26 to 50 of 292 Permanent Regulatory Compliance Jobs in the UK

The role of the QA TL (Compliance) is to ensure governance and compliance of the Pharmaceutical Quality Management System (PQS) and maintain Regulatory Registrations/Licenses/Certifications at Piramal Grangemouth. The position holder will have responsibility to coordinate, maintain and promote compliance, leading continuous improvement … of quality and regulatory systems. The role will support and ensure that the site and related functions are in compliance with GxP regulations and applicable quality guidelines, including, but not limited to UK/EU/US GMP/GDP, ICH and other region specific guidance. The individual … will have ownership for key quality system elements and will support and execute site quality and compliance improvements, working closely with relevant stakeholders on site Role Compliance governance of key quality system elements, including scheduling and completion of; Quality Management Reviews, Qualification of Vendors, PQRs, Audits (Self-Inspections more »

As a Cyber Security Compliance Manager (Infosec and Data Privacy) you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in … navigating the complexities of data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. This role is a sole contributor role and will require a person with a hands on focus to drive agenda forward. Essential Duties and Responsibilities … Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices are up-to-date and compliant. Data Protection Officer: Maintain records of all data processing activities of the company, serve as point of contact for more »

on-site: Whilst in probation 5 days a week, then 3 days a week with Monday as core day. Location: London Interview times: ASAP. Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct … and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager, your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending … on your experience). In a dynamic and complex environment with growing regulatory challenges and product and process innovations, your role will require addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a more »

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »

control assessments are completed. What you'll do • Ensuring awareness and reporting of all of the governance related initiatives (Events, Breaches , incidents & actions) • Monitoring regulatory or audit deadlines to make sure we don't miss anything • Partnering with teams to help assess new or changing products, processes, controls and … features by embedding good regulatory compliance and risk practices • Thorough awareness & understanding of industry risk standards and practices • Contribution to risk assessments (RCSA) in the 1st line and drive actions to address the root causes that may lead to operational risk losses by challenging both historical and proposed … inadequate controls, and emerging risks. Who you are • Experienced risk professional and have worked in 1st line risk management (desirable but not essential) • Relevant regulatory/prudential regulatory experience in financial services • Have experience in Risk & Control Assessments, Audit Management, Regulatory Compliance, Incident Management and Event more »

Role Overview: The CASS Compliance Manager will be responsible for ensuring that the firm adheres to the FCA’s Client Assets Sourcebook (CASS) regulations. This role demands a professional with significant experience in managing and overseeing client assets, ensuring full compliance with regulatory requirements, and safeguarding the … firm’s reputation. Key Responsibilities: Regulatory Compliance: Ensure the firm’s operations comply with the FCA’s CASS rules, maintaining accurate records and implementing effective controls. Policy Development: Develop, implement, and review CASS policies and procedures, ensuring they are robust and up-to-date with current regulations. Monitoring … and Reporting: Conduct regular compliance monitoring and prepare comprehensive reports for senior management and regulatory bodies. Training and Support: Provide training and guidance to staff on CASS compliance matters, promoting a culture of compliance within the organisation. Risk Management: Identify, assess, and mitigate risks related to more »

Operational Resilience Business Partner (Corporate Functions & HR) VP Introduction: Are you driven by the challenge of ensuring operational resilience and regulatory compliance within the financial sector? We are seeking an experienced Operational Resilience Business Partner (Corporate Functions & HR) VP to join our team. In this role, you'll … play a pivotal role in supporting corporate functions such as finance, compliance, and HR, ensuring compliance with operational resilience regulations across the UK (FCA/PRA) and the EU, including the Digital Operational Resilience Act (DORA). Responsibilities: Develop, embed, and manage the Operational Resilience framework, tools, and … methodologies in line with regulatory requirements. Act as a single point of contact for corporate functions, supporting the identification of critical/important functions and mapping them within the Operational Resilience Framework. Coordinate with stakeholders across Corporate Functions and HR to ensure a cohesive approach to resilience management. Conduct more »

intelligent, committed, and down to earth individuals. As an effective member of the local management team, you will be engaged in long-term strategy, regulatory strategic decision-making operations, and bringing novel medical products to new markets in a compliant manner. The QARA Manager organises, plans, directs, and controls … all Regulatory Affairs and Quality Assurance functions including product registration, complaint handling and reporting, internal and external auditing of the quality systems and supports R&D and Marketing. Develops policies, procedures, and training to ensure efficient and effective operation of the Company quality system and regulatory requirements. Serves … as the Quality Assurance Management Representative and Medical Device Person Responsible for Regulatory Affairs. The QARA manager will also be responsible for spearheading the creation, implementation, and oversight of our company's Environmental, Social and Governance (ESG) policies and initiatives. The role will involve collaborating with various stakeholders to more »

New Senior Compliance Analyst (Sanctions) opportunity working with a top-performing specialty insurer. You’ll be a key member of the team and will support on all aspects of regulatory compliance across the group, gaining exposure to both intermediary and insurer regulatory requirements, as well as … Lloyd’s oversight requirements. Key responsibilities: Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives, as well as international licensing queries. Taking a leading role in ensuring compliance with Lloyd’s regulatory principles. Playing a key role in horizon scanning … Assisting in the operation of financial crime controls, including Sanctions, Anti-Money Laundering, Anti-Bribery and Corruption, and Gifts and Entertainment. Undertaking and supporting Compliance Monitoring reviews and presenting findings to senior stakeholders. Supporting with the ongoing operation of the Product Oversight and Governance process, including annual product reviews. more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our client … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data use … evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

home safely. Fortress are passionate about safety and have a team of approachable experts who support our customers in navigating the complexity of the regulatory landscape and ensuring the safety of people in the workplace. We consider ourselves to be agile and highly innovative. We are also working hard … Halma plc (www.halma.com), where autonomy and the entrepreneurial spirit are key factors to the continued success of the group. Job Purpose: The Supplier Quality & Compliance Manager be responsible for ensuring that materials, components, or services procured from suppliers meet stringent quality standards. Key areas of responsibility of the role … supplier development projects and continuous improvement activities Focusing on supplier quality, delivery and costs on a global basis. Monitor and stay abreast of global regulatory compliance requirements Evaluation of performance against regulatory compliance requirements Defining AQLs and DCLs internally and with suppliers Factory QC training Staff more »

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. The role will report direct into the CCO and will form part of small compliance function. In this role you will be responsible for assisting with all compliance and legal matters covering multiple jurisdictions whilst contributing to ensure the firm maintains a robust compliance control framework. Key Responsibilities: Develop and maintain Compliance Policies & Procedures Ensure FCA & SEC regulatory compliance requirements are adhered too Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines Support the firm’s sanctions & anti-money laundering (AML) controls Conduct marketing & presentation reviews Monitor regulatory sanctions & company conflicts Carry out SEC filings, including Annual ADV (Part 1 and more »

across different offices and locations, collaborate seamlessly to deliver end-to-end software solutions on-time and within budget, all while upholding our stringent compliance and regulatory standards. Your responsibilities include meticulously planning and executing projects, monitoring compliance with relevant regulations, facilitating communication between teams, managing risks … project scope, goals, and deliverables. Detailed project schedules with resource allocation. Project progress and ensure that projects are executed on-time and within budget. Regulatory Compliance: Up to date with industry-specific regulations and compliance requirements. Closely with legal and compliance teams to ensure projects adhere … to relevant regulations. Compliance and audits throughout the project lifecycle. Cross-functional Collaboration: Collaborate with project teams across different offices and locations. As a bridge between teams to ensure effective communication and alignment. A culture of collaboration and shared accountability. Risk Management: Potential project risks and develop mitigation plans. more »

energy storage projects throughout the UK. You will oversee the entire project lifecycle from inception to completion, driving growth, profitability, and sustainability while ensuring compliance with regulatory requirements and industry best practices. Key Responsibilities: Strategic Planning: Develop and implement strategic plans for the expansion of solar and energy … Provide strong leadership and guidance to a multidisciplinary team of project managers, engineers, analysts, and consultants, fostering a culture of collaboration, innovation, and excellence. Regulatory Compliance: Ensure compliance with all relevant regulations, permits, codes, standards, and environmental requirements throughout the project lifecycle, working closely with legal and … regulatory affairs teams. Risk Management: Identify and mitigate project risks, uncertainties, and constraints, developing contingency plans and mitigation strategies to safeguard project success and mitigate potential liabilities. Technology Innovation: Stay abreast of emerging technologies, market trends, and industry developments in solar and energy storage, evaluating their potential impact on more »

About Compliance The Compliance team oversees the regulated activities that Barclays undertakes. The team includes experts in three main disciplines: Regulatory Compliance (Consumer Protection, Market Integrity and Market Conduct); Financial Crime (Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption); and Operations. Compliance is a critical … part of our business: changes to economic conditions and regulatory requirements make our compliance department a busy place. Many of our Compliance team members work with senior business leaders, helping to keep Barclays up to date with the latest thinking on control and regulation. As a Compliance … your talent to our team. Please visit our website here for more information. About Financial Crime Financial Crime is a component pillar of the Compliance Function delivering oversight and services dedicated to the management of ABC, AML, Sanctions and Anti-Tax Evasion Facilitation Risks. ­­­­­­­­­­­­­­­­­­Overall purpose of role The more »

of potential customers, ensuring a sound risk management framework for new acquisitions. This role requires a deep understanding of credit risk, financial analysis, and regulatory compliance, as well as the ability to make informed recommendations to support business growth while maintaining prudent risk levels. RESPONSIBILITIES Conduct comprehensive credit … assessments of potential customers applying advanced financial modeling and analysis techniques. Evaluate credit risk associated with new acquisitions, considering industry trends, economic factors, and regulatory requirements. Collaborate with cross-functional teams to gather relevant data and insights for accurate risk assessments. Develop and implement credit risk strategies to optimize … analytical and quantitative skills, with proficiency in financial modeling and risk assessment methodologies- using SAS or SQL In-depth knowledge of credit risk management, regulatory compliance, and industry best practices. Excellent communication skills with the ability to present complex information in a clear and concise manner. HOW TO more »

Technical Compliance Engineer - Medical Devices About Us: Our client is dedicated to innovating and delivering high-quality medical devices that improve patient outcomes. Their team is composed of experts from various fields, all committed to pushing the boundaries of what's possible in health care. We value integrity, excellence … and collaboration. Role Overview: As a Technical Compliance Engineer, you will play a crucial role in ensuring our clients medical devices meet all regulatory requirements and standards. You will work closely with cross-functional teams to develop, implement, and maintain compliance programs that align with industry regulations … and company policies. Key Responsibilities: Regulatory Compliance: Ensure all medical devices comply with relevant international and local regulations. Quality Assurance: Collaborate with the quality assurance team to conduct internal audits, manage non-conformance's, and implement corrective actions. Product Development Support: Provide regulatory guidance during product development more »

organisations. Identify and assess potential risks associated with client organisations operations, projects, and initiatives. Monitor and evaluate risks on an ongoing basis to ensure compliance with internal and external regulations and standards. Develop and implement risk mitigation strategies and plans to minimise the impact of potential risks. Collaborate with … Knowledge of risk management principles and practices, including risk assessment, mitigation, and monitoring. Project management: The ability to manage risk management projects and initiatives. Regulatory compliance: Knowledge of relevant regulations and standards related to risk management. Preferably risk certified by APM, IRM or MoR. Technical skills and qualifications … analyse data and information to identify potential risks and evaluate risk mitigation strategies. Project management: The ability to manage risk management projects and initiatives. Regulatory compliance: Knowledge of relevant regulations and standards related to risk management. Technical skills: Experience with risk management tools and software. (@Risk, Primavera Risk more »

commercial negotiations: draft and negotiate agreements in relation to multiple business lines (OTC spot, liquidity provision, derivatives documentation, trading agreements, software agreements, and others) Regulatory research & compliance guidance: work closely with the General Counsel and Deputy GC to monitor the legal and regulatory landscapes across jurisdictions; support … financial regulatory compliance under each regulatory regime (FCA, MAS, SEC, CTFC, etc.); advise and support guidance on regulation of decentralized finance and protocols Corporate: support and manage the corporate structure and governance across multiple entities and jurisdictions Disputes and claims: assist the legal team and the business more »

Compliance Manager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a Compliance Manager in London. The Compliance Manager will be responsible for their payments-related relationship processes (acquirers and … payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key Responsibilities: Managing … the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliance more »

The Manager of the UK Emissions Compliance Team is recruiting for the position of a Compliance Engineer. For the right candidate, this role will present opportunity and challenge in equal measures. What will the Emissions Compliance Engineer do? Has an awareness/understanding of compliance responsibilities … associated with worldwide emissions regulations for diesel engines Champion a strong understanding and proactive engagement of global (emissions) regulatory compliance requirements Lead compliance improvement initiatives utilising existing data sources and systems Support compliance processes Ensure robust execution of compliance processes across all territories e.g., volume … execution of the Exempt Engine Management Process Create robust, efficient process documentation and continuously improve those processes What skills and experience does the Emissions Compliance Engineer need? Some understanding of emissions legislative requirements Strong knowledge of engines Engineering degree Proficient in key IT software packages that drive efficient processes more »

our ambitious goals and become the World’s Number One payment provider, we need you to join us as our newly created Risk and Compliance Operations Manager. THE ROLE AND TEAM: At Enfuce, It is an exciting time to join our BIN Sponsorship team as Risk and Compliance Operations Manager and help shape our processes as we begin to grow our customer base. The Risk and Compliance Operations Manager will lead our efforts in managing risks and ensuring compliance across our operations. This 1LOD position is crucial for developing a critical part of our business … offering the successful candidate significant exposure and career development opportunities. Working closely with our Head of Risk and Compliance Operations, this role is an important individual contributor position in our risk and compliance framework, embodying integrity, and being proactive in identifying and communicating risks and compliance issues more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. Senior DevOps Consultant - Permanent - London Salary: £70,000 - £80,000 p/a (plus pension contribution, health … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint Senior DevOps Consultant - Permanent - Manchester Salary: £70,000 - £80,000 p/a (plus pension contribution, healthcare … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

Risk and Compliance Lawyer Guildford/Surrey 3 days working from home Exciting opportunity for an experienced Compliance Lawyer/professional to take on a new Risk & Compliance role for this very well established and forward-thinking private practice law firm. You will currently work in a … Compliance role, and ideally already with experience of working in a law firm environment with all the unique regulatory and compliance requirements and challenges. In this role you will be a key member of the firm’s risk management team, helping implement and overseeing statutory and regulatory compliance with the SRA, with experience of the AML regulations, taking responsibility for the firm’s complaints procedures and for the firm’s adherence to the Lexcel quality standards. It is in every sense a 360o role where you will enjoy being the primary point of contact on more »