1 to 25 of 36 Permanent Compliance Manager Jobs in London

We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Firestopping industry who pride themselves on delivering the highest standards of service, technical skills, and innovative spirit. This is your chance to join more »

Funds Compliance Manager Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £70k - £85k + shares + benefits How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its … last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development … and provide feedback on how they can be enhanced, and approve higher risk and more complex financial promotions. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The role will report … senior level hire ready to take on increased responsibility and able to work independently. Initially this is fill be a stand-alone Head of Compliance role, but there is a view to hire x 1-2 Compliance Analysts underneath you after a few months into the role. Our … client is looking for someone who has gained from either an Institutional Equity focused Investment Manager, or Hedge Fund. Please note that you need to be able to fit into a smaller working environment, where the roles are both senior and strategic, but also very hands on. Our client more »

Compliance Manager Financial Services Are you a driven and experienced Compliance Manager looking for an exciting opportunity to make a significant impact? Our client, a leading organisation in the financial services industry, is seeking a talented Compliance Manager to join their team. This is … a permanent role with a competitive salary range of £83,000 - £86,000 per year. As the Compliance Manager, you will play a crucial role in ensuring compliance across the organisation. Reporting to the Head of Risk and Compliance, you will be responsible for providing senior … management with confidence in our client's compliant operations. Your key responsibilities will include: Supporting the Head of Risk and Compliance in developing an appropriate compliance approach Delivering on second line of defence responsibilities on compliance Maintaining and providing strategic compliance reporting and management information Deputising more »

InterQuest are delighted to be working with a European Commercial bank to help support with the recruitment of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence in the area of payments and accounts … responsibilities include advising and working with the 1LoD to design and implement controls to meet regulatory expectations, attending key governance committees and representing the compliance team, and reporting and escalating key regulatory risks to senior management and governance committees. The individual should have strong communication, reasoning, influencing skills, and … be able to manage a team. The candidate should have experience from an appropriate compliance, regulatory, or legal background and deep working knowledge of the FCA rules contained within the High level Standards and Business Standards sections of the FCA Handbook. Additionally, they should have an understanding of conduct more »

Governance & Compliance Manager Location: London Salary : £48,256 - £56,263 Hours: 34.75 Job Type: Full time Contract Type : Permanent Role Purpose: To manage governance and compliance activities to ensure that the GOC meets its statutory obligations and acts within established policies. Providing; effective advice and support to … staff and members, consistent and effective governance and compliance policies and meetings management services. Key Accountabilities: Provide governance support for Council and committee meetings, including forward planning, advice on delegated decision making authority and conflicts management, agenda and paper development, and drafting of accurate minutes and actions to ensure … to the planning and drafting of papers, corporate policies and the completion of impact assessments. Manage the development, review and implementation of governance and compliance policies including, management of interest, corporate complaints, gifts and hospitality and financial crime, including the drafting and presenting of papers. Manage the processes for more »

We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Firestopping industry who pride themselves on delivering the highest standards of service, technical skills, and innovative spirit. This is your chance to join … develop their skills and help them strive for their best. Key Responsibilities: Oversee Technical Team: Responsible for managing and supervising the technical team Technical Compliance Ownership: Ensure compliance across the company Risk Assessment and Value: Rigorously assess risk and value, challenging technical solutions for optimal outcomes Robust Standards … safety by design, eliminate hazards, and complete safety documentation Risk Communication: Clearly communicate remaining risks to the Operations team and end users Pre-Construction Compliance: Ensure compliance with pre-construction information and design risk assessments Hybrid: This position will require you to sometimes travel around within the UK more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Compliance Manager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a Compliance Manager in London. The Compliance Manager will be responsible for their payments-related relationship … processes (acquirers and payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key … Responsibilities: Managing the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliance more »

Compliance Manager (SMF 16&17) The Compliance Manager will be responsible for overseeing the development and implementation of an effective financial-related compliance program, focusing on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. The successful candidate will ensure that our products and … are safeguarded against financial crime and risk. This includes reducing the likelihood of financial penalties, reporting to regulators, and providing training to employees on compliance matters. Responsibilities AML and CTF: Take overall responsibility for the effective implementation of financial-related compliance measures, including AML and CTF systems and … controls in the UK. Ensure compliance with FCA regulations by implementing and maintaining appropriate measures. Develop and maintain a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the more »

Compliance Manager My client is a fast-growing global fintech payments company that offer a full range of innovative cloud based payment and banking solutions to the financial services industry. They are enjoying a sustained period of growth as they continue to scale and are looking to hire … an experienced, dynamic Compliance Manager based in London to help play a key role in the next part of their growth phase. Key Responsibilities – Develop and implement training programs for risk and compliance, while maintaining detailed records. Stay updated on regulatory changes and collaborate with the first … line of defense. Create and execute a compliance monitoring plan, including reviews, discussions with stakeholders, and generating reports for the Risk and Compliance Committee. Offer compliance advice and assistance to first-line business units as required. Assist in drafting Risk and Compliance Policies and managing the more »

EMEA People Safety and Compliance Manager London (Hybrid) 12 Month Fixed Term Contract. Our client is a highly successful and expanding retailer who fosters a culture of ambition, collaboration, and innovation. They inspire global progress and have ambitious targets, foster substantial growth, and pioneer groundbreaking products that empower … individuals to both feel and perform at their peak. The EMEA People Safety and Compliance Manager will be critical to the success of the most complex and important business unit, their retail teams and be a key advisor to ensure safety standards are designed and delivered across the … business. Based out of their London office, the Manager will be instrumental in protecting their greatest asset, their people, maintaining a safe and secure environment for customers, while ensuring necessary content is available to allow education for their store teams and business partners on ways to minimise safety related more »

Technical Services and Compliance Manager To work as part of the technical team with specific responsibilities in ensuring that incoming and outgoing specifications are fit for purpose, meet the expectations of both internal and external customers and are safe and legal. Additional responsibilities as part of the technical … performances as part of the vendor rating process. · To work with the technical management team and communicate outstanding areas & additions to standards to ensure compliance with all current relevant standards, COP, and legislation. · Work with broader site team to ensure any changes (specifications and printed packaging) associated with launches … delists and promo activities are implemented in line with the critical path. · To maintain department trackers in conjunction with Line Manager, e.g. Spec log, identifying missing information, reporting issues, and following up as required. · To deputize and support others in the technical team in all tasks as required and more »

We’re searching for a Compliance Manager on a part time basis to lead our compliance programme based from our head office in London. This is a wide ranging role with responsibility for driving successful certification programmes for our key accreditations, managing our enterprise risk programme, fulfilling … market. We welcome applications from all backgrounds but would like for the successful candidate to have a deep and broad working knowledge of the compliance and regulatory regimes relevant to the IT service industry and have the ability to drive and lead company-wide projects and demonstrate influence with … your background and experiences fits what we're looking. All being well, you will be invited to attend a behavioural interview with your line manager and members of the team to talk through your fit for the role in detail and explain more about Six Degrees. Some of our more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

of FCA reporting requirements Good and practical understanding of submitting FCA applications Ability to update internal policies and procedures Practical experience of implementing reg compliance, CDD/KYC, and any other systems. Practical experience in formulating compliance testing plan Practical experience of submitting SAR to authorities. Ability to … work on own initiative, good planner, and to meet strict deadlines EXPERIENCE REQUIRED: Extensive Compliance experience within the Banking/Financial Industry, leaning towards international and UK compliance. Familiar with UK’s legal regulatory framework and requirements Good & practical understanding of the banking/financial products PC literate, particularly more »

Trust has invested in its comprehensive approach to governance to match its ambition to improve eye care. The newly created post of Information Governance Manager for Research and Compliance joins a dynamic team supporting the Head of Information Governance to deliver great IG performance across clinical care, research … a track record of best practice IG delivery in a care provider or research environment, and will be able to demonstrate how good IG compliance supports care now and in the future. Main duties of the job The IG Manager for Research and Compliance will support colleagues … groups, ensuring terms of references are up to date and aligned with other governance structures at the Trust Manage, support and develop the Information Compliance Officer. Attend external Information Governance and Research Forums to develop strong and productive relationships with Information Governance leads in other NHS organisations and with more »

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include … identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates. Experience/Skills/Qualifications: experience in a compliance role within an Asset Management environment (1-3 years) relationship-building skills … to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems self-supportive, and motivated in fostering a positive compliance culture in basic computer applications (Word, Excel, Outlook, etc.) report writing and presentation skills academic background (relevant compliance qualifications such as CISI desirable more »

Risk & Compliance Manager - Financial Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

Base Location : London or Manchester plus network of 20 offices nationally: www.kpmgcareers.co.uk/experienced-professional/#LeBlender.OfficeLocations Why Join KPMG as a Tax Manager: Compliance Hub The KPMG financial services tax team is a fast-growing part of the KPMG tax practice. Operating from London & Manchester we do … work that matters, serving the region with diligence and expertise. The role is in our Compliance Hub, which has a diverse client and target base spanning the Financial Services sector. You are well on your way in your compliance career with UK corporate tax experience and have a … passion for compliance and the varied aspects of your role that this brings. The team is diverse and collaborative, with individuals based across London, Manchester, Birmingham, Leeds, Glasgow and Edinburgh, we embraced hybrid and flexible working long before it became the norm! Our team has a mix of backgrounds more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

Our Tax Compliance team is a leading provider of technology enabled compliance and integrated advisory services, working across an unrivalled range of prestigious clients. The variety of work, size of our team and focus on learning and development brings about opportunities to specialise in particular industries or technical … at the forefront of change and innovation. Together, we produce technical excellence, innovative solutions and an outstanding client experience. Our specialist private equity fund compliance team is responsible for the delivery of tax reporting for some of the largest and most complex funds in the UK. This diverse and … interesting client base provides an excellent platform for prospective candidates to develop their skills and focus on a compliance role in a team that has grown significantly over the last few years. The role This role would particularly suit candidates who are looking to specialise in a supportive environment more »

Responsible AI Manager – AI Ethics and Compliance, £850 - £950 per day, Inside IR35, 12 Months We're looking for a dynamic, Responsible AI Manager to lead the development and implementation of an AI ethical framework and governance. The successful candidate will ensure that our use of artificial … GDPR and EU Act, adhering to established ethical principles. Develop and implement a robust framework for ethical AI usage. Collaborate with stakeholders to integrate compliance considerations into existing processes and the AI development lifecycle. Work with technology teams to establish effective monitoring and evaluation systems for AI applications. Implement … awareness of AI ethics principles and solicit input for framework development. Support in crafting and delivering training and awareness campaigns on AI ethics and compliance requirements. Required Experience & Skills: Proven track record in AI ethics, with a comprehensive understanding of ethical principles, regulatory requirements, and best practices. Familiarity with more »