1 to 25 of 121 Permanent Regulatory Compliance Jobs in London

Job Title: Regulatory Compliance Officer Location: London, United Kingdom Type: Full-Time (5 days a week, on-site) About the Client: Our client is a pioneering fintech company that specialises in global payments and remittances. They are committed to providing seamless financial solutions to their customers and ensuring … the highest standards of compliance and regulatory adherence. Role Overview: We are seeking a dedicated and experienced Regulatory Compliance Officer with a focus on Consumer Duty to join our client's dynamic team in their London office. This role demands a proactive and knowledgeable professional who … can swiftly adapt to a new environment and contribute to the company’s compliance framework. Key Responsibilities: Ensure compliance with UK regulations for payment and financial services, specifically focusing on Consumer Duty requirements. Develop, implement, and monitor compliance policies and procedures to ensure the company’s operations more »

Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, including supporting on the … set up of new overseas companies and Lloyd’s syndicates. Key Responsibilities: Keeping informed of regulatory developments and communicating key changes out to the business; Horizon scanning; Undertaking initial due diligence on pre-bind sanctions referrals; Support in conducting the annual financial crime risk assessment; Maintaining compliance training … records; Providing advice and guidance to the business on regulatory matters; Reviewing and updating compliance policies and procedures Support in drafting of compliance management information and reporting to Boards, Committees and regulators; Maintaining the business timetable; Responsible for conducting monthly monitoring activities, identifying any issues in the more »

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications. Key Responsibilities … Operational Compliance Management Implement and oversee the company's regulatory compliance policies and procedures. Work under the direction of the Managing Director and in collaboration with the compliance team to identify and mitigate compliance risks. Monitor changes in legislation and enforcement that may impact the … company's gambling operations. Support Compliance Committee Activities Participate in Compliance Committee meetings, contributing to agenda setting and the execution of the committee's responsibilities. Aid in facilitating discussions, ensuring that all viewpoints are considered and compliance objectives are met. Regulatory Compliance Oversight Maintain and more »

Head of Regulatory (Food) Full Time (37.5 Hours) Up to £80,000 DOE + 25 Days Holiday + Enhanced Company Pension + Employee Assistant Programme Remote Working (With Requirements to Attend Industry Events, Client Meetings and Visit London Office When Required) Head of Regulatory required for a Global … Regulatory Compliance Consultancy business covering over 80 International markets. This is a great opportunity to work for a highly reputable company and play a pivotal role in developing relationships with global blue-chip companies in the food industry. The successful candidate will have experience working within a regulatory affairs role and will need a degree (or equivalent) in food science, food law, regulatory affairs or similar. You will have in depth knowledge of food law acquired in a commercial, enforcement or policy setting environment along with a deep understanding of food regulations and of Codex Alimentarius more »

International Regulatory Development Associate Lloyds is the worlds leading insurance and reinsurance marketplace. We share the collective intelligence and risk sharing expertise of the markets brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrows progress isnt limited by todays risks. Our shared … and inclusive, youll find a home at Lloyds build a braver future with us. Lloyds are seeking to recruit an Associate within the International Regulatory Development Team. As part of the team, support the Lloyds Global Network with the development, enhancement & defence of Lloyds licences and trading rights globally … whilst achieving international compliance. The Corporation does not control direct compliance of the Lloyds market with international regulations. Rather, it sets principles for the markets compliance controls and gives guidance on regulations. As such, IRA does not control the Lloyds markets international regulatory compliance but works more »

team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across the … through our own Risk Academy. About you As a minimum you’ll have: You will need strong technical knowledge and understanding of the payments regulatory and legislative framework, the governing regulators including their remits and their strategic intentions as well as external market developments. You will also have a more »

and systems to ensure quality.---Responsibilities- A key senior role advising TikTok Shop, TikTok's e-commerce platform on some of our most impactful regulatory, policy and compliance issues. - Advise one of the largest businesses within TikTok Shop to help them launch and scale their global selling business … while managing and mitigating regulatory risks, while helping manage evolving relationships with regulators.- Dive deep into regulatory requirements related to product, safety and supply chain issues, including but not limited to prohibited/restricted listings, gating and selling requirements, DSA, GPSR, product safety and labelling, physical labeling, registration … how to implement these in a risk-based way.- Market opening/launch of new products: Work effectively with the business to ensure product compliance while launching new products/markets at scale.- Regulatory compliance: Clearly translate regulatory requirements into practical compliance requirements for operational more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager … keeping in line with the Private Banks management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all relevant actions are put in place in a timely manner. The Product Risk Manager is expected to more »

We have an opportunity for a Senior Scientific and Regulatory Affairs - UK/IRL Market Lead (known internally as - Program Manager SRA (Science & Regulatory Affairs) UK/IRL) to join us at Mars. You will lead a variety of regional regulatory activities related to raw materials, finished … products, labelling, claims, packaging and supporting UK/IRL. In this role, you will provide leadership and guidance to internal partners on regulatory matters, recommend options and implement solutions to resolve problems so that products can be brought to market in the UK and Ireland, and across the broader … plus car allowance and ~20% annual bonus. What will be your key responsibilities? Accountable for the development and execution of the external regulatory influencing strategy related to UK/IRL. Works with internal partners to understand priorities and impacts of developing legislation and aligns appropriate external positions. Accountable for more »

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. Assisting in compliance oversight of all activities outsourced to other entities. Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of appropriate management Information, and regulatory updates relevant to … the Company. Execution of a risk-based compliance monitoring programme in line with regulatory guidelines and in conjunction with business and compliance departments. Monitoring the complaints handling and vulnerability processes and reviewing and reporting on root cause analysis Compliance oversight of financial promotions issued by the more »

Compliance Associate – Private Credit Firm - London Company Overview: Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are … currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for … and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Regulatory compliance: Stay abreast of relevant financial regulations, including but not more »

Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager … your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending on your experience). In a dynamic and complex environment with growing regulatory challenges and product and process innovations, your role will require … addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental collaborating with other General Compliance team members at the Pan more »

innovative, and successful Life Sciences companies. Our 750 consultants are working on innovative activities in engineering, production, quality (QA, QC, validation), R&D, and regulatory affairs across Belgium, Switzerland, Germany, Denmark France, and Canada. Thanks to our excellent team, we support manufacturers in all stages of drug development. Respect … work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and more »

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »

within the financial sector? Our client is in search of an Operational Resilience Testing Lead AVP to take charge of testing programs and ensure regulatory compliance across the UK (FCA/PRA) and EU regions, including adherence to the Digital Operational Resilience Act (DORA). Role Overview: As … executing all aspects of testing within our client's operational resilience framework. From scoping to reporting, you will manage the testing lifecycle, ensuring all regulatory and business requirements are met. Your responsibilities will include coordinating testing exercises, providing oversight on testing actions, and presenting testing outputs to senior stakeholders. … Coordinate pre-testing activities, including scoping documentation, testing packs, and logistical requirements with stakeholders. Facilitate testing activities, including desktop exercises and scenario testing, ensuring compliance with regulatory standards. Act as the central point of contact for all Operational Resilience testing requirements, supporting coordination across related testing activities. Assess more »

Operational Resilience Business Partner (Corporate Functions & HR) VP Introduction: Are you driven by the challenge of ensuring operational resilience and regulatory compliance within the financial sector? We are seeking an experienced Operational Resilience Business Partner (Corporate Functions & HR) VP to join our team. In this role, you'll … play a pivotal role in supporting corporate functions such as finance, compliance, and HR, ensuring compliance with operational resilience regulations across the UK (FCA/PRA) and the EU, including the Digital Operational Resilience Act (DORA). Responsibilities: Develop, embed, and manage the Operational Resilience framework, tools, and … methodologies in line with regulatory requirements. Act as a single point of contact for corporate functions, supporting the identification of critical/important functions and mapping them within the Operational Resilience Framework. Coordinate with stakeholders across Corporate Functions and HR to ensure a cohesive approach to resilience management. Conduct more »

New Senior Compliance Analyst (Sanctions) opportunity working with a top-performing specialty insurer. You’ll be a key member of the team and will support on all aspects of regulatory compliance across the group, gaining exposure to both intermediary and insurer regulatory requirements, as well as … Lloyd’s oversight requirements. Key responsibilities: Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives, as well as international licensing queries. Taking a leading role in ensuring compliance with Lloyd’s regulatory principles. Playing a key role in horizon scanning … Assisting in the operation of financial crime controls, including Sanctions, Anti-Money Laundering, Anti-Bribery and Corruption, and Gifts and Entertainment. Undertaking and supporting Compliance Monitoring reviews and presenting findings to senior stakeholders. Supporting with the ongoing operation of the Product Oversight and Governance process, including annual product reviews. more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our client … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data use … evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. The role will report direct into the CCO and will form part of small compliance function. In this role you will be responsible for assisting with all compliance and legal matters covering multiple jurisdictions whilst contributing to ensure the firm maintains a robust compliance control framework. Key Responsibilities: Develop and maintain Compliance Policies & Procedures Ensure FCA & SEC regulatory compliance requirements are adhered too Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines Support the firm’s sanctions & anti-money laundering (AML) controls Conduct marketing & presentation reviews Monitor regulatory sanctions & company conflicts Carry out SEC filings, including Annual ADV (Part 1 and more »

energy storage projects throughout the UK. You will oversee the entire project lifecycle from inception to completion, driving growth, profitability, and sustainability while ensuring compliance with regulatory requirements and industry best practices. Key Responsibilities: Strategic Planning: Develop and implement strategic plans for the expansion of solar and energy … Provide strong leadership and guidance to a multidisciplinary team of project managers, engineers, analysts, and consultants, fostering a culture of collaboration, innovation, and excellence. Regulatory Compliance: Ensure compliance with all relevant regulations, permits, codes, standards, and environmental requirements throughout the project lifecycle, working closely with legal and … regulatory affairs teams. Risk Management: Identify and mitigate project risks, uncertainties, and constraints, developing contingency plans and mitigation strategies to safeguard project success and mitigate potential liabilities. Technology Innovation: Stay abreast of emerging technologies, market trends, and industry developments in solar and energy storage, evaluating their potential impact on more »

About Compliance The Compliance team oversees the regulated activities that Barclays undertakes. The team includes experts in three main disciplines: Regulatory Compliance (Consumer Protection, Market Integrity and Market Conduct); Financial Crime (Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption); and Operations. Compliance is a critical … part of our business: changes to economic conditions and regulatory requirements make our compliance department a busy place. Many of our Compliance team members work with senior business leaders, helping to keep Barclays up to date with the latest thinking on control and regulation. As a Compliance … your talent to our team. Please visit our website here for more information. About Financial Crime Financial Crime is a component pillar of the Compliance Function delivering oversight and services dedicated to the management of ABC, AML, Sanctions and Anti-Tax Evasion Facilitation Risks. ­­­­­­­­­­­­­­­­­­Overall purpose of role The more »

Excellent communication and executive stakeholder management skills and passionate about client success.The candidate should have expertise industry expertise, particularly in data & analytics, risk and regulatory compliance, delivering large scale transformational change spanning technology design/implementation, business process & operating model re-engineering and regulatory change across capital …/analytics.An independent high performer, with demonstrable experience of successfully consult with banking clients in building and delivering multi-million services asssociated with risk, regulatory compliance and digital transformationExpertise in Business Transformation, Project Portfolio Management, executive stakeholder management, risk and issue management, 3rd Party management, Waterfall and Agile more »

the regional product and business development teams in identifying opportunities and driving scale. Your primary competencies include a deep and broad knowledge of the compliance and regulatory requirements associated with domestic money disbursements, commercial acumen, proactivity and, above all, the ability to deliver on volume and revenue targets … through developing deep and mutually beneficial partner relationships.Role:• Working with our Mastercard licensed entities to ensure documented and robust regulatory compliance and operational effectiveness. • Leading our Go to Market strategy incl. identifying opportunities, pipeline management, and signing Partnership deals.• Using a data-driven approach to assess market opportunities … contracting and commercial negotiations, technical set-up and service roll-out.• Exemplifying our values and the Mastercard Way All About You:• Thorough understanding of compliance and regulatory landscape associated with the management of B2B money disbursements; direct transaction banking experience required. • A demonstrable track record of success in more »

organisations. Identify and assess potential risks associated with client organisations operations, projects, and initiatives. Monitor and evaluate risks on an ongoing basis to ensure compliance with internal and external regulations and standards. Develop and implement risk mitigation strategies and plans to minimise the impact of potential risks. Collaborate with … Knowledge of risk management principles and practices, including risk assessment, mitigation, and monitoring. Project management: The ability to manage risk management projects and initiatives. Regulatory compliance: Knowledge of relevant regulations and standards related to risk management. Preferably risk certified by APM, IRM or MoR. Technical skills and qualifications … analyse data and information to identify potential risks and evaluate risk mitigation strategies. Project management: The ability to manage risk management projects and initiatives. Regulatory compliance: Knowledge of relevant regulations and standards related to risk management. Technical skills: Experience with risk management tools and software. (@Risk, Primavera Risk more »

Compliance Manager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a Compliance Manager in London. The Compliance Manager will be responsible for their payments-related relationship processes (acquirers and … payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key Responsibilities: Managing … the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliance more »