1 to 1 of 1 Regulatory Compliance Jobs in Birmingham with Remote Work Options

Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a … would be 2 days per week in the firms offices located in the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct … and data protection regulatory compliance. Provide subject matter expert advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries more »