1 to 1 of 1 Permanent Compliance Audit Jobs in Surrey

Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate … relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Training and Awareness Provide training and education to employees on compliance and AML requirements. Foster a culture of compliance awareness throughout the organization. Develop and deliver regular compliance training sessions to more »