26 to 33 of 33 Permanent Compliance Manager Jobs in London

of FCA reporting requirements Good and practical understanding of submitting FCA applications Ability to update internal policies and procedures Practical experience of implementing reg compliance, CDD/KYC, and any other systems. Practical experience in formulating compliance testing plan Practical experience of submitting SAR to authorities. Ability to … work on own initiative, good planner, and to meet strict deadlines EXPERIENCE REQUIRED: Extensive Compliance experience within the Banking/Financial Industry, leaning towards international and UK compliance. Familiar with UK’s legal regulatory framework and requirements Good & practical understanding of the banking/financial products PC literate, particularly more »

Our Tax Compliance team is a leading provider of technology enabled compliance and integrated advisory services, working across an unrivalled range of prestigious clients. The variety of work, size of our team and focus on learning and development brings about opportunities to specialise in particular industries or technical … at the forefront of change and innovation. Together, we produce technical excellence, innovative solutions and an outstanding client experience. Our specialist private equity fund compliance team is responsible for the delivery of tax reporting for some of the largest and most complex funds in the UK. This diverse and … interesting client base provides an excellent platform for prospective candidates to develop their skills and focus on a compliance role in a team that has grown significantly over the last few years. The role This role would particularly suit candidates who are looking to specialise in a supportive environment more »

Trust has invested in its comprehensive approach to governance to match its ambition to improve eye care. The newly created post of Information Governance Manager for Research and Compliance joins a dynamic team supporting the Head of Information Governance to deliver great IG performance across clinical care, research … a track record of best practice IG delivery in a care provider or research environment, and will be able to demonstrate how good IG compliance supports care now and in the future. Main duties of the job The IG Manager for Research and Compliance will support colleagues … groups, ensuring terms of references are up to date and aligned with other governance structures at the Trust Manage, support and develop the Information Compliance Officer. Attend external Information Governance and Research Forums to develop strong and productive relationships with Information Governance leads in other NHS organisations and with more »

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include … identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates. Experience/Skills/Qualifications: experience in a compliance role within an Asset Management environment (1-3 years) relationship-building skills … to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems self-supportive, and motivated in fostering a positive compliance culture in basic computer applications (Word, Excel, Outlook, etc.) report writing and presentation skills academic background (relevant compliance qualifications such as CISI desirable more »

Risk & Compliance Manager - Financial Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Business Relationship Manager, Accountancy Audit, Compliance, L&D, Mainly Remote, 12 month FTC Business Relationship Manager/Audit Learning & Development Manager required to work for a Professional Services company based in Central London. However, this role will mainly be remote and you would only have to … into a permanent role. This is within the Audit space of this particular firm where you will be working almost as a Business Relationship Manager (more on the business side) between Learning & Development and Audit. Audit experience/knowledge is not essential but is preferable. Alternative to Audit, we … trusting relationships with key stakeholders in the business and really help to drive new ideas forward. Read on for more details Experience required: Experienced Manager (or equivalent) Strong understanding of Audit including the regulatory environment Ability to build and maintain strong working relationships with senior stakeholders Proven ability to more »

Senior Content Creation Manager, Audit, Accountancy, Compliance, L&D, Mainly Remote, 12 month FTC Senior Content Creation Manager required to work for a Professional Services company based in Central London. However, this role will mainly be remote and you would only have to travel to the London … different learning opportunities, you would be joining a friendly and diverse team whose work really matters. Read on for more details Experience required: Senior Manager (or equivalent) with a background in programme development, both non-technical and audit-technical course content, and preferably with experience of regulatory reporting requirements more »

OurClient Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products … and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provideconstructive challenge to the business, governance committees, and second line of defence. The Product Risk Manager is … for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge more »