is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
of the regulatory and compliance requirements applicable to the activities undertaken by Global Marketsin UK and Europe (e.g. FCA, PRA, ESMA, CBI, AMF, MiFID) Strong awareness of the control environment to manage and mitigate regulatory compliance risks. Understanding of key end-to-end processes related to relevant Capital Marketsmore »
expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »
City of London, London, United Kingdom Hybrid / WFH Options
Barbara Houghton Associates
financial services business. Advanced IT skills, specifically MS Excel, preferably VBA and SQL Knowledge in OTC financial products, Client Assets (CASS) rules, EMIR and MIFID Sound working knowledge of financial services, banking operations, dealer/brokerage operations. CISI IOC Qualification or equivalent Knowledge of Clearstream Xact platform, Euroclear or similar more »
asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and more »
Futures and Options knowledge is an advantage. Microsoft Excel, Word, Outlook, and PowerPoint. Understand and adapt to regulatory and industry change (EMIR, Client Assets, MiFID working knowledge) Benefits of working at Bank of America Ireland Private healthcare for you and your family plus an annual health screen to help you more »
for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »
Greater London, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »
Knowledge of trade lifecycle processes including: booking, amendment, contracts, and settlements. · Knowledge and interest of GB Power trading (products, market, etc.). · Knowledge of MiFID, EMIR, REMIT, MAR For more information, please contact Tomas at Marlin Selection and apply via the link provided. more »
requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be more »
utilisation and make applications for limit renewal and increases. Execution of FX, MM, Bond and IRS/CCS deals via dealing platforms, with subsequent MiFiD II reporting where appropriate. Assist in managing the Bond Investment portfolio; sourcing new issuers, new issues and maintaining Bond counterparty relationships. Prepare daily trades for more »
a Project Manager, within Financial Services Environment Understanding of operational resilience from a technology/digital perspective. Experience working on regulated projects. (i.e. EMIR, MiFID, CFTC, CSDR etc.). more »
initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »
Greater London, England, United Kingdom Hybrid / WFH Options
Credit Suisse
initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »
client portfolio Scopes client engagements and projects and effectively prices potential work Drafts external publications and speaks at conferences and events Detailed understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a more »
Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as part more »
all reviews and observe all processes and implementing improvements when applicable. The Client Data Administrator will have a good understanding of Regulations such as Mifid, Cobbs & GDPR. The Candidate At least 3-5 years relevant industry experience working with Client Data, Static Data, Client CRM systems within Wealth Management or more »
Job Description Project Manager with MiFID - City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to budgets. - Assess, monitor and drive closure of risks … ensure project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instrumentsin an investment bank - Have the ability to challenge more »
I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. more »
Regulatory Business Analyst - Commodity Trading - £750pd - 6-month initial contract Cititec are partnered with a global commodity trading firm who are searching for a Regulatory Business Analyst to work in their PMO function. Great opportunity for a Business Analyst with more »
Regulatory Business Analyst - Commodity Trading - £750pd - 6-month initial contract Cititec are partnered with a global commodity trading firm who are searching for a Regulatory Business Analyst to work in their PMO function. Great opportunity for a Business Analyst with more »
report findings to senior management and regulatory authorities as required. Regulatory Adherence: Ensure compliance with all relevant regulations, including MAR (Market Abuse Regulation) and MiFID II. Stay abreast of regulatory changes and updates, advising the firm on necessary adjustments to policies and procedures. Risk Management: Identify and assess compliance risks … Knowledge: In-depth understanding of FX, Credit, or Rates trading products and markets. Regulatory Expertise: Comprehensive knowledge of market abuse regulations, including MAR and MiFID II. Experience in dealing with regulatory bodies is highly desirable. Analytical Skills: Strong analytical and problem-solving skills with the ability to interpret complex trading more »
this is a small part of the role -Regulatory development/reg change work, with a large focus of this being around sustainability and MiFID Background of the Compliance Advisory Manager EMEA: -Strong experience in compliance within the investment management sector -Experience operating at manager or VP level -Exposure to … MiFID and UCITS would be extremely beneficial ‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you’. more »