76 to 100 of 296 Permanent Regulatory Compliance Jobs in the UK

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

Job Family:Risk & Regulatory Compliance ConsultingTravel Required:Up to 10%Clearance Required:NoneWhat You Will Do:As a Managing Consultant - FFI, you will play a pivotal role in guiding and leading our clients towards effective solutions in combating financial crime and fraud. You will leverage your expertise and … experience to enhance organisations' anti-financial crime systems and controls while ensuring compliance with UK and European regulatory standards. Your responsibilities will extend beyond assessments and investigations to strategic planning, project management and client engagement.What You Will Need:Lead and deliver high-quality client engagements to assess and … to fulfil project requirements.What Would Be Nice To Have:A minimum of 6+ years of relevant work experience in financial crime prevention, consulting, or regulatory roles.Bachelor's degree or completed apprenticeship program at a relevant institution (e.g., regulator, consulting firm, accounting firm).Strong passion for combating financial crime and more »

looking for a Quality Systems Engineer to provide support to the management and improvement of quality systems processes to ensure both EU and US regulatory compliance to relevant company standards and Good Manufacturing Practice (GMP). The successful applicant will: Implement and monitor established policies and procedures to … ensure compliance with necessary regulatory bodies in the areas of: Corrective and Preventive Action (CAPA), Complaint, Post Market Surveillance and Non-conformance Report (NCR). Provision of advice according to established procedures relating to CAPA, Complaint, Post Market Surveillance and NCR and against the external requirements of the … relevant regulatory authority (ISO13485, Medical Device Directive MDD 93/42/EEC/Medical Device Regulation (EU) 2017/745 and 21 CFR Part 820) and local quality standards. Provide effective solutions/advice to design and manufacturing teams on established procedures to ensure products are designed and more »

looking for a Quality Systems Engineer to provide support to the management and improvement of quality systems processes to ensure both EU and US regulatory compliance to relevant company standards and Good Manufacturing Practice (GMP). The successful applicant will: Implement and monitor established policies and procedures to … ensure compliance with necessary regulatory bodies in the areas of: Corrective and Preventive Action (CAPA), Complaint, Post Market Surveillance and Non-conformance Report (NCR). Provision of advice according to established procedures relating to CAPA, Complaint, Post Market Surveillance and NCR and against the external requirements of the … relevant regulatory authority (ISO13485, Medical Device Directive MDD 93/42/EEC/Medical Device Regulation (EU) 2017/745 and 21 CFR Part 820) and local quality standards. Provide effective solutions/advice to design and manufacturing teams on established procedures to ensure products are designed and more »

the landscape of early disease detection. Key Milestones: 📅 2024: UK Launch of their first product: Validation Study: Conducting crucial studies for EU and US regulatory approvals. Next Few Years: Regulatory Approval: Obtaining certifications in EU and FDA approvals in the US. Global Expansion: Taking their innovative solutions worldwide. … you'll play a pivotal role in developing and maintaining compliant medical device software systems. Your responsibilities will span the entire software stack, ensuring regulatory compliance and contributing to our platform's evolution. Collaborating closely with our talented team, you'll directly impact the early detection and diagnosis … impactful projects. Cutting-Edge Technology: Work with advanced tech like machine learning and IR spectroscopy. Cross-Disciplinary Collaboration: Learn from experts in various fields. Regulatory Insight: Navigate complex regulatory landscapes. Career Acceleration: Develop skills for rapid career growth in the medtech industry. Ready to join us in shaping more »

and related documentation closely aligned with the agreed Security Standards and other industry frameworks that considers Smart DCCs business objectives, technology roadmap, legal and regulatory compliance considerations. Advising on Information Security Compliance for all Smart DCC staff, suppliers and services Facilitating and participating in third party security more »

track expenses to ensure financial objectives are met. Work alongside our accounts department to ensure invoices are delivered for projects in the designated timeframes. Regulatory Compliance : Ensure all surveying activities comply with industry standards. Implement safety protocols. Technology and Tools : Ensure team members are trained on technologies and … team members. Budget and Financial Management : Experience in budget planning and financial management. Skills in cost estimation and managing project finances to maintain profitability. Regulatory Knowledge : Understanding of the legal and regulatory environment related to surveying. Knowledge of health and safety regulations and compliance requirements in the more »

the operational resilience of a renowned financial institution? Our client is seeking an experienced Operational Resilience Framework Lead VP to spearhead efforts in ensuring regulatory compliance and operational stability across the UK (FCA/PRA) and EU regions, including compliance with the Digital Operational Resilience Act (DORA … Resilience Framework Lead VP, you will play a pivotal role in developing, embedding, and managing our client's operational resilience framework to align with regulatory requirements. You will lead a team of 6 business partners, overseeing critical functions such as important/critical function mapping, scenario testing, impact assessments … and engagement across business areas. Reporting to governance committees, you will ensure transparency and adherence to regulatory mandates while supporting senior management conversations and collaborating with second-line colleagues to identify risks. Key Responsibilities: Develop, embed, and manage the operational resilience framework, tools, and methodologies in line with regulatory more »

innovation to deliver cutting-edge financial solutions. Job Description: As the MLRO (Money Laundering Reporting Officer), you will play a critical role in ensuring compliance with anti-money laundering (AML) regulations and maintaining a robust financial crime prevention framework. Key Responsibilities: Develop and implement AML policies, procedures, and controls … in line with regulatory requirements and industry best practices. Conduct ongoing risk assessments and monitor transactions for suspicious activities, reporting any findings to relevant authorities. Lead AML training and awareness programs for employees, promoting a culture of compliance and integrity. Stay updated with regulatory developments and assess … their impact on the company's AML/CFT (Counter Financing of Terrorism) measures. Collaborate with internal stakeholders, external partners, and regulatory bodies on AML-related matters. Conduct regular audits and reviews to assess the effectiveness of AML controls and recommend enhancements as necessary. Your Qualifications: 8+ years as more »

playing a critical role, you will work alongside the business to help it transform its operating IT environment by identifying potential risks and ensuring compliance with industry standards and regulations. The successful candidate will possess strong analytical skills, attention to detail, and the ability to communicate effectively with various … home-working or hybrid 3 days in the London office. YOUR PROFILE: Experience in IT or Operations internal auditing, Sox ITGC, risk management, IT compliance, IT project management, information security, software development or technology (either in implementation, operation or assessment role). Professional certification (IIA, CISA, CISM or equivalent … and spoken). Familiarity with COSO, COBIT, ISO and ITIL frameworks. PREFERRED QUALIFICATIONS: Good understanding of information security principles and frameworks, data protection and regulatory compliance (example: ISO27001, GDPR, PCI DSS etc.). Third party assurance experience (SOC 1, SOC 2 etc). Experience with complex IT/ more »

product offerings to enhance functionality and efficiency. Performance Monitoring: Define and track key performance indicators (KPIs) to measure product performance and drive continuous improvement. Regulatory Compliance: Ensure all products comply with relevant regulatory standards and best practices within the fund services and investment industry. Requirements: Experience: Minimum more »

will have a deep understanding of approval workflows and MDG integration with S4. You will provide technical leadership and mentorship when needed and ensure compliance with data governance policies and standards. What does your day-to-day look like? Analyze, design, build, test, deploy, maintain, and enhance MDG solutions. … and organization. Communicate and obtain buy-in from internal and external stakeholders for Ariba design (covering people, process, and technology). Ensure legal and regulatory compliance is maintained for all supported systems. Facilitate workshops to collect business requirements. Track/Manage changes or emergency transports as needed for more »

with clients, you'll embody our brand values at every turn. Your dedication to customer-first interactions will solidify our position as industry leaders. Compliance & Security: Uphold regulatory compliance and security standards, ensuring the safety and integrity of our operations at all times. What We're Looking more »

and maintaining robust financial crime prevention measures. Key Responsibilities: Assist the MLRO in developing and implementing AML policies, procedures, and controls in line with regulatory requirements and industry best practices. Contribute to ongoing risk assessments and monitoring transactions for suspicious activities, reporting any findings to relevant authorities. Participate in … AML training and awareness programs for employees, fostering a culture of compliance and integrity. Stay updated on regulatory developments and assess their impact on the company's AML/CFT (Counter Financing of Terrorism) measures. Collaborate with internal stakeholders, external partners, and regulatory bodies on AML-related … and reviews to assess the effectiveness of AML controls and recommend enhancements as necessary. Your Qualifications: 3 to 5 years of experience in a compliance role within the financial services industry, with exposure to AML/CFT compliance. Knowledge of AML/CFT regulations, compliance frameworks, and industry more »

Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a … would be 2 days per week in the firms offices located in the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct … and data protection regulatory compliance. Provide subject matter expert advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries more »

and maintaining robust financial crime prevention measures. Key Responsibilities: Support the MLRO in developing and implementing AML policies, procedures, and controls in line with regulatory requirements and industry best practices. Assist in conducting ongoing risk assessments and monitoring transactions for suspicious activities, reporting any findings to relevant authorities. Contribute … to AML training and awareness programs for employees, fostering a culture of compliance and integrity. Stay abreast of regulatory developments and assess their impact on the company's AML/CFT (Counter Financing of Terrorism) measures. Collaborate with internal stakeholders, external partners, and regulatory bodies on AML … and reviews to assess the effectiveness of AML controls and recommend enhancements as necessary. Your Qualifications: Minimum 4 years of experience in a senior compliance role within the financial services industry, specializing in AML/CFT compliance. In-depth knowledge of AML/CFT regulations, compliance frameworks, and more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management Framework, managing … the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA Regulations/… Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

data inputs and outputs. Evaluate, select, and manage appropriate data engineering tools, technologies, and infrastructure, with a focus on scalability and automation. Work with compliance and risk management teams to ensure adherence to data privacy, security, and regulatory compliance standards. Communicate complex technical concepts clearly to non more »

Ensure client satisfaction and address any concerns or issues promptly. Technical Expertise: Stay updated on the latest advancements in green technologies, sustainability practices, and regulatory requirements. Conduct technical evaluations and provide recommendations for the most effective and efficient solutions. Prepare and present technical proposals and reports to clients and … stakeholders. Financial and Regulatory Compliance: Secure necessary permits and ensure compliance with local, state, and federal regulations. Identify and apply for available grants, incentives, and financing options to support project funding. Monitor project expenditures and manage financial performance to achieve profitability targets. Team Leadership and Collaboration: Lead more »

week) Job Description: Job Brief To develop, implement, and maintain data governance policies and practices using Azure services. This role ensures data quality, security, compliance, and effective data governance across the organization. Key Responsibilities: Data Governance Strategy: Develop and implement data governance frameworks, policies, and standards. Collaborate with stakeholders … access with Azure Active Directory and safeguard sensitive information with Azure Key Vault. Implement data retention and archiving policies with Azure Synapse Analytics. Monitor compliance using Azure Monitor and Azure Security Center. Architectural Skills: Design and implement data governance architecture using Azure services. Develop automated data movement and transformation … processes. Ensure alignment with regulatory compliance standards like GDPR and HIPAA. Qualifications: Minimum of 10 years of experience in data governance or a related field. Strong expertise in Azure services (Purview, Data Factory, Synapse Analytics, Active Directory, Key Vault). Knowledge of data governance principles and compliance more »

team of c. 10+ globally and will look after a broad range of work, including: Drafting and implementing internal policies and procedures Legal and Compliance training Advising on IP, Technology, Data Protection, Regulatory Compliance, Employment etc Responsibility for regulatory advise Advising on any legal Issues that … PQE) Experience of both Private Practice and inhouse (max 2 moves) is a MUST A strong Corporate background is vital with experience dealing with regulatory and securities related matters. Significant experience drafting and negotiating client-facing commercial contracts. Strong leadership experience managing a global team. Strong interpersonal skills with more »

data flows to improve Data Quality for downstream processes and the delivery/implementation of process and policy improvements. Particular expertise required: Familiarity with regulatory requirements related to Credit Risk and Rating Systems and ideally Parental Support Rating Systems Experience of delivering change within a Data Programme and dealing … provides solutions using analytics, tools, and models to identify, measure and manage key risks.GRA currently covers Wholesale Credit and Market Risk, Financial Crime Risk, Regulatory Compliance and Operational Risk. As GRA is focused on model development and ownership, its activities are considered First Line of Defence. Role Context … awareness of modelling tools, techniques and systems Risk system architecture across Risk sub-functions – where relevant. Data management approaches and technology Understanding of the regulatory framework within which HSBC operates globally. Experience Proven track record as an outstanding analyst or consultant Overall financial services industry knowledge with specific functional more »

dynamic Finance Function in the BCG London office as a Senior Tax and Partnership Accountant. In this role, you will ensure tax, partnership, and regulatory compliance across the BCG UK Group while acting as a strategic business partner to various functions. Reporting to the Tax Senior Manager, you … will regularly collaborate with the UK and EMESA Tax Senior Directors, as well as the broader Finance team. What you'll do Compliance and Reporting: Work alongside the Partnership Accountant and act as an alternative contact for Partners. Responsibilities include preparing and accounting for profit statements, drawings, tax reserves … and tax payments. Oversee VAT, GST, WHT, Corporate, and Partnership tax payments, reporting, and compliance. Liaise with external advisers on tax compliance, including the provision of supporting analysis. Manage accounting for tax provisions, balance sheet reconciliations, and reserves. Review and develop relevant process notes. Process Improvement and Collaboration: Collaborate more »

and organization. Communicate and obtain buy-in from internal and external stakeholders for Ariba design (covering people, process, and technology). Ensure legal and regulatory compliance is maintained for all supported systems. Facilitate workshops to collect business requirements. Track/Manage changes or emergency transports as needed for more »

emergency responders to manage security incidents and emergencies effectively. Risk Management: Risk Assessments: Conduct regular risk assessments to identify vulnerabilities and implement mitigation strategies. Regulatory Compliance: Stay abreast of security trends, technological advancements, and regulatory changes to continuously enhance security measures. Incident Response: Incident Management: Promptly respond … thorough investigations, gather evidence, interview witnesses, and collaborate with authorities as needed. Reporting: Maintain accurate records and prepare detailed reports for management review and regulatory compliance. Training and Development: Ongoing Education: Provide continuous training on security procedures, emergency response tactics, and conflict resolution techniques. Drills & Simulations: Conduct regular drills more »