1 to 3 of 3 Permanent Regulatory Compliance Jobs in Guildford

Risk and Compliance Lawyer Guildford/Surrey 3 days working from home Exciting opportunity for an experienced Compliance Lawyer/professional to take on a new Risk & Compliance role for this very well established and forward-thinking private practice law firm. You will currently work in a … Compliance role, and ideally already with experience of working in a law firm environment with all the unique regulatory and compliance requirements and challenges. In this role you will be a key member of the firm’s risk management team, helping implement and overseeing statutory and regulatory compliance with the SRA, with experience of the AML regulations, taking responsibility for the firm’s complaints procedures and for the firm’s adherence to the Lexcel quality standards. It is in every sense a 360o role where you will enjoy being the primary point of contact on more »

relevant.GovernanceYou will lead governance meetings for AXA Partners IT UK & Ireland and contributing to IT strategy definition, while also promoting IT principles and ensuring compliance with Group Architecture and Security Policies. Additionally, participation in Transformation initiatives SteerCos is expected.People ManagementYou will lead a high-performance team by motivating, developing … managing cost-effectiveness, communicating effectively, and building relationships within and beyond the team are crucial. Understanding the company's strategy, managing financial procedures, ensuring regulatory compliance, and supporting business development are also part of the role. Overall, the role encompasses people management, business management, and effective communication to … reasonable steps to ensure that the business of the firm for which you are responsible complies with the relevant requirements and standards of the regulatory system3. You must take reasonable steps to ensure that any delegation of your responsibilities is to an appropriate person and that you oversee the more »

biopsy solutions, giving you mentoring opportunities whilst developing your expertise. You will be a key member of the team to answer customer inquiries, ensure regulatory compliance, and deliver consistent follow-up to strengthen customer relationships. THE CULTURE The company foster a collaborative and innovative atmosphere, encouraging the open more »