1 to 25 of 34 Permanent Compliance Officer Jobs in the UK

dynamic environment? Do you thrive in a fast-paced workplace where every day brings new challenges? Look no further! We're seeking a talented Compliance Officer to join our vibrant team in Lozells, Birmingham. As a Compliance Officer, you will be responsible for analysing the BRAC … Work: Monday to Friday 9am until 6pm (45 minutes unpaid lunch break) Salary: £25,000 to £30,000 gross per annum (Depending on Experience) Compliance Officer Requirements: A minimum of 3 years experience in a financial crime position relevant to the job description in relevant field, i.e. bank … concept of investigations and the ability to demonstrate/explain this if selected for interview Ability to multi-task, prioritise and manage time effectively Compliance Officer Opportunities: Exceptional candidates demonstrating a strong work ethic, have the exciting potential to advance within our compliance team, with the opportunity more »

Reporting to the Chief Executive Officer, the Compliance Officer is responsible for ensuring that 40fi meets its regulatory, governance and International Standards Organisation (ISO) obligations in a robust, timely and methodical fashion and that internal policies and procedures are adhered to and adapted to support the business … in its compliance activities. Areas of compliance include: ISO 27001, GDPR, Telecommunications Regulation. Business Process and Procedures such as ITIL. As our compliance officer you'll be tasked to: review marketing materials, presentations and websites to ensure compliance with regulatory requirements. assist in the gathering … general administrative duties (such as file creation and maintenance of ongoing process/policy documentation). Assist in distributing and preparing the documentation and compliance reports to senior executives. The Compliance Officer is a member of the 40fi Managed Services team and will regularly collaborate across the more »

Job Description Compliance Officer - Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across … London Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in … the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies. Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or ambiguous transactions more »

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial … institutions. Main Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and … applicable standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so as more »

and established Fintech lender which has recently taken over a Mortgage business and the objective of this role is to embed their risk and compliance into the existing business. Once the Interim role and the business integration is completed (9-12m) there is potential for the role to … days per fortnight in either Oxford or Leeds office. You will be reporting to the CRO with liaison with the legal, risk and compliance and integration teams as well as external stakeholders and UK Regulators. As a Risk and Compliance Officer, you will be expected to demonstrate … when undertaking designated activities and tasks. This role has a specific focus on leading the integration of a Mortgage Business and their Risk and Compliance Frameworks as part of the broader business integration activity. You will provide support to the UK CRO and will have support from a Risk more »

flexible working to all. Our individual impact and output is what counts most. About The Role This is an exciting opportunity for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of … the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all … profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad-hoc risk reporting; Supporting the Chief Risk & Compliance Officer with the rollout of more »

Job Description Bank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a … Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within … to work both independently and as part of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or more »

sustainability, and innovation. Specialising in importing premium products, they serve a diverse clientele across the globe. They are seeking a skilled Customs and Trade Compliance Officer to join our team in line with growth and the increasing complexity of global trade regulations. Your new role The Customs and … Trade Compliance Officer will play a critical role in ensuring that all their product import activities comply with national and international customs regulations and trade laws. This position requires a meticulous and proactive individual who can navigate the complexities of customs procedures, trade compliance, and regulatory requirements … efficiently. Key Responsibilities: Customs Compliance: Ensure all import transactions comply with national and international customs laws and regulations. Prepare, review, and submit all necessary customs documentation required for the clearance of imported products. Trade Compliance: Stay abreast of changes in trade policies, agreements, and regulations that may affect more »

close the loop by enabling businesses to turn transactions with customers into long term relationships. We're looking to welcome to our team a Compliance Officer for SumUp UK, based in London. The Compliance Officer is an integral part of our UK and European Compliance Teams and will be working on the compliance programme of primarily UK and also Irish-regulated entities providing the regulatory framework for a large part of our European business. This role is essential to SumUp's success in Europe as our product portfolio is constantly growing and our … compliance team enables the business to develop products and grow in a compliant way. This person will report directly to the Head of Compliance UK, work closely with stakeholders from the whole SumUp and collaborate with other Governance Risk and Compliance teams such as Operational Risk, Internal more »

Onboarding and Compliance Officer Liverpool Street Hybrid working (After 6 month probation) Up to £35,000 My client, a growing, international contract recruitment business is looking for an Onboarding and Compliance officer to join their team. The ideal candidate will have experience working within a compliance … sales teams regarding any missing, inaccurate or unconfirmed information. • Communicating both internally and externally in connection with information and outstanding documentation required for contracts, compliance and payments (i.e. missing bank details, contracts, timesheets, receipts, references etc.). • Recording and inputting details of all documentation received back from contractors (including … relevant systems. • Data entry onto any relevant and internal spreadsheets. • Data entry onto any client and internal systems/CRMs. • Basic knowledge of any compliance legislation including AWR & IR35 processes. • Checking the validity of candidates’ right to work. • Carrying out ID checks on candidates’ right-to-work documents. • Chasing more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management … Framework, managing the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA … Regulations/Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

Interim Information Compliance Officer Bristol (Hybrid, 1 day a week in office preferably, 4 days WFH) 6 months initially (potential for extension). £350 - £400 a day via Umbrella I am working exclusively in partnership with a major organisation in Bristol to hire an Information Compliance Officer … reporting on data breaches Handling Subject Access Requests Responding to ad-hoc queries Desirable Skills and Experience Experience in a similar Data/Information Compliance position in a complex organisation Experience in a Public Sector, Local Council or Higher Education environment highly desirable Experience of DPIAs, dealing with low more »

customers at the heart of everything we do and that starts with our brilliantly different team of people. Job Description As a Data Protection Compliance Officer , you will support the Group Data Protection Officer (DPO) through the independent assurance assessment of Togethers compliance with the UK … processing business functions, to ensure successful implementation and embedding of the data protection risk processes and controls across the business. As a Data Protection Compliance Officer, we are looking for someone to: Assess and manage the impact of data protection risk, within the current business as usual process more »

Job Title: Claims and Funding Officer Location: North London Hours: Full Time (37.5 hours per week) on site Salary: £30,000 - £35,000 Benefits: 25 days holiday, bonus We are seeking a dedicated Claims and Funding Officer to provide essential administrative support to our Claims, Compliance, and … accordance with funding and awarding body frameworks (e.g., Ofsted, ESFA) and ensuring adherence to contractual claims deadlines. ________________________________________ Summary of Responsibilities of the Funding and Compliance Officer Check, validate, and upload data to company database systems (Aptem) in line with funding guidelines and internal processes. Manage filing duties following … managers regularly. Perform day-to-day administrative tasks as assigned by the line manager and divisional head. ________________________________________ Skills & Experience Required for the Funding and Compliance Officer Knowledge of Traineeship funding streams and ESFA guidance and rules. Proficiency in MS Office (Excel, Word, Internet/Email) and Management Information more »

Job Title: Claims and Funding Officer Location: North London Hours: Full Time (37.5 hours per week) on site Salary: £30,000 - £35,000 Benefits: 25 days holiday, bonus We are seeking a dedicated Claims and Funding Officer to provide essential administrative support to our Claims, Compliance, and … accordance with funding and awarding body frameworks (e.g., Ofsted, ESFA) and ensuring adherence to contractual claims deadlines. ________________________________________ Summary of Responsibilities of the Funding and Compliance Officer Check, validate, and upload data to company database systems (Aptem) in line with funding guidelines and internal processes. Manage filing duties following … managers regularly. Perform day-to-day administrative tasks as assigned by the line manager and divisional head. ________________________________________ Skills & Experience Required for the Funding and Compliance Officer Knowledge of Traineeship funding streams and ESFA gu... more »

Job Description Junior Compliance Officer - Bank Our Client an bank based in Central London are looking to recruit a Junior Compliance Officer. You will have at least 1 to 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within a Bank Knowledge of country … to work both independently and as part of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or more »

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications. Key Responsibilities: Operational … Compliance Management Implement and oversee the company's regulatory compliance policies and procedures. Work under the direction of the Managing Director and in collaboration with the compliance team to identify and mitigate compliance risks. Monitor changes in legislation and enforcement that may impact the company's … gambling operations. Support Compliance Committee Activities Participate in Compliance Committee meetings, contributing to agenda setting and the execution of the committee's responsibilities. Aid in facilitating discussions, ensuring that all viewpoints are considered and compliance objectives are met. Regulatory Compliance Oversight Maintain and update the company more »

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across … UK, Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory … developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding of more »

We are looking for an Information Compliance Officer to join our Parliamentary Knowledge and Information Office at the House of Lords. This is an exciting opportunity for someone with good knowledge of data protection legislation and experience of handling FOI/EIR requests, who is keen to use … their expertise to advise and support multiple stakeholders. The work that you do will ensure compliance with legislation and best practice, through your contribution to relevant policies, processes and sharing of knowledge with others. This is an opportunity to work on a hybrid basis where you will be able … policies and procedures on information security issues and the accreditation of ITsolutions, in liaison with the Information Security Team and House of Commons Information Compliance Team - supporting the Head of Information Compliance in completing Data Protection Impact Assessments (DPIAs) for projects and IT solutions that are processing personaldata. more »

Compliance Risk Management Officer sought by leading investment bank based in Belfast. *Inside Ir35 - 3 days a week onsite* Key Activities - Please list in order of importance/time spent (highest to lowest) Serves as a compliance risk officer for the Compliance Risk Management team … in a manner consistent with the banks program framework Key Activities include: Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for the team. Analyzing complex comparative data, preparing country and cluster-level reports related to compliance risk assessments, and … monitoring of compliance related issues. Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed. Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, m... more »

Financial Group https://www.britannia.com/and a member of the London Stock Exchange and Dubai Gold and Commodity Exchange, ROLE DESCRIPTION The Compliance Analyst plays a vital role in supporting the compliance function within the firm. This position involves assisting in the development, implementation, and maintenance … of compliance programs to ensure adherence to regulatory requirements and internal policies. The Compliance Analyst conducts compliance monitoring, reviews trading activities, performs due diligence checks, and assists in regulatory filings and reporting. KEY RESPONSIBILITIES Performing analysis and reviews of key business data in support of the firm … s financial crime and conflicts of interest systems and controls. Perform due diligence checks on clients, counterparties, and transactions to assess and mitigate compliance risks, including conducting customer due diligence (CDD) and enhanced due diligence (EDD) processes as necessary. Collaborate with other internal teams, including legal, risk management, operations more »

The role of the QA Compliance Officer is to support governance and compliance of the Pharmaceutical Quality Management System (PQS) at Piramal Grangemouth and maintenance of Regulatory Registrations/Licenses/Certifications. The role will support the site and related functions in maintaining compliance with GxP … UK/EU/US GMP/GDP, ICH and other region specific guidance. The individual will have support key quality system elements and compliance improvements, working closely with relevant stakeholders on site. Role •Supporting key quality system elements, including activities relating to QMS monitoring, Qualification of Vendors, Audits … Self-Inspections, Vendor Audits, Customer Audits). •Support updates to regulatory agency registrations as applicable. •Support tracking of site compliance commitments and follow up actions. •Working with the wider site functions to drive down out of compliance events and implement quality improvements •Support and track regulatory findings and more »

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance … Job Summary This is a new role where the successful candidate will provide vital administrative support to the Information Access Team (IAT) in the Compliance and Assurance (C&A) Pillar within Counter Terrorism Policing Headquarters (CTPHQ) to ensure that statutory deadlines are met. The Unit manages Freedom of Information … processing of these requests within the statutory deadline. This will entail liaising regularly with these SO units and providing advice and guidance to ensure compliance, where necessary Therefore, it is expected that you will have a basic understanding of these Acts and the General DataProtection Regulations (GDPR). This more »

Miryco Consultants is working with a renowned Investment Manager who are looking for a Capital Markets Compliance Officer to join their dynamic and high performing compliance function. The company is in growth mode and is looking for an experienced individual to help comply and facilitate that expansion. … understanding of market conduct and surveillance. Responsibilities: Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct. Provide Compliance guidance on an as-needed basis, especially regarding market abuse and conflicts of interest, aligning with company policies. Assist in compiling and preparing Management … Information (MI) reports related to surveillance activities and other compliance tasks. Collaborate on designing and implementing improvements to communication and trade surveillance procedures. Delivery of Compliance monitoring, with a focus on market conduct and financial crime risks. Perform assessment of market conduct and trade surveillance framework to identify more »

Miryco Consultants is working with a leading global insurance broker, who are looking for a Compliance Officer to join their Central Compliance Monitoring team. This is a fantastic opportunity for compliance monitoring professionals who enjoy building and developing frameworks, as well as working in a dynamic more »