1 to 25 of 36 Permanent MiFID Jobs

expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »

is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »

Good knowledge of related processes such as the Know Your Customer (KYC) and the Anti-Money Laundering Regulations. Understanding of client regulatory & tax classification – MiFID, FATCA, CRS Understanding of the EU/US/UK Sanctions regime Understanding of the Anti-Bribery requirements Exposure and understanding of Give up agreements more »

for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »

initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »

Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as part more »

Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking – checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries – investigating more »

asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and more »

and fund services or security services is highly desirable. Any experience working in a functional role like controls, audit or regulations such as CASS, MIFID, USITS, SFTR, SRD2, CSDR, would be highly desireable. Familiarity with new technologies including distributed ledger technology, digital assets crypto etc. *Please note that this role more »

I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. more »

utilisation and make applications for limit renewal and increases. Execution of FX, MM, Bond and IRS/CCS deals via dealing platforms, with subsequent MiFiD II reporting where appropriate. Assist in managing the Bond Investment portfolio; sourcing new issuers, new issues and maintaining Bond counterparty relationships. Prepare daily trades for more »

Figma and Teams). Familiarity with financial sector regulatory compliance is a plus. Experience managing regulatory change within a business e.g. implementing SMCR or MiFID Yours Skills & Abilities Excellent leadership and team management abilities. Superior communication and interpersonal skills. Highly organised Detail-oriented Capable of working under pressure in a more »

bankingRetail bankingCredit CardsPaymentsDigital (e.g. online banking, mobile app) and Non-Digital (e.g. contact centre) Banking ChannelsBanking Regulation (e.g. PSRs, PSD2, Open Banking, MiFIR/MiFID, GDPR, Sanctions and Anti-Money Laundering Act).Knowledge of the typical end-to-end banking architecture, key systems and key challenges from both regulation and more »

ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »

requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be more »

for a lawyer. Venue Rulebook exposure and understanding. Strong attention to detail and ability to extract the banks obligations from Rulebooks. Excellent Word skills. MiFID II and EMIR , i.e., exposure to regulation Good presentation skills and ability to work with and present to senior stakeholders. KPI preparation and explanation. Carbon60 more »

a Project Manager, within Financial Services Environment Understanding of operational resilience from a technology/digital perspective. Experience working on regulated projects. (i.e. EMIR, MiFID, CFTC, CSDR etc.). more »

initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »

and a brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting background Strong Middle Office background MIFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Excellent + bonus + package Location: London (good work more »

and a brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting background Strong Middle Office background MIFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Circa £70,000 + bonus + package Location: London more »

Supporting clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)Compliance within regulatory obligations against tight deadlinesOperating model reviews to assess positioning relative to market and cost optimisation … and an ability to articulate these by way of opportunities for consulting firms to support the industry.Experience in delivery trade & transaction reporting changes (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)Experience gained in either consulting or industry with exposure to shaping and delivering significant programmes. Key areas of more »

Regulatory Business Analyst - Commodity Trading - £750pd - 6-month initial contract Cititec are partnered with a global commodity trading firm who are searching for a Regulatory Business Analyst to work in their PMO function. Great opportunity for a Business Analyst with more »

supporting the assessment of the control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background in MiFID/R, MAR, and EMIR to work alongside their Global Markets Prudential and Regulatory Compliance Risk Lead. Key Responsibilities: Collaborate with managers on MiFID/… processes in line with internal standards. Report program status to internal and external stakeholders. Qualifications & Skills: Extensive knowledge of EU/UK MIFIR/MIFID II, MAR, and EMIR. Experience implementing MiFID/R in large banks, with practical, BAU experience. Proficient in transparency and reporting regimes and control translation. more »

this is a small part of the role -Regulatory development/reg change work, with a large focus of this being around sustainability and MiFID Background of the Compliance Advisory Manager EMEA: -Strong experience in compliance within the investment management sector -Experience operating at manager or VP level -Exposure to … MiFID and UCITS would be extremely beneficial ‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you’. more »

very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. The whole team work together in the office x 5-days a week, however everyone can work remotely … creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and August plus more »