1 to 10 of 10 Permanent Head of Compliance Jobs in the UK

Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering … the Compliance Programme, providing advisory support and challenge to the business, and managing regulatory, venue and exchange matters. To manage the day-to-day operation of the CFE Compliance department, including budgets, hiring and performance management. Key Responsibilities: Risk Management Manage the delivery of an annual … Compliance Risk Assessment exercise. Produce and deliver a risk-based Annual Compliance Plan. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the first line. Ensure that any risk mitigation actions are performed on a timely basis. Have more »

Head of Compliance & Enterprise Risk (ERM), International FMCG/Retail Giant, Excellent Package & Benefits - Central London Background: An exciting opportunity for a Head of Compliance & Enterprise Risk to join a high-growth retail business with 4000+ stores across UK and Europe, also with offices … in Southeast Asia. They are looking for an exceptional Head of Compliance based in London to join a growing global dynamic team to support with various priority workstreams and lead across all Enterprise Risk Management (ERM) processes. This role is varied and with that exciting, allowing you … the opportunity to become involved in a variety of projects. You will have input in the scoping and delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across this rapid growth multinational group. Key Responsibilities: Responsible for all compliance more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The … COO and supports their small, London based Equity Long Investment team in London, based on the Trading Floor. The company are a true example of a successful, established and “boutique” and “family feeling” type of Asset Management environment. The office is full of intelligent Investment professionals and … motivated, ambitious, collaborative and supportive. They boast a solid £AUM and are looking to further grow this out. The London office is made up of Investment/Trading Managers, Client Services, Marketing and Finance professionals. At present, the COO holds the SMF16 and SMF17 Control functions, but they are more »

Head of Compliance FTSE 100 multinational business - Excellent Package & Benefits Background: We are representing a cutting-edge FTSE 100 company who are going through transformational change which has created a huge opportunity, as the company will be at the forefront, and fundamental to energy transition to NetZero … the UK. This is a true greenfield site where you can make a real difference across the business. They are looking for an exceptional Head of Compliance based in the Nottingham region to join a growing dynamic team to support with various priority workstreams and lead across … all compliance processes. This role is varied and with that exciting, allowing you the opportunity to become involved in a variety of projects. You will have input in the delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across more »

Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments … and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Regulatory Liaison Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and more »

International payments business is seeking a Head of Compliance and MLRO. This will be a part time role (3 days a week) with the ability to work on a remote basis. The company has an excellent reputation and is well placed for growth and expansion over the … coming years. Responsibilities: Implementation of compliance controls and processes ensuring the organisation meets its regulatory obligations Act as the Money Laundering Reporting Officer and Data Protection Officer maintaining relevant policies Ensure all regulatory reporting is completed in an accurate and timely manner Build and maintain strong relationships with … regulatory bodies Requirements: Extensive experience in financial crime compliance with a focus on UK regulations Previous Head of Compliance/MLRO experience Knowledge and experience of payments/e-money Strong communication skills capable of building internal and external relations more »

and creating greater economic fairness and opportunity for more people, in more places around the world. And we get to do the best work of our career and grow our skills surrounded by colleagues who have our backs. If you're ready to see your impact and unlock incredible … career growth opportunities, join us, and build real world value. THE WORK: Ripple is expanding its Global Compliance team and seeks to hire an experienced Head of Compliance (MLRO), United Kingdom in its London office. This role will be focused on managing and enhancing Ripple's … Additionally, the role will focus on operationalising Ripple's United Kingdom-based cryptoasset and electronic money business activities; including working closely with the Regulatory Compliance team on local license applications. Reporting to the Ripple Group's Chief Compliance Officer in the United States, you will implement and maintain more »

Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Head of Compliance. The business is approaching unicorn status and has operations in the UK, Middle East and Asia. Their products are … innovative and have helped support entrepreneurs all over the world. Reporting into General Counsel the Head of Compliance will be responsible for: Acting as the group MLRO Design, implement and lead a robust and commercially focused risk and compliance strategy. Implement and maintain an effective risk … management framework that identifies, assesses, controls and reports on key risks. Build out and manage a team of compliance and risk professionals based in the UK and/or on Group level. Managing the firm’s AML and CFT risks and for ensuring processes are in line with more »

Overview The Head of Risk and Compliance will oversee all aspects of risk management, owning an enterprise-wide risk management framework within the Bell SI business. They will be responsible for Bell’s internal audit function, ensuring ISO certifications are maintained as well as ensuring corporate … compliance policies are established and adhered to. They will be leading a team and working with key stakeholders within the business to ensure that the organisation remains compliant and has a positive approach to risk management. They will also be responsible for developing the ESG and CSR capabilities within … Role Responsibilities: Lead a team to manage the IMS internal audit function, ensuring that all required internal audits are completed as necessary to ensure compliance to Bell’s ISO certifications (9001, 27001, 45001, 14001). Day to day management of HSEQ Lead, Quality & Information Security Audit Lead and more »

Job Description Head of Risk and Compliance - Retail Bank Our Client is a new challenger bank due to open for business soon in London. They are looking to recruit a Head of Risk and Compliance with at least 5 to 10 years proven track … record of heading up a small UK bank's Risk and Compliance team. The Client will be aiming the bank at the Caribbean community in the first instance, so any experience of working or understanding the Caribbean community and culture would be very handy for this position. … Ability to work under pressure. Must be comfortable working for a small UK based bank in advising the bank and being the first line of defence to safeguard the bank and its strategy. You will be fully conversant with the rules and regulations from the FCA. This is an more »