HARVEY NASH - FINANCIAL SERVICES - INVESTMENT BANKING - INVESTMENTS - SALES - TRADING - TRADES - REGULATORYCHANGE - POLICY - PROCEDURE - STAKEHOLDER MANAGEMENT - AGILE - WATERFALL - GLASGOW Harvey Nash's Financial Services client is looking for a Business Analyst with experience in Financial Services, specifically RegulatoryChange in Investment Banking. The role is based … in Glasgow and would require the person onsite 2 or 3 days a week. THE ROLE You will be an important member of the Change Team working on large change project across several workstreams You will work on projects using Agile and Waterfall methodologies You will work closely … meet and liaise with various teams such as Risk and Regulation, Compliance and Legal You will guide senior stakeholders in their adherence to necessary RegulatoryChange You will work collaboratively and be a positive and motivational team member who drives change ABOUT YOU You have experience working more »
Compliance Assurance hybrid role comes with a salary of up to £55k and excellent benefits. Key Highlights: Keeping up to date on business developments, regulatorychange, internal policies and Compliance objectives so that Compliance Assurance work remains relevant and timely. Designing, supporting and delivering reviews that provide solid … testing, and reporting) and the monitoring and validation. Aiding continual review and development of the annual review plan through assessing the conduct, reputational and regulatory risks of existing business activities. Requirements: Strong investigative skills with the capability to identify key risks and areas of non-conformance with regulatory … Crime in either Testing, Advisory, Audit or Legal capacity. Familiar with Financial Crime (BSA, AML, OFAC, ABC etc.) laws and regulations and other pertinent regulatory guidance in order to assess Financial Crime Risks within the Bank. To apply for this hybrid full-time Compliance Assurance job in Glasgow, please more »
Compliance Assurance hybrid role comes with a salary of up to £55k and excellent benefits. Key Highlights: Keeping up to date on business developments, regulatorychange, internal policies and Compliance objectives so that Compliance Assurance work remains relevant and timely. Designing, supporting and delivering reviews that provide solid … testing, and reporting) and the monitoring and validation. Aiding continual review and development of the annual review plan through assessing the conduct, reputational and regulatory risks of existing business activities. Requirements: Strong investigative skills with the capability to identify key risks and areas of non-conformance with regulatory … Crime in either Testing, Advisory, Audit or Legal capacity. Familiar with Financial Crime (BSA, AML, OFAC, ABC etc.) laws and regulations and other pertinent regulatory guidance in order to assess Financial Crime Risks within the Bank. To apply for this hybrid full-time Compliance Assurance job in Glasgow, please more »
results and feedback Analyse potential legal and commercial conflict/confidentiality issues Update processes and procedures, such as onboarding, for efficiency and compliance with regulatory changes and Firm policies Analysing the Firm's client and matter-base Report issues to partners and fee earners Train and mentor Conflicts Assistants more »
Glasgow, Scotland, United Kingdom Hybrid / WFH Options
Henderson Scott
performance reviews. Continuous Improvement & New Business Generate and implement ideas for system and process improvements Design and implement processes for new business products and regulatory changes Innovate within the governance framework and act as a subject matter expert Risk Management Adhere to the risk and control framework Maintain effective … Contribute to raising the profile of our UK branch Essential skills Product knowledge Strong risk management awareness Accuracy and attention to detail Adaptability to change initiatives Strong client service skills Familiarity with financial markets Please send your CV for immediate consideration more »
Glasgow, Lanarkshire, Scotland, United Kingdom Hybrid / WFH Options
Henderson Scott
performance reviews. Continuous Improvement & New Business Generate and implement ideas for system and process improvements Design and implement processes for new business products and regulatory changes Innovate within the governance framework and act as a subject matter expert Risk Management Adhere to the risk and control framework Maintain effective … Contribute to raising the profile of our UK branch Essential skills Product knowledge Strong risk management awareness Accuracy and attention to detail Adaptability to change initiatives Strong client service skills Familiarity with financial markets Please send your CV for immediate consideration more »
