applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance). Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and / or Financial Fraud Investigations. Experience working with manual and system generated alerts / cases for the detection of potentially suspicious activity. more »
by customers 5. Understand and comply with the bank’s policy and procedures on regular reporting practices such as Anti Money Laundering /KYC/ Compliance issues, mandate workflows, etc. 6. Careful and timely processing of ad hoc internal reporting within and outside ESFD 7. Assist other team members more »
organisation, we are focused on supporting clients with Strategy (including Mergers and platform implementations), Agile Coaching and Transformation, Cloud adoption, Automation, Digital Transformation, KYC remediation and large Regulatory programmes. Job Summary We are seeking an experienced and dynamic Test Lead with a strong background in Avaloq to join a more »
Edinburgh, Stockbridge, City of Edinburgh, United Kingdom
Lorien
domain and track record in one or more relevant areas such as Transaction Monitoring / Client Onboarding / Risk and Compliance / AML /KYC/ CDD Proven interpersonal skills, and ability to act as an ambassador for the company in client-facing scenarios Excited by chances to learn outwith more »
up, closure of dormant accounts, trust estate processing, portfolio creation stock transitions and transfers, manage client file details and ensure remediation of all incomplete KYC data · Client Transaction Execution Initiation (ensuring regulatory compliance) · Stock transitions / transfers in and out within portfolios · Money transmission, standing order and payment processing – all more »
London, England, United Kingdom Hybrid / WFH Options
AXA Funds Management
prime brokers, auditors, fund’s administrator, directors Review of the fund audited financial statement, over a 3-year period if available Perform AML /KYC due diligence review of manager and fund Written operational due diligence reports for presentation to the Investment Committee Operational Due Diligence – Monitoring activities for approved more »
Ownership of new clients throughout the onboarding process. Building strong relationships with internal teams and colleagues. Creating and reviewing merchant contracts. Carrying out KYC/ KYB / AML checks. Ensuring that that clients are onboarded successfully and efficiently. Working closely with our Acquiring Banks AIB & Elavon to process more »
Ownership of new clients throughout the onboarding process. Building strong relationships with internal teams and colleagues. Creating and reviewing merchant contracts. Carrying out KYC/ KYB / AML checks. Ensuring that clients are onboarded successfully and efficiently. Working closely with our Acquiring Banks AIB & Elavon to process documents more »
/ qualifications in finance or related fields, IOC or FA2 in Pension Administration Qualification Knowledge of investment platforms highly desirable Client onboarding, AML and KYC experience Why join us? Be part of our flexible and supportive work environment, where our innovative team value collaboration and trust. Make an impact and more »
Bitgo and others. • Respond to inquiries and resolve issues from clients, ensuring a high level of customer satisfaction. • Assist with compliance efforts, including KYC/ AML procedures and reporting requirements. Qualifications: • Bachelor's degree in finance, business administration, or a related field. • Minimum of 2-3 years of experience more »
Admitted to the bar (or local equivalent) and in good standing or otherwise authorised to practice law. 5+ years’ relevant experience in AML /KYC/ RISK / COMPLIANCE. Previous experience in a similar law firm compliance team or regulated industry. Understanding of SRA Code of Conduct and Proceeds of more »
Key skills, experience and competencies required to be successful in this role: knowledge of regulatory requirements and best practices related to client on-boarding, KYC (KnowYour Customer), AML (Anti-Money Laundering), and CDD (Customer Due Diligence). Experience with the NFA would be desirable. Excellent leadership skills more »
FTE only Job Description: Software Engineer / RiskShield Specialist Profile Overview · Strong background in IT security and software development in RiskShield · Experience in the KYC & analysing Cybercrime patterns · Experience in data analysis with Python or a similar programming language. · Experience in linux services and commands with a good understanding of more »
and maintain compliance policies and procedures · Regulatory filing · Financial promotions and marketing compliance reviews · PA dealing · G&E · Compliance training · Client onboarding (AML and KYC) · Ad hoc project work Requirements: · Bachelor's degree in Finance, Economics, Law, or a related field. · Prior experience (3+ years) in a generalist compliance role more »
as a cashier at closed counter * Carry out the client on-boarding process and conduct Anti-Money Laundering (AML), KnowYour Customer (KYC), KnowYour Business (KYB) checks such as Customer Due Diligence (CDD) on new clients according to the Bank’s policies * Complete CDD more »
Southampton, Hampshire, South East, United Kingdom Hybrid / WFH Options
Interquest Group
across the business and leverage these when working on guidance and projects. What we look for in a Business Onboarding Executive? Professional qualification in KYC, KYB or AML, or 2+ years' relevant experience. Onboarding experience within a financial institution Someone who is customer centric but can balance this with associated more »
Key Skills / Experience: Ideally with experience in Banking / Financial Services with experience in AML / CFT & Compliance Risk Management. Substantial experience in KYC/ KYB reviews process assurance is a prerequisite. Awareness and ability to quickly understand internal systems, processes, procedures, and relevant external influences (competitors, laws and more »
Key Skills / Experience: Ideally with experience in Banking / Financial Services with experience in AML / CFT & Compliance Risk Management. Substantial experience in KYC/ KYB reviews process assurance is a prerequisite. Awareness and ability to quickly understand internal systems, processes, procedures, and relevant external influences (competitors, laws and more »
Location: London, UK Workplace Type: Hybrid Employment type: Permanent Job Description: Strong background in IT security and software development in RiskShield Experience in the KYC & analysing Cybercrime patterns Experience in data analysis with Python or a similar programming language. Experience in linux services and commands with a good understanding of more »
and close liaison with Compliance to resolve any issues due to large proportion of relationships being domiciled in high risk countries. To manage overdue KYC profiles of Banks and Corporates. Prepare notes in connection with new / review of correspondent relationships and Corporate Accounts after analysing their standing. Resolve complaints more »
AML and / or sanctions compliance environment within a law firm. Thorough understanding of AML regulations and requirements in the UK and globally, including KYC/ CDD procedures, transaction monitoring, and suspicious activity reporting. Proven leadership experience, with the ability to motivate and inspire a team to achieve common goals. more »
Greater London, England, United Kingdom Hybrid / WFH Options
Soldo
payment screening logic Knowledge and experience to work with several systems and technology programs that facilitate the day to day operations, including KYB /KYC case management tools, public company registers, Sanctions and PEP screening tools, Transaction Monitoring systems (such as Featurespace, Go AML and Tableau). Strong knowledge of more »
international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML /KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to more »
director induction and onboarding. Support and coordinating director training programme and Board effectiveness reviews Liaise with external auditors and other external parties as required KYC support to other functions Support and coordinate corporate projects of business changes or continuous improvement initiatives, for example, corporate finance transactions, corporate reorganisations or closure more »
