1 to 25 of 245 Permanent Regulatory Compliance Jobs in England

The Role: This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the regulatory regime. The Senior Compliance Lead … will play a key role in ensuring that SMF has fit-for-purpose systems and processes in place to manage regulatory risk and deliver good customer outcomes. This role will provide advice and guidance to the business on technical regulatory issues, utilising broad financial services knowledge to contribute … to policy changes, analysing the impact of regulatory changes, appreciating when potential issues require escalating, and ensuring the implementation of any required changes to internal policies/procedures and partner with key stakeholders in the business to deliver change and improve controls. Key Responsibilities: Key responsibilities include, but are more »

Job Title: Regulatory Compliance Officer Location: London, United Kingdom Type: Full-Time (5 days a week, on-site) About the Client: Our client is a pioneering fintech company that specialises in global payments and remittances. They are committed to providing seamless financial solutions to their customers and ensuring … the highest standards of compliance and regulatory adherence. Role Overview: We are seeking a dedicated and experienced Regulatory Compliance Officer with a focus on Consumer Duty to join our client's dynamic team in their London office. This role demands a proactive and knowledgeable professional who … can swiftly adapt to a new environment and contribute to the company’s compliance framework. Key Responsibilities: Ensure compliance with UK regulations for payment and financial services, specifically focusing on Consumer Duty requirements. Develop, implement, and monitor compliance policies and procedures to ensure the company’s operations more »

Job summary We are seeking a Regulatory Compliance Lead to join our team. The successful candidate will articulate and demonstrate a commitment to ongoing patient and staff safety by building excellent relationships with the clinical and governance staff and leaders on the frontline. Main duties of the job … The Regulatory Compliance Lead has a wide range of responsibilities, including but not limited to: Leading the year-round CQC preparation work for the organisation Coordinating the response to clinical concerns that come into the organisation. Providing support to ensure appropriate information is provided to NHSR for any … required. Supporting the 15 steps challenge program within the Trust Leading on trust governance process for Policy Management Representing the Trust in relation to regulatory compliance matters at relevant external partnership/multi-agency meetings. Taking the lead on specific projects as defined by the Director Nursing and more »

the UKs leading Solar PV Installation Company in the New Build Housing sector (who were recently invested in by EON) as a Technical and Compliance Administrator, based in our Kidderminster office. About the role: The Technical and Compliance Administrator role offers the right candidate the opportunity to build … their career with a highly reputable and growing company. Your mission is to join our Technical Department to provide internal and external support with compliance paperwork and procedures such as creating certificates, preparing information packs, answering calls and email queries. You will be responsible for inputting data, cross-checking … a wide range of flexible benefits that you can tailor to suit your life-style. You may also have experience in the following: Manager, Compliance Program Manager, Regulatory Compliance Administrator, Technical Compliance Specialist, Compliance Monitoring Officer, Governance and Compliance Manager, Compliance and Risk more »

Title: Security Regulatory Analyst - Energy Sector Location: England (Remote) Are you passionate about cybersecurity and regulatory compliance? Do you have experience in the energy sector, specifically Critical National Infrastructure (CNI)? If so, we have the perfect opportunity for you to make a meaningful impact! We are a … the energy sector, dedicated to safeguarding critical assets and infrastructure. As we continue to strengthen our cybersecurity posture, we are seeking a talented Security Regulatory Analyst to join our team. Your Role: As a Security Regulatory Analyst, you will play a pivotal role in ensuring compliance with … regulatory requirements and industry standards governing the energy sector. You will be responsible for: Writing policies, procedures, and documentation from scratch to align with regulatory frameworks and industry best practices. Conducting thorough research and analysis of cybersecurity regulations and standards applicable to the energy sector, including NIS Directive more »

Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, including supporting on the … set up of new overseas companies and Lloyd’s syndicates. Key Responsibilities: Keeping informed of regulatory developments and communicating key changes out to the business; Horizon scanning; Undertaking initial due diligence on pre-bind sanctions referrals; Support in conducting the annual financial crime risk assessment; Maintaining compliance training … records; Providing advice and guidance to the business on regulatory matters; Reviewing and updating compliance policies and procedures Support in drafting of compliance management information and reporting to Boards, Committees and regulators; Maintaining the business timetable; Responsible for conducting monthly monitoring activities, identifying any issues in the more »

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications. Key Responsibilities … Operational Compliance Management Implement and oversee the company's regulatory compliance policies and procedures. Work under the direction of the Managing Director and in collaboration with the compliance team to identify and mitigate compliance risks. Monitor changes in legislation and enforcement that may impact the … company's gambling operations. Support Compliance Committee Activities Participate in Compliance Committee meetings, contributing to agenda setting and the execution of the committee's responsibilities. Aid in facilitating discussions, ensuring that all viewpoints are considered and compliance objectives are met. Regulatory Compliance Oversight Maintain and more »

Head of Regulatory (Food) Full Time (37.5 Hours) Up to £80,000 DOE + 25 Days Holiday + Enhanced Company Pension + Employee Assistant Programme Remote Working (With Requirements to Attend Industry Events, Client Meetings and Visit London Office When Required) Head of Regulatory required for a Global … Regulatory Compliance Consultancy business covering over 80 International markets. This is a great opportunity to work for a highly reputable company and play a pivotal role in developing relationships with global blue-chip companies in the food industry. The successful candidate will have experience working within a regulatory affairs role and will need a degree (or equivalent) in food science, food law, regulatory affairs or similar. You will have in depth knowledge of food law acquired in a commercial, enforcement or policy setting environment along with a deep understanding of food regulations and of Codex Alimentarius more »

Quality Compliance Engineer - RF | £40k-£45k DOE | Chelmsford | Permanent We have an exciting opportunity for a Quality Compliance Engineer to work on production equipment used for the manufacture of RF products, from standard to bespoke solutions. Our client is known for being at the forefront of technology and … in creating cutting-edge products for space/satellite industries and healthcare. This role would be great for someone with a great understanding of regulatory compliance and electronics/electrical engineering. Role/Responsibilities: Focus on Compliance: Provide technical teams with direction and support to ensure all … regulatory compliance standards are understood and met. Ideal for an experienced electronics/electrical engineer with a solid understanding of relevant regulations and standards, and how to meet them from an electrical and mechanical design perspective. Emphasis on Product Quality: Ensure RF Power systems, processes, and products operate more »

International Regulatory Development Associate Lloyds is the worlds leading insurance and reinsurance marketplace. We share the collective intelligence and risk sharing expertise of the markets brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrows progress isnt limited by todays risks. Our shared … and inclusive, youll find a home at Lloyds build a braver future with us. Lloyds are seeking to recruit an Associate within the International Regulatory Development Team. As part of the team, support the Lloyds Global Network with the development, enhancement & defence of Lloyds licences and trading rights globally … whilst achieving international compliance. The Corporation does not control direct compliance of the Lloyds market with international regulations. Rather, it sets principles for the markets compliance controls and gives guidance on regulations. As such, IRA does not control the Lloyds markets international regulatory compliance but works more »

Compliance Analyst - Wealth Management Bristol Area (1-2 days a week in office) £35k - £45k DoE Minimum of 1-2 years experience within Compliance or as a Paraplanner Role Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and … fostering positive customer outcomes under the FCA’s Consumer Duty requirements. Working closely with the Group Head of Compliance, they will be instrumental in ensuring strict adherence to regulatory mandates while championing excellence in customer outcomes and customer service. The primary focus will centre on ensuring compliance … the highest standards of advice quality and professionalism through comprehensive training and competence programs. The analyst’s efforts will be essential in safeguarding both regulatory compliance and our clients' best interests, reinforcing our reputation as a trusted financial services provider. Key Responsibilities: Conduct regular reviews and assessments of more »

team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across the … through our own Risk Academy. About you As a minimum you’ll have: You will need strong technical knowledge and understanding of the payments regulatory and legislative framework, the governing regulators including their remits and their strategic intentions as well as external market developments. You will also have a more »

and systems to ensure quality.---Responsibilities- A key senior role advising TikTok Shop, TikTok's e-commerce platform on some of our most impactful regulatory, policy and compliance issues. - Advise one of the largest businesses within TikTok Shop to help them launch and scale their global selling business … while managing and mitigating regulatory risks, while helping manage evolving relationships with regulators.- Dive deep into regulatory requirements related to product, safety and supply chain issues, including but not limited to prohibited/restricted listings, gating and selling requirements, DSA, GPSR, product safety and labelling, physical labeling, registration … how to implement these in a risk-based way.- Market opening/launch of new products: Work effectively with the business to ensure product compliance while launching new products/markets at scale.- Regulatory compliance: Clearly translate regulatory requirements into practical compliance requirements for operational more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager … keeping in line with the Private Banks management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all relevant actions are put in place in a timely manner. The Product Risk Manager is expected to more »

to improve quality and increase efficiencies Analyse and interpret data in order to lead functional process improvement initiatives to drive efficiencies and effectiveness of Regulatory Compliance & Quality Assurance (RC&QA) processes Lead and effectively manage constructive crucial interactions with clients or regulatory agencies Lead functional process improvement … initiatives to drive efficiencies and effectiveness of Regulatory Compliance & Quality Assurance (RC&QA) processes Interpret applicable quality regulations/standards and create appropriate policies and procedures Ensure Regulatory Compliance and Quality Assurance (RC&QA) management responsibilities, as indicated in applicable controlled documents, are followed Perform other … duties, as assigned by management Minimum Required: 8 years in regulatory environment (experience in GXP roles) Experience & regulatory expertise of industry quality systems/standards Ability to interpret applicable regulations/standards Experience in leading process improvement initiatives Ability to communicate and negotiate internal stakeholders effectively Recommended Education more »

We have an opportunity for a Senior Scientific and Regulatory Affairs - UK/IRL Market Lead (known internally as - Program Manager SRA (Science & Regulatory Affairs) UK/IRL) to join us at Mars. You will lead a variety of regional regulatory activities related to raw materials, finished … products, labelling, claims, packaging and supporting UK/IRL. In this role, you will provide leadership and guidance to internal partners on regulatory matters, recommend options and implement solutions to resolve problems so that products can be brought to market in the UK and Ireland, and across the broader … plus car allowance and ~20% annual bonus. What will be your key responsibilities? Accountable for the development and execution of the external regulatory influencing strategy related to UK/IRL. Works with internal partners to understand priorities and impacts of developing legislation and aligns appropriate external positions. Accountable for more »

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. Assisting in compliance oversight of all activities outsourced to other entities. Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of appropriate management Information, and regulatory updates relevant to … the Company. Execution of a risk-based compliance monitoring programme in line with regulatory guidelines and in conjunction with business and compliance departments. Monitoring the complaints handling and vulnerability processes and reviewing and reporting on root cause analysis Compliance oversight of financial promotions issued by the more »

Compliance Associate – Private Credit Firm - London Company Overview: Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are … currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for … and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Regulatory compliance: Stay abreast of relevant financial regulations, including but not more »

out in house calibrations. * Must be comfortable with fault finding work. Produce and maintain production test procedures. Maintain company equipment & asset log. * Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc. Support engineering with test reports & manufacturing data packs. * Support production with technical issues. Support other … out in house calibrations. * Must be comfortable with fault finding work. Produce and maintain production test procedures. Maintain company equipment & asset log. * Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc. Support engineering with test reports & manufacturing data packs. * Support production with technical issues. Support other … of the company's equipment and assets. * Ensure proper maintenance and tracking of all equipment and assets. Provide technical support to ensure products meet regulatory compliance requirements. * Assist in the preparation and submission of compliance documentation. Collaborate with the engineering team to generate accurate and comprehensive test more »

out in house calibrations. Must be comfortable with fault finding work. Produce and maintain production test procedures. Maintain company equipment & asset log. Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc. Support engineering with test reports & manufacturing data packs. Support production with technical issues. Support other … out in house calibrations. Must be comfortable with fault finding work. Produce and maintain production test procedures. Maintain company equipment & asset log. Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc. Support engineering with test reports & manufacturing data packs. Support production with technical issues. Support other … of the company's equipment and assets. Ensure proper maintenance and tracking of all equipment and assets. Provide technical support to ensure products meet regulatory compliance requirements. Assist in the preparation and submission of compliance documentation. Collaborate with the engineering team to generate accurate and comprehensive test more »

role, you will transform data into valuable insights and models that drive business growth. Your contributions will be essential in analysing historical performance, ensuring regulatory compliance, forecasting future trends, and identifying strategic improvement opportunities. Key Responsibilities: Collaborative Research: Partner with stakeholders to conduct thorough research into business challenges … and deliver iterative solutions. Report Generation: Develop comprehensive reports from structured and unstructured data within the Data Warehouse and Data Lake. Regulatory Compliance: Support regulatory and compliance efforts through detailed data analysis and reporting. Data Visualisation: Design, prototype, and maintain Power BI reports using SQL and more »

Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager … your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending on your experience). In a dynamic and complex environment with growing regulatory challenges and product and process innovations, your role will require … addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental collaborating with other General Compliance team members at the Pan more »

detail-oriented Technical Administrator & Retrofit Assessor to join our Energy Team. In this role, you will provide essential administration support for existing contracts, ensuring regulatory compliance and efficiency in all our external wall insulation projects. Responsibilities: Conduct assessments of existing properties to determine suitability for retrofitting external wall … insulation Coordinate with subcontractors and contractors to schedule and oversee retrofitting projects Ensure compliance with public procurement processes and regulatory standards Maintain accurate documentation and records related to assessments and retrofit projects Monitor project progress and report on key milestones to stakeholders Provide technical support to sales and … of documentation via CRM and other software systems Handle customer inquiries related to retrofit projects and provide relevant information Uphold stakeholder responsibilities and ensure regulatory/accreditation requirements are met Collaborate with internal teams to optimize efficiency and quality of retrofitting operations Assist with HSE documentation and compliance more »

innovative, and successful Life Sciences companies. Our 750 consultants are working on innovative activities in engineering, production, quality (QA, QC, validation), R&D, and regulatory affairs across Belgium, Switzerland, Germany, Denmark France, and Canada. Thanks to our excellent team, we support manufacturers in all stages of drug development. Respect … work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and more »

innovative, and successful Life Sciences companies. Our 750 consultants are working on innovative activities in engineering, production, quality (QA, QC, validation), R&D, and regulatory affairs across Belgium, Switzerland, Germany, Denmark France, and Canada. Thanks to our excellent team, we support manufacturers in all stages of drug development. Respect … work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and more »