1 to 25 of 42 Permanent Compliance Audit Jobs in the UK

Job Description: Job Title: Audit Supervisor - General AML (BSA/AML including Sanctions) Corporate Title: Assistant Vice President Location: Dublin Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how … as part of our award-winning benefits package which means getting to work has never been easier. Role Description: Executes the assigned areas of audit work, providing day to day coaching and guidance to teammates. Executes audit strategy for the sound application of risk based auditing by defining … audit scope, audit program, and test procedures. Demonstrates strategic thinking and supports change. Delivers timely audit work within quality standards and conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or more »

timely resolution, escalating when necessary. Ensure quality assurance is incorporated in all processes and compliance is checked through the compliance audit programme. Ensure the teams you are responsible for maintains an issue log and use this to inform the learning programme for the Team. Line … Service in line with best practice and legislative changes. Responsible for ensuring staff are working to Standard Operating Procedures through the compliance audit process. Financial Responsibility Authorised signatory for signing off BACS. Approves pay-overs to Finance, such as NEST contributions and third-party deductions. To act … to the Client relationship e.g., portal for Client information, marketing materials and keeping it up to date. Participate in the Service compliance audit programme, ensuring teams are fully compliant with the processes. Create and maintain accurate records and documents (paper/electronic) in line with documentation/ more »

A great opportunity to join a growing Energy and Oil Brokerage and Clearing House as a Senior Compliance Officer. We are a growing energy brokerage firm dedicated to providing innovative solutions for our clients in the dynamic and ever-evolving energy market. As we continue to grow, we … are seeking a highly motivated and detail-oriented Compliance Officer to join our team and play a crucial role in upholding regulatory standards and fostering a culture of compliance within the organization. Job Overview: The Compliance Officer will be responsible for overseeing and implementing … training programs for employees, ensuring awareness and understanding of regulatory requirements. Provide ongoing support and guidance to staff regarding compliance-related matters. Audit and Assurance: Collaborate with internal and external auditors to facilitate compliance audits. Implement corrective actions in response to audit findings and more »

to speak and communicate effectively with peers and management. 6. Previous experience within a SOC focused role. DESIRABLE SKILLS: 1. Experience in security compliance auditing and remediation. 2. Knowledge of SIEM Solutions (ArcSight, Splunk, TippingPoint, Huntsman, FortiAnalyzer) 3. Knowledge of Firewall & VPN technologies (Checkpoint, Cisco, Juniper). 4. more »

support for the internal PKI infrastructure, certificate issuance, template, as well as assists with the public certificate authority and application teams certificate requirements. Supports audit and compliance requirements in the UK and other countries, including Cyber Essentials/Cyber Essentials Plus and ISO27001. Works with the other … organisations, processes, goals and strategies. Identifies opportunities to improve existing process and controls, recommend constructive corrective actions to address control deficiencies identified through compliance audits to strengthen cybersecurity posture and improve processes. This position requires in-depth working knowledge on Microsoft core platform technologies. Knowledge supporting IT enterprise more »

into our cloud services Stay up-to-date with the latest security threats and trends and proactively identify potential security risks Assist in compliance audits and certifications such as SOC 2, ISO 27001 Self-driven with ability to work in fast paced, changing environment and deliver results for more »

Job Title: Regulatory Compliance Officer Location: London, United Kingdom Type: Full-Time (5 days a week, on-site) About the Client: Our client is a pioneering fintech company that specialises in global payments and remittances. They are committed to providing seamless financial solutions to their customers and ensuring … the highest standards of compliance and regulatory adherence. Role Overview: We are seeking a dedicated and experienced Regulatory Compliance Officer with a focus on Consumer Duty to join our client's dynamic team in their London office. This role demands a proactive and knowledgeable professional who … can swiftly adapt to a new environment and contribute to the company’s compliance framework. Key Responsibilities: Ensure compliance with UK regulations for payment and financial services, specifically focusing on Consumer Duty requirements. Develop, implement, and monitor compliance policies and procedures to ensure the more »

line with Procurement departmental procedures and objectives, focusing on securing strong commercial terms and excellent quality and delivery service levels from suppliers while ensuring audit compliance, reporting directly to the Senior Manager. We are looking to speak with candidates with an understanding of the Automotive sector, with more »

using Group software, and ensure accurate ongoing monitoring and updating for budgeting purposes. Prepare reports and risk registers to gain internal approvals and ensure audit compliance. Appoint Solicitors via the framework. Work with land agents and appointed legal advisors to negotiate and agree land contracts, ensuring any development related more »

using Group software and ensure accurate ongoing monitoring and updating for budgeting purposes. Prepare reports and risk registers to gain internal approvals and ensure audit compliance. Appoint Solicitors via the framework. Work with land agents and appointed legal advisors to negotiate and agree partner land contracts, ensuring any development more »

Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate … relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Training and Awareness Provide training and education to employees on compliance and AML requirements. Foster a culture of compliance awareness throughout the organization. Develop and deliver regular compliance training sessions to more »

and cloud-based computer systems, networks and applications. Develop and deliver a programme of planned independent security assessments. including penetration tests, hardware & software compliance, and PCI, and ensure any gaps are addressed. Work with external stakeholders and information security groups including DCMS, NCSC and accreditor organisations and others … PAAS especially Azure Firewalls Networking & Wi-Fi End-point protection Web-hosting technology Demonstrable understanding of ISO27001, Cyber Essentials, data protection, business continuity and audit compliance Mobile phone security: IOS and Android Excellent interpersonal (Builds relationships) Team player who embraces change Positive communicator Strong influencing and negotiating more »

and cloud-based computer systems, networks and applications. Develop and deliver a programme of planned independent security assessments. including penetration tests, hardware & software compliance, and PCI, and ensure any gaps are addressed. Work with external stakeholders and information security groups including DCMS, NCSC and accreditor organisations and others … PAAS especially Azure  Firewalls  Networking & Wi-Fi  End-point protection  Web-hosting technology Demonstrable understanding of ISO27001, Cyber Essentials, data protection, business continuity and audit compliance Mobile phone security: IOS and Android Excellent interpersonal (Builds relationships)  Team player who embraces change  Positive communicator  Strong influencing and negotiating more »

our ambitious growth plans. Creating Meaningful Moments that do good for people, and our planet. We are currently looking for QUALITY ASSURANCE AUDITORS To audit, monitor and evaluate quality systems, processes and procedures providing technical support for the operational teams while maintaining and promoting technical and quality standards in … met and maintained by setting standards and monitoring good manufacturing practices, applying HACCP principles and preventing reoccurrence of non-conformance against these standards. To audit compliance against Quality Management Systems and GMP, raising all non-conformances against relevant standards with objective evidence enabling the operational teams to more »

survey requirements; Supervise contractors’ repair/maintenance of vessels Perform budgeting and cost control measures on ship spares and docking requirements Perform technical compliance audits and investigations on defects/failures on a regular, scheduled basis to ensure conformance to IMS Standards Attend vessel dry docking, repairs and more »

to ensure the successful deliver of projects Approving sub-contractor Invoices and ensuring payment within contract timescales Taking full accountability for safety and compliance auditing Leading and managing the delivery in construction About you You will hold a HNC Qualification or above (preferably in an engineering discipline) and more »

to Integrations, scheduling, and orchestration Review functional & technical specifications, Non-Functional-Requirements (NFRs) and perform code reviews adhering to adopted standards, security specifications & SOX audit compliance for all integrations. Review designs and code for the global scheduling system (IBM IWA tool), that controls orchestration of the integrations more »

continues to meet all quality and technical standards set nationally and by our grocery retailer partners. As one of our QA Auditors, you will audit, monitor, improve and evaluate quality systems and procedures and provide technical support for the operational teams as well as maintaining and promoting technical and … work on a permanent day shift which will include some weekend working as set by the rota. Day to day duties will be: To audit compliance against Quality Management Systems, GMP and HACCP controls, raising all non-conformances against relevant standards with objective evidence. Effectively communicating to … monitoring completion of actions. Suggesting areas of improvement, relating to fabrication and procedures. Understanding the site traceability system to complete audits to demonstrate compliance and retrieve information for investigation purposes. To take samples (micro, nutritional, swab and organoleptic) against specific schedules and communicate the progress in a timely more »

Requirements of the role include: Completion of quarterly and annual Internal Control reporting requirements and co-ordination and review of SOX and Internal Control audit programmes for my client. Oversee Implementation and improvement of company internal control, financial and compliance audit programmes. Coordination of my clients more »

delivery team throughout project lifecycles, ensuring successful outcomes. • Authorize invoices and ensure timely payments within contractual deadlines. • Hold full accountability for safety and compliance auditing. Requirements: • HNC Qualification or higher, in an engineering discipline. (CEng) will be a bonus • Minimum of 3 years' experience in a similar role more »

to the site team and support Technical on factory specification and Quality Standards documentation creation. Ensure completion of validation testing and paperwork for future audit compliance. Design, execute and evaluate the product data collection for knowledge transfer of remaining product lines. To include process mapping of current equipment/ more »

would be interested in working on the consultancy side. You would be involved in asset registers, asset verification, identifying condition of plant and compliance audits. TSA are currently recruiting for an M&E Surveyor to work within the Southeast from a London based office team for the internal more »

Your responsibilities will include… You will be able to produce a variety of reports focusing on a range of areas, including; Security, Performance, compliance audits, data collected from various IT Systems and tools. Strong ability to maintain and develop technical documentation, including system configurations, network diagrams, operating procedures more »

Your responsibilities will include… You will be able to produce a variety of reports focusing on a range of areas, including; Security, Performance, compliance audits, data collected from various IT Systems and tools. Strong ability to maintain and develop technical documentation, including system configurations, network diagrams, operating procedures more »

review meetings, completing paperwork and keeping the CMMS Systems up to date. You will also support the maintenance team with work permits and compliance audits. This role would suit someone with a background in Engineering or Maintenance Planning looking for a fully office-based position, where you will more »