1 to 8 of 8 Permanent Wholesale Banking Jobs in London

Tier One Global Bank. The successful candidate will have a strong background in loan draw down processes, operational resilience, and extensive experience within the banking sector, particularly in wholesale, credit, and lending. This role requires an independent thinker with a proactive attitude and excellent stakeholder management skills. Key … Management: Effectively manage key stakeholders, ensuring clear communication and alignment of objectives. Regulatory Knowledge: Familiarity with the Prudential Regulation Authority (PRA) guidelines and requirements. Wholesale, Credit, and Lending: Possess substantial experience in wholesale banking, credit, and lending operations. Governance: Understand and apply governance frameworks to ensure compliance … Create detailed process maps to visualize and improve business processes. Issue Identification: Quickly identify and resolve issues within processes to maintain smooth operations. Requirements: Banking Experience: Extensive experience in banking, particularly with international banking operations. HSBC Experience: Previous experience working with HSBC is essential. Proactive Attitude: A more »

branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the Advisory team. Regulatory Frameworks: Support and advise the business on operationalising Compliance frameworks to … such as FATCA/CRS, Cross-Border and Market Abuse. Qualifications & Experience 5+ years’ Compliance experience preferred – either in an Advisory role within a Wholesale Banking or Private Banking environment. Degree educated with Legal, Banking and/or Compliance qualifications. Relevant experience in a Compliance or … within an international bank, ideally experienced at working within a matrix management organisation across multiple cultures. Excellent demonstrable working knowledge of UK and EU banking regulations. Ability to work under pressure and to tight deadlines. Strong analytical, interpersonal and communication skills with excellent attention to detail. Fluent in English more »

with Markets Security Services to communicate regulatory developments and assist with ensuring that regulatory requirements are met. Knowledge and Experience: Knowledge management knowledge of Wholesale Banking business and Wholesale Credit Risk thorough understanding of the purpose, values, culture and fundamentals of Global Transformation strong knowledge of the … management approaches and technology of the regulatory framework globally Experience of delivering regulatory and/or capital models (PD/LGD/EAD) of Wholesale Credit Risk understanding and knowledge of Risk Analytics processes, culture and objectives track record as an outstanding analyst or consultant financial services industry knowledge … case development and a sound understanding of how design enablers underpin business benefits experience of delivering change into different audiences and managing implementation in banking environments communication, inter-personal and negotiating skills decision making and problem solving ability judgmental skills to identify and resolve problems of managing large teams more »

range of financial products and services more than 25 million customers worldwide through three key business lines: Canadian Retail including TD Canada Trust, Business Banking, TD Auto Finance (Canada), TD Wealth (Canada), TD Direct Investing and TD Insurance U.S. Retail including TD Bank, America’s Most Convenient Bank, TD … Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in TD Ameritrade Wholesale Banking including TD Securities TD had CDN$1.3 trillion in assets on October 31, 2018. TD also ranks among the world’s leading online financial services firms, with more than 12 million active online … strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to more »

Deputy CRO and CRO Lead non-financial risk within the bank Experience Required: Strong level of operational and prudential risk experience in a UK banking environment Ability to develop and manage relationships at key levels Good understanding of retail and wholesale banking products and services Familiar with more »

all MI, reports, for submission to regulators/other departments and Head office. EXPERIENCE REQUIRED: Minimum 3 years operational risk experience in a UK banking environment. Good understanding of retail and wholesale banking products and services. Minimum 1 years experience in producing RCSA either 1st line or more »

range of financial products and services more than 25 million customers worldwide through three key business lines: Canadian Retail including TD Canada Trust, Business Banking, TD Auto Finance (Canada), TD Wealth (Canada), TD Direct Investing and TD Insurance U.S. Retail including TD Bank, America’s Most Convenient Bank, TD … Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in TD Ameritrade Wholesale Banking including TD Securities TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than … Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while more »

enquiries where necessary. EXPERIENCE REQUIRED: Senior level Compliance and AML experience. Current or recent holder of SMF16 and SMF17, ideally from a corporate or wholesale banking environment Understanding of relevant FCA rules, FOS, Data Protection legislation. Anti Financial Crime legislations and JMLSG guidance. FCA approach to supervision. Compliance more »