good customer outcomes. This role will provide advice and guidance to the business on technical regulatory issues, utilising broad financial services knowledge to contribute to policy changes, analysing … the impact of regulatory changes, appreciating when potential issues require escalating, and ensuring the implementation of any required changes to internal policies/procedures and partner with key stakeholders in the business to deliver change and improve controls. Key Responsibilities: Key responsibilities include, but are not limited to more »
My Leading Banking client are currently looking for a motivated and talented individual to lead the implementation of regulatorychange projects and initiatives for the organisation across Europe and Asia. You'll work with global stakeholders to deliver change to meet new regulatory requirements and address … the regulatory aspects of new business initiatives. The role will include both project management and business analysis aspects, including drafting business requirements and supporting testing. This is a newly created role and is a brilliant opportunity! The following skills/experience is essential: Experience working on Regulatory Transaction … and Trade Reporting projects. Previously Project Managed regulatorychange projects. Business Analysis experience. Previously worked in a Capital Markets business. Excellent communication skills. Salary: Excellent + bonus + package Level: Director Location: London (good work from home options available) If you are interested and meet the above requirements more »
Change Manager - Business Analysis - Business Change - Investment Management - up to £88,500 Our client, a leading Investment Manager based in the City of London, are looking for a Change Manager/Business Analyst to join them on a permanent basis. You will be joining their Enterprise Change … the delivery across a range of strategic business objectives. The successful candidate will be joining a global team that are working across multiple strategic change processes within the business. You would be working across initiatives such as RegulatoryChange, Data Strategy, ESG and HR projects as part … business transformation projects within the Asset Management industry and is willing to bring new ideas to the table. Key Skills Demonstrated experience as a Change Manager/Business Analyst Experience working across RegulatoryChange programmes is highly desirable (e.g. DORA, EMIR etc.) Ability to support wide scale more »
Join the Product Stewardship team at a global high-performance material/chemical business. We are looking for an experienced chemical regulatory generalist who has EU REACH experience, knowledge of similar global schemes and the ability to be able to research issues, work out costs and strategy and project … range of high purity chemicals for global markets; the Product Stewardship team is responsible for compliance with EU and global legislation. Duties include: tracking regulatory changes assessing the impact of changes on products product registrations interactions with ORs, Consortia and SIEFs management of external expert consultants. We are looking … some knowledge of global/US schemes e.g. TSCA. Having the confidence and ability to research new regulations, regulations you aren’t familiar with, regulatory solutions, costs and to set strategy is very important. Candidates are likely to have a science/chemistry qualification or background along with current more »
Experts in capital markets, banking and payments and wealth and asset managementDeeply knowledgeable in financial services offering, including e.g. Sales & Trading, Finance, Risk & Treasury, Regulatory Reform, Post Trade etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our nimble, agile and … against key market objectives with a focus on Trade & Transaction Reporting and associated market regulations.The types of projects we cover are:Supporting clients with regulatorychange across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR … SFTR, HKMA, MAS, CFTC etc)Compliance within regulatory obligations against tight deadlinesOperating model reviews to assess positioning relative to market and cost optimisation initiativesDelivering on key business change initiativesIn order to support our clients, we need people who have a deep understanding of capital markets/investment banking more »
Swindon, England, United Kingdom Hybrid / WFH Options
Nationwide Building Society
The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatorychange providing specialist regulatory support, driving good outcomes and value … customers, stakeholders and the Society. More specifically, you will be part of the Retail Services and Mortgages team which leads in providing real-time regulatory support to the first line teams covering Retail Services (including the branch network and contact centre), Digital, and Mortgages, as well as strategically important … only to provide advice on specific products and services, but also work on high profile programmes involving multiple stakeholders. You will also: Scan the regulatory horizon to identify emerging risks and gain wider industry awareness; Work with colleagues from across the business to support their strategic aims whilst ensuring more »
We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatorychange through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatorychange and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »
Birmingham, England, United Kingdom Hybrid / WFH Options
MERJE
2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices … the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct and data protection regulatory compliance. Provide subject matter expert advice on all … conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatorychange to the business and collating responses to the more »
Business Analyst - Insurance change Salary Range: £50-79k Location: London Working Model: Hybrid Company Overview: We are working with a global financial services consultancy who are hiring into their fast growing insurance practice. Committed to diversity and inclusion, we celebrate individuality and foster a culture that values innovation … driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatorychange initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatorychange experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »
Req # 15913 Job description Connect to your IndustryWorking across the financial services industry we support clients across all aspects of risk and regulatory transformation from the early stages of helping evaluate how change will impact their business through to shaping, mobilizing and implementing the change to … us to deliver impact how and where it matters most.Connect to your opportunity Working with clients and stakeholders to support and deliver risk and regulatory transformation engagements and programmes of work. This will require liaison across a range of internal and client stakeholders, identifying potential issues and providing solutions.Risk … Advisory Risk and RegulatoryChange Delivery team Manager will have responsibility for:Delivery of risk and regulatory focussed transformation engagements within a wider Deloitte teamProduction of specific engagement deliverables in line with area of technical competenceProject management of workstreams or smaller engagementsContributing to development of propositions, solutions more »
to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatorychange projects. As Compliance Monitoring Manager, your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending on your experience). In a dynamic and complex environment with growing regulatory challenges and product and process innovations, your role will require addressing regulatorychange by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate … there are excellent benefits for this Compliance Monitoring Manager Compliance Monitoring Manager permanent profile required: An accomplished background of at least 3 years in regulatory compliance, audit or risk function in an investment or platform-based environment, ideally within areas of General Compliance or Investment Compliance. Well-versed in more »
Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatorychange Assist with conducting regulatorychange horizon scanning Provide support to the Compliance Team with oversight of Compliance System Responsible for more »
entered into by CLS. Engage with and manage external legal advisors in multiple jurisdictions in respect of the same. Assist with monitoring of global regulatorychange and payments industry initiatives relevant to the CLS system, with a specific focus on the EU and UK (post-Brexit) regulatory … enquiries and presenting the legal division’s approach to specific matters. Work across divisions to draft and contribute to letters and consultations relevant to regulatory and legal change. Provide legal advice, support and thought leadership to various CLS teams and divisions, including with respect to the use of emerging … Handbook and Settlement Member Agreements) to reflect relevant changes or improvements. Organize and facilitate cross-divisional working groups, as needed, in order to analyze regulatorychange projects with a view to designing and implementing appropriate solutions and managing risk appropriately. Present recommendations and proposals to the various CLS more »
unrivalled service and experience through a collaborative partnership with our clients to maximise their effectiveness, efficiency and profitability. Our team is passionate about delivering change to the financial services industry, with digital innovation at the heart of our approach. Our practitioners work on a variety of projects which include … design and delivery of operating models, process transformation and automation, cost reduction, structural reform and regulatory change.The Operating Model Transformation – Capital Markets team recognises that our success in the industry is due to our incredible people. We invest heavily in our practitioners providing them with the right tools, training … frameworks, so that you can translate your findings into tangible solutions.You should also be able to develop strong relationships, contribute innovative ideas, and manage change and ambiguity effectively and confidently. Your existing industry and project management knowledge/experience will be critical and will support your development in the more »
Domain & Consulting Business Line. At D&C, we are not only the best at execution, but we also act as a proactive force of change, a true partner in our clients’ transformation journey. Wipro is at the forefront of helping companies around the world transform so that they can … with the client – but so much so that these can be developed within the scope, time and budget agreed Identify problems and opportunities for change with the current business model, enabling processes, data and technology Analyse the potential impact on the business of recommendations and create business cases Plan … services to the business to help them develop business requirements and design (including mock-ups, wireframes, use cases, demos, mock data etc) Analyse new change needs, change requests, new requirements from third parties and customers/clients Translate requirements into functional and non-functional (performance) specifications Develop BRDs more »
Greater London, England, United Kingdom Hybrid / WFH Options
ComplyLens Limited
Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time RegulatoryChange Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »
to £110,000 per annum Our client is a Global Pension fund and Multi-Asset Institutional Investor. They are currently building out a small change team within their London office and are looking to recruit an experienced Business Analyst. The successful candidate will own the identification and articulation of … business requirements for organisational change initiatives and lead on analysis related to the delivery of the organisational change portfolio. Projects within this portfolio will be driven by the fund’s rapid growth in London and New York. The role will provide in-house business analysis expertise in business … SAAS). Knowledge of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal, etc). Implementing regulatorychange such as FCA regulatory compliance. Operating model/capability set up relating to people, processes, systems, data, etc. Data modelling and more »
We are:Experts in banking and payments, capital markets and wealth and asset managementDeeply knowledgeable in financial services offering, including, e.g., Finance, Risk, Compliance, RegulatoryChange, Financial Crime, Core Banking, etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our … exist. You will contribute to providing solutions and support the implementation of changes, frameworks and tooling as required to close control gaps and meet regulatory requirements.Our clients are predominantly within Financial Services and look for support in delivering solutions to improve their operational resilience. The type of projects we … Implementation3rd Party engagement model reviewSupplier Chain Identification & AssessmentVendor Risk Assessment & ReviewVendor Risk Mitigation & RemediationRisk Monitoring DashboardsImplementation of Controls & ToolingCyber Posture Assessment & Risk ManagementResponding to Regulatory ChangeSecurity Design & implementationCloud Security Assessment & ImplementationSKILLS AND EXPERTISEGood knowledge and practical experience of operational resilience, third party risk and cyber risk regulatory requirements more »
and trading as well as consumer banking including insurance with offices based in London to find their next Compliance Manager. Role Responsibilities: To provide regulatory advice, support and challenge to the first line of defence, in relation to the banking products offered by the Bank and its investment business. … Primary focus is to obtain and maintain detailed knowledge of appropriate legislation, regulations and guidance published by UK, EU and other regulatory bodies relating to core banking products for individual and corporate customers such as current accounts and deposit and savings accounts, cards, FX and interest rate derivatives. To … be able to clearly and articulate regulatory expectations and standards to the banks colleagues, both verbally and in writing. This is in relation to current business practices, new business initiatives and new regulatory expectations. To support the business in implementing regulatorychange in a timely and more »
London, England, United Kingdom Hybrid / WFH Options
Anson McCade
London – Hybrid Employment: Full Time The Opportunity: A BIG4 Consultancy seeks a Senior Manager to lead complex Insurance Sector transformation engagements and deliver strategic change encompassing innovation, CX, growth, regulatorychange, and large-scale cost reduction/efficiency improvements. The Role: As a Senior Manager, you will … centric growth, and implementing efficient operating models. This position is crucial to driving growth within the Insurance Transformation team, which addresses digital disruptions and regulatory challenges while aligning with the Customer and Operations service line. Required Skills/Experience: Extension industry experience in the insurance sector (preferably General Insurance … Prior management consultancy experience - leading complex business transformation programmes as a Project/Programme Manager applying relevant methods, including Lean, Agile, operating model design, change management, technology and/or digital change. An in-depth understanding of the key industry, market, and regulatory drivers shaping the Insurance/ more »
instrument classifications. • Conducting internal audits on treasury functions ranging from FTSE100 to Housing Associations and Charities, including benchmarking. • Providing technical support on accounting and regulatorychange projects such as IFRS 9 Financial Instruments, new UK GAAP, EMIR and Basel III. • Assisting with delivering Treasury advisory projects ranging from more »
financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations, including providing pragmatic recommendations to senior business and corporate function stakeholders Support new product development work across … all product lines (regulatory advisory and control implementation) and complete associated regulatory filings, where required Maintain strong and co-operative relationships with our regulators. reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; team members with respect to applicable regulatory requirements … and non-compliance with laws and regulations; the root cause of issues and develop effective remediation plans to mitigate the risks; implementation of local regulatorychange/remediation projects and initiatives. Requirements: 7+years of industry experience within institutional broker-dealer activities; experience with a broker is required experience more »
Wellingborough, England, United Kingdom Hybrid / WFH Options
Arkle Finance Ltd
closely with the Head of 2nd Line Risk & Compliance in providing assurance and challenge to the Arkle business. You will bring your passion for regulatory compliance and risk management to enhance our risk culture and deliver the risk and compliance oversight plan. WHY JOIN US? This role has been … and benefits through our Reward Gateway platform. WHAT YOUR DAY WILL LOOK LIKE Embedding the Group risk management framework across the business. Reporting on regulatory compliance and staying up to date with any regulatory changes. Completing 2nd line oversight activity across risk and compliance. Supporting regulatorychange … technical input on implementation and change. WHAT WE ARE LOOKING FOR Risk and Compliance experience in financial services, with a good understanding of the regulatory and anti-money laundering and financial crime environment. Experience of developing risk and compliance processes and leading change. Ability to engage, manage and challenge more »