Funds practice. Proven track record of experience in fund formation and related transactions. In-depth knowledge of UK and international investment fund regulations (AIFMD, UCITS, etc.). Excellent academic credentials and a strong commercial awareness. Superior drafting, negotiation, and communication skills. Ability to work effectively in a team environment and more »
and projects and effectively prices potential work Drafts external publications and speaks at conferences and events Detailed understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a standard that the client is more »
environment Financial Promotions experience skills, knowledge and expertise Other required Skillsets/Traits: Knowledge of FCA COBS Regulations specific to financial promotions. AIFMD and UCITS, cross-border marketing knowledge desirable Energetic personality with the drive to effect change and develop relationships across all levels of the organisation Strong written and more »
portfolio management, including derivatives and short positions. Experience reviewing investment guidelines, Offering Memorandums, and Investment Management Agreements. Experience monitoring portfolio investment requirements associated with UCITS, 3(c)(7) funds, and US mutual funds. Detail-oriented with strong research and analytical skills. Ability to work effectively in a trading desk environment. more »
Greater London, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you can always more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
and procedures, creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and more »
Salford, Greater Manchester, North West, United Kingdom Hybrid / WFH Options
Aj Bell Limited
policies Competence, Knowledge and Skills: Relevant Level IV QCF Qualification. At least 3 years experience within the investment industry Knowledge of portfolio management and UCITs governed products Highly numerate. Excellent analytical & problem solving skills. Ability to independently manage a complex workload. Highly innovative. Interpersonal & communication skills. Report writing skills. Proficiency more »
Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as part of a more »
Compliance Advisory Manager EMEA: -Strong experience in compliance within the investment management sector -Experience operating at manager or VP level -Exposure to MiFID and UCITS would be extremely beneficial ‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you more »
testing and redemption modelling Breadth of experience across investment, market, credit and operational risks Understanding of standard investment management Understanding of investment fund compliance (Ucits, AIF NURS etc.) Degree educated or higher from a leading academic institution This is a £800/day PAYE (£950/day umbrella) role. Initial more »
certainly an employer of choice, investing in segregated mandates on behalf of an institutional client base as well as a range of fund products, UCITS typically, for wider distribution. Whilst the role centres on regulatory advice for UK fund product matters, the successful candidate should have generalist asset management knowledge … and compliance oversight of fund accounting. Candidates are sought with regulatory compliance experience gained in the asset management sector with good working knowledge of UCITS funds. Furthermore, you should preferably bring an understanding of product governance, COBS/COLL rules, ESG, assessment of value and consumer duty. Hays Specialist Recruitment more »
5PQE+(this is just a guide and does not exclude lawyers with significantly more years of experience). Experience of authorized and unauthorized funds (UCITS, AIFs, LTAFs) Trained and Qualified at an International Law firm or appropriate fund/asset management-related outfit What is on offer? Competitive six figure more »
