1 to 7 of 7 Permanent Wholesale Banking Jobs

with Markets Security Services to communicate regulatory developments and assist with ensuring that regulatory requirements are met. Knowledge and Experience: Knowledge management knowledge of Wholesale Banking business and Wholesale Credit Risk thorough understanding of the purpose, values, culture and fundamentals of Global Transformation strong knowledge of the … management approaches and technology of the regulatory framework globally Experience of delivering regulatory and/or capital models (PD/LGD/EAD) of Wholesale Credit Risk understanding and knowledge of Risk Analytics processes, culture and objectives track record as an outstanding analyst or consultant financial services industry knowledge … case development and a sound understanding of how design enablers underpin business benefits experience of delivering change into different audiences and managing implementation in banking environments communication, inter-personal and negotiating skills decision making and problem solving ability judgmental skills to identify and resolve problems of managing large teams more »

range of financial products and services more than 25 million customers worldwide through three key business lines: Canadian Retail including TD Canada Trust, Business Banking, TD Auto Finance (Canada), TD Wealth (Canada), TD Direct Investing and TD Insurance U.S. Retail including TD Bank, America’s Most Convenient Bank, TD … Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in TD Ameritrade Wholesale Banking including TD Securities TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than … Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while more »

enquiries where necessary. EXPERIENCE REQUIRED: Senior level Compliance and AML experience. Current or recent holder of SMF16 and SMF17, ideally from a corporate or wholesale banking environment Understanding of relevant FCA rules, FOS, Data Protection legislation. Anti Financial Crime legislations and JMLSG guidance. FCA approach to supervision. Compliance more »

Deputy CRO and CRO Lead non-financial risk within the bank Experience Required: Strong level of operational and prudential risk experience in a UK banking environment Ability to develop and manage relationships at key levels Good understanding of retail and wholesale banking products and services Familiar with more »

writing. * Possess long-time experience in overseas financial market business, with deep understanding with relevant financial products in FX or rates field. * Experiences in wholesale banking background and be able to skilfully utilise treasury products to manage bank’ liquidity risk. * Strong team-work awareness, able to actively make more »

range of financial products and services more than 25 million customers worldwide through three key business lines: Canadian Retail including TD Canada Trust, Business Banking, TD Auto Finance (Canada), TD Wealth (Canada), TD Direct Investing and TD Insurance U.S. Retail including TD Bank, America’s Most Convenient Bank, TD … Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in TD Ameritrade Wholesale Banking including TD Securities TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than … Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while more »

branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the Advisory team. Regulatory Frameworks: Support and advise the business on operationalising Compliance frameworks to … such as FATCA/CRS, Cross-Border and Market Abuse. Qualifications & Experience 5+ years’ Compliance experience preferred – either in an Advisory role within a Wholesale Banking or Private Banking environment. Degree educated with Legal, Banking and/or Compliance qualifications. Relevant experience in a Compliance or … within an international bank, ideally experienced at working within a matrix management organisation across multiple cultures. Excellent demonstrable working knowledge of UK and EU banking regulations. Ability to work under pressure and to tight deadlines. Strong analytical, interpersonal and communication skills with excellent attention to detail. Fluent in English more »