portfolio management, including derivatives and short positions. Experience reviewing investment guidelines, Offering Memorandums, and Investment Management Agreements. Experience monitoring portfolio investment requirements associated with UCITS, 3(c)(7) funds, and US mutual funds. Detail-oriented with strong research and analytical skills. Ability to work effectively in a trading desk environment. more »
of fund regulation, including open-ended and retail investment fund structures. Strong knowledge of regulatory frameworks governing investment funds Experience advising clients on AIFMD, UCITS, and MiFID II regulations preferred. Excellent analytical skills with the ability to interpret complex legal issues and provide practical solutions. About Rutherford Rutherford is London more »
Funds practice. Proven track record of experience in fund formation and related transactions. In-depth knowledge of UK and international investment fund regulations (AIFMD, UCITS, etc.). Excellent academic credentials and a strong commercial awareness. Superior drafting, negotiation, and communication skills. Ability to work effectively in a team environment and more »
and challenging career opportunities. Fideuram Asset Management UK Limited was established in August 2021 as a subsidiary of Fideuram Asset Management Ireland dac, a UCITS management company established in 2001 and belonging to the Fideuram - Intesa Sanpaolo Private Banking Division of the Intesa Sanpaolo Group. Fideuram Asset Management UK Limited more »
Greater London, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you can always more »
environment Financial Promotions experience skills, knowledge and expertise Other required Skillsets/Traits: Knowledge of FCA COBS Regulations specific to financial promotions. AIFMD and UCITS, cross-border marketing knowledge desirable Energetic personality with the drive to effect change and develop relationships across all levels of the organisation Strong written and more »
Salford, Greater Manchester, North West, United Kingdom Hybrid / WFH Options
Aj Bell Limited
policies Competence, Knowledge and Skills: Relevant Level IV QCF Qualification. At least 3 years experience within the investment industry Knowledge of portfolio management and UCITs governed products Highly numerate. Excellent analytical & problem solving skills. Ability to independently manage a complex workload. Highly innovative. Interpersonal & communication skills. Report writing skills. Proficiency more »
testing and redemption modelling Breadth of experience across investment, market, credit and operational risks Understanding of standard investment management Understanding of investment fund compliance (Ucits, AIF NURS etc.) Degree educated or higher from a leading academic institution This is a £800/day PAYE (£950/day umbrella) role. Initial more »
and various external vendors that provide services to the fund range. Responsibilities: Active involvement in the following: Own the production and delivery of the UCITS KIID, PRIIPs KID and prospectus updates. Control the share class launch process, liaise with the relevant service providers and the fund administrator. Reviewing fund documentation … operational support for product implementation. Requirements: 10+ years of industry experience. Knowledge of fund structures, operations, transaction costs, and some regulation. PRIIPs KID and UCITS KID experience. A self-starter with skills in data analysis, reporting and problem-solving, quality control checks. Good interpersonal skills and the ability to work more »
certainly an employer of choice, investing in segregated mandates on behalf of an institutional client base as well as a range of fund products, UCITS typically, for wider distribution. Whilst the role centres on regulatory advice for UK fund product matters, the successful candidate should have generalist asset management knowledge … and compliance oversight of fund accounting. Candidates are sought with regulatory compliance experience gained in the asset management sector with good working knowledge of UCITS funds. Furthermore, you should preferably bring an understanding of product governance, COBS/COLL rules, ESG, assessment of value and consumer duty. Hays Specialist Recruitment more »
and hybrid working model are looking to hire a compliance associate/officer with at least 2 years experience (but ideally more) with the UCITS fund range. They will need to have had some level of exposure to product and distribution and ideally some consumer duty or ESG exposure. Key … skills required: Must have generalist or compliance advisory experience with UCITS Knowledge of but not an subject matter expert in one of ESG, Consumer duty, Assessment of Value. Self starter attitude and able to work independently when needed Proactive and keen to engage with business teams (main stakeholders more »
