26 to 50 of 77 Permanent MiFID Jobs in London

closely related domain. - Strong technical acumen—comfortable discussing architecture, APIs, integrations, and cloud-native platforms with engineering teams. - Deep understanding of compliance, data privacy, and regulatory frameworks (e.g., FCA, MiFID II, GDPR, SOC 2). -Strong analytical skills and experience with product analytics tools (e.g., Mixpanel, Amplitude, Looker). -Excellent leadership, stakeholder management, and communication skills. -Track record of launching More ❯

assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

typically deliver high-risk, high-profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand our client’s needs as More ❯

as part of a team. Regulatory Categories SMCR - Certified This role is a certified role under FCA regulations, performing functions such as Client Dealing (CD0 Meeting with Clients). MiFID II - Staff giving information about investment products, investment services or ancillary services Must hold or be working towards relevant qualifications such as IMC, relevant degree, CFA, ACA, ACCA, IAQ, or More ❯

Regulatory Requirements SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II This role is identified as: Staff giving information about investment products, investment services or ancillary services. What we would like from you: Professionalism, executive leadership, and good judgement in More ❯

DSS Activities: Leading Ctrl Alt through the application process of Gate 2 to enable the firm to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt’s MiFID authorisation process by being the primary contact for the FCA and where required, outside counsel. You will be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the … the FCA are met. Manage other conduct and compliance risks. Requirements Must Haves 5 - 7 years working in a regulated firm in a senior Compliance role or MLRO role; MiFID experience is considered an advantage; Significant experience in all aspects of UK compliance standards, AML/CTF/FS including customer onboarding, KYC refresh, customer risk assessments, business wide risk More ❯

Regulatory Reporting Analyst/financial reporting EMIR SFTR MiFID This is a new and exclusive opportunity for a junior/associate level Regulatory Reporting Analyst/financial reporting focused on EMIR SFTR MiFID new opportunity Role details Title: Regulatory Reporting Analyst Focus on global post-trade regulatory reporting requirements, including the regimes of MIFID II, EMIR, ASIC & SFTR, EMIR SFTR … MiFID Permanent role This is a junior associate level role, we are looking for someone we can develop and grow Salary £47-67,000 base salary Location: London city and home working hybrid (3 days in office, 2 days at home) This is a superb new permanent opportunity where the manager is specifically looking for a Regulatory Reporting Analyst/… financial reporting analyst who they can grow and develop. This role focuses on EMIR Refit- MiFID II &- SFTR The Regulatory Reporting team is responsible for the regulatory reporting requirements and ensuring that all regulatory reports are submitted on a daily basis. This will include EMIR Transaction, Position, Valuation and Collateral Reporting SFTR Reporting MiFID Reporting Production of timely and accurate More ❯

the front-to-back risk management framework. This includes an understanding of non-financial risks (e.g., operational risk, conduct risk). Experience contributing to large regulatory remediation programmes (e.g., MIFID, Brexit, FRTB, T+1 accelerated settlement, Consent Order). Experience working on aspects of global reporting remediation programmes such as CFTC and EMIR Refit. Solid understanding of how technology architecture supports More ❯

and flexible way What skills, experience of qualifications would be beneficial: Implementation experience with Bloomberg Enterprise Good understanding of Bloomberg Data Licence High-level understanding of regulatory reporting (EMIR, MIFID, SFDR) and associated tools Strong communication skills both written and verbal Experience with data warehouses and associated tools (Microsoft SSMS) Experience with agile methods Scientific, engineering or computer science related More ❯

systems, eTrading platforms, and trade booking solutions. Work with external brokers and clients to expand electronic FX capabilities. Lead system integration projects and enhancements driven by regulatory change (e.g. MiFID II, UMR). Collaborate with trading, sales, risk, operations, and technology teams to define project scope and deliverables. Manage timelines, risks, and communications across multiple technical and business stakeholders. Contribute More ❯

systems, eTrading platforms, and trade booking solutions. Work with external brokers and clients to expand electronic FX capabilities. Lead system integration projects and enhancements driven by regulatory change (e.g. MiFID II, UMR). Collaborate with trading, sales, risk, operations, and technology teams to define project scope and deliverables. Manage timelines, risks, and communications across multiple technical and business stakeholders. Contribute More ❯

Regulatory Reporting Analyst - MIFID/EMIR/SFTR – Operations/BAU Regulatory Reporting Analyst required to join a leading financial services firm where you will be responsible for ensuring that all regulatory reports for the business are submitted on a daily basis, that reporting corrections are made in a timely manner and that any customer queries are responded to promptly … The position is also responsible for the production of MIS and helping to improve the internal controls function Experience: Experienced within Regulatory Reporting Knowledge/Experience of MIFID/EMIR or SFTR reporting regulations Operations/BAU experience Knowledge of internal controls Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care More ❯

Regulatory Reporting Analyst - MIFID/EMIR/SFTR – Operations/BAU Regulatory Reporting Analyst required to join a leading financial services firm where you will be responsible for ensuring that all regulatory reports for the business are submitted on a daily basis, that reporting corrections are made in a timely manner and that any customer queries are responded to promptly … The position is also responsible for the production of MIS and helping to improve the internal controls function Experience: Experienced within Regulatory Reporting Knowledge/Experience of MIFID/EMIR or SFTR reporting regulations Operations/BAU experience Knowledge of internal controls Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care More ❯

Trade Capture, Trade Lifecycle). Experience with at least one asset class (IR, FI, Commodities, Equities); knowledge across multiple asset classes is a plus. Understanding of industry regulations (e.g., MiFID II, IFPR, SM&CR) and familiarity with regulatory implementation Business Analysis Skills: Experience in conducting gap analysis and mapping business processes to regulations and recommendations. Ability to support business process More ❯

motivated PC literate (not limited to Intermediate/Advanced Excel skills) Technical knowledge - not all are essential Changes in the market, products, legislation & regulation relevant to the business area- MiFID II, CASS, PSD2, GDPR, EMIR Understanding of payments processing Understanding of settlement and custody process Understanding of equities and derivatives clearingIf this is the role for you, click apply today More ❯

Regulatory Reporting Analyst - MIFID/EMIR/SFTR - Operations/BAU Reference ID: 8805 Budget: 65,000 Role Overview: We are seeking a Regulatory Reporting Analyst to join a leading financial services firm. You will be responsible for ensuring that all regulatory reports are submitted accurately and on time, addressing reporting corrections promptly, and responding to customer queries efficiently. The … role also involves producing Management Information (MI) reports and contributing to the enhancement of internal controls. Experience & Skills: Proven experience in Regulatory Reporting Knowledge of MIFID, EMIR, or SFTR reporting regulations Operations/BAU experience Understanding of internal controls About Kite Human Capital: We focus on working with top talent who value customer service and uphold a strong professional reputation. More ❯

Trade Capture, Trade Lifecycle). Experience with at least one asset class (IR, FI, Commodities, Equities); knowledge across multiple asset classes is a plus. Understanding of industry regulations (e.g., MiFID II, IFPR, SM&CR) and familiarity with regulatory implementation Business Analysis Skills: Experience in conducting gap analysis and mapping business processes to regulations and recommendations. Ability to support business process More ❯

relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client Dealing - CD0 Meeting with Clients Certification - Cert Manager MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards one of the following list of qualifications (or More ❯

fast-paced environment Preferred Experience: Experience with multiple asset classes (Rates, equities, futures, options, FX) Knowledge of market-making strategies and risk management techniques Familiarity with financial regulations (e.g., MiFID II, Reg NMS) Experience with distributed systems and cloud computing platforms KDB or other time series database Key Competencies: Strong analytical and quantitative skills Creativity in developing novel trading strategies More ❯

subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client Dealing - CD0 Meeting with Clients MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards one of the following list of qualifications (or More ❯

the BestX product Exhibit superior skills in modern Agile, Cloud-based, Server side, DB, Development. Develop understanding in the area of Transaction Cost Analysis and key benchmarks required for MiFID and MiFIR Responsible for maintaining and enhancing the application and influencing technology decisions Responsible for taking ownership of tasks and seeing them through completion Responsible for establishing best practices, clean More ❯

have the opportunity to work on business-critical engagements. In recent years we have helped investment banks to get ready for Brexit, improve their compliance with regulations such as MiFID II, FinFrag, EMIR, SFTR, ASIC, MAS, HKMA, CFTC, SMMD and MMSR. We also help clients to become more profitable, either by developing new revenue streams, or crucially, by reducing costs. … how these service client needs A demonstrable commitment to diversity and inclusiveness Capital Markets and Wealth & Asset Management skills Deep knowledge of global trade and transaction reporting regulations - specifically MiFID II, FinFrag, EMIR, SFTR, ASIC, MAS, HKMA, CFTC, SMMD and MMSR. Run The Bank and/or Change The Bank experience in the aforementioned regulations A successful track record and More ❯

superior skills in modern Agile methodologies, cloud-based development, server-side programming, database management, and related areas. Develop an understanding of Transaction Cost Analysis and key benchmarks required for MiFID and MiFIR compliance. Responsibilities include maintaining and enhancing the application, influencing technology decisions, taking ownership of tasks, establishing best practices, writing clean code, and applying design patterns. The candidate should More ❯