1 to 14 of 14 Regulatory Compliance Jobs in the City of London

procedures to ensure a safe working environment for all personnel. This position requires a proactive and dedicated individual who can lead safety initiatives, drive compliance, and continuously improve safety practices within the organization. Key Responsibilities: * Continually update health and safety training programs, policies, procedures and records ensuring safety best … Ensure staff comply with safety plans to mitigate identified risks and hazards. Investigate accidents, incidents, and near misses, and develop strategies to prevent recurrence. * Regulatory compliance: stay up to date with safety regulations and ensure all company activities comply with these regulations. * Conduct regular OHMS management reviews and … drills and exercises to ensure personnel are prepared for emergencies. * Safety Inspections and audits: perform regular safety inspections of offices to identify hazards and compliance issues. Conduct internal safety audits to ensure adherence to safety policies and procedures. * Conducting return to work, new and expectant mother risk assessments and more »

An international Bank is seeking a dynamic individual to join its busy Operations area as 1LoD regarding regulatory risk reporting on a 1-year maternity cover. Your responsibilities will include: Assisting the Head of Operations to ensure the team meet the regulatory requirements/internal policies Review ing …/analys ing upcoming regulatory compliance requirements e.g., CoP ( Confirmation of Payee ) Identify ing emerging risks and report ing details to relevant business areas Oversee ing regulatory change initiatives R eporting on risk matters to ensure external c onduct and PRA reporting obligations are met Assisting in … updating internal policies to mitigate regulatory risk Your experience must include: Proven experience of payments operations and regulatory risk reporting gained within international banking Strong knowledge of bank policies/procedures, FCA guidelines and money laundering prevention Ideally exposure/experience of CoP (Confirmation of Payee) project Good more »

and third parties. Team Development: mentor team members and share knowledge. Emerging Technologies: assess and document new technologies for proposal and review by stakeholders. Regulatory Compliance: ensure adherence to FCA, PRA, TCF, and GDPR regulations. Cybersecurity: implement a security-first approach in all systems and environments. What We more »

risks and are innovating a method to blend data, advanced automation, and human insight for swift, well-informed decision-making. The role Contribute to regulatory compliance activities. Conduct vendor and delegated authority cybersecurity assessments. Participate in IT audit and assurance tasks. Manage and report IT risks. Collaborate with … key stakeholders (Procurement, Delegated Authority, Compliance, Risk, Operations, Technology Services). Contribute to security initiatives within the Information Security team. Conduct third-party cybersecurity maturity assessments and provide feedback. Develop and report information security metrics. About you Demonstrable background in Information Security/Security Assurance. Experience conducting cyber maturity more »

Prominent global asset manager seeks a fund product focussed compliance professional for its 2nd line advisory team. This is certainly an employer of choice, investing in segregated mandates on behalf of an institutional client base as well as a range of fund products, UCITS typically, for wider distribution. Whilst … the role centres on regulatory advice for UK fund product matters, the successful candidate should have generalist asset management knowledge as partnering will extend to responsible investing and compliance oversight of fund accounting. Candidates are sought with regulatory compliance experience gained in the asset management sector more »

knowledgeable File Reviewer. The successful candidate will play a pivotal role in ensuring that all financial and investment advice provided to clients aligns with regulatory standards and internal guidelines. This is an excellent opportunity for a detail-oriented individual with a strong background in financial planning and regulatory more »

e.g., CloudWatch, Stackdriver, ELK Stack). Implement and enforce cloud security best practices, including identity and access management (IAM), data encryption, network security, and compliance with industry regulations (e.g., GDPR, SEC). Collaborate with IT security teams to conduct regular security assessments, vulnerability scans, and penetration tests of cloud … subnets, routing, load balancing, and security groups in cloud environments. Knowledge of cloud security best practices, identity and access management (IAM), encryption mechanisms, and regulatory compliance requirements in financial services (e.g., SEC, GDPR). Excellent analytical, problem-solving, and troubleshooting skills, with a keen attention to detail and more »

our ambitious goals and become the World’s Number One payment provider, we need you to join us as our newly created Risk and Compliance Operations Manager. THE ROLE AND TEAM: At Enfuce, It is an exciting time to join our BIN Sponsorship team as Risk and Compliance Operations Manager and help shape our processes as we begin to grow our customer base. The Risk and Compliance Operations Manager will lead our efforts in managing risks and ensuring compliance across our operations. This 1LOD position is crucial for developing a critical part of our business … offering the successful candidate significant exposure and career development opportunities. Working closely with our Head of Risk and Compliance Operations, this role is an important individual contributor position in our risk and compliance framework, embodying integrity, and being proactive in identifying and communicating risks and compliance issues more »

progression. For this role you would need: A sound knowledge and experience in all aspects of employment law. To be highly organised, familiar with regulatory compliance procedures, Lexcel and ISO standards. To maintain billing levels in accordance with agreed targets. Great IT skills and be able to use more »

DORA Regulatory Business Analyst London Hybrid: 2 Days p/w in Office International Banking Group Day Rate Contract We anticipate a requirement for several Regulatory Business Analysts with experience covering ICT-related infrastructure management, disaster recovery, incident reporting, and/or change management, as well as a … strong understanding of the DORA regulation, to support our financial client's compliance uplift programme. Key Responsibilities: Update policies, procedures, and standards for Capacity Management, Event Management, Systems Monitoring, Disaster Recovery, Incident Management, and Secure Coding to align with existing traceability matrices. Collaborate with tooling developers to ensure all … ICT resilience requirements are covered. Review and compare Regulatory Technical Standards and Implementation Technical Standards to current requirements and modify them as necessary. Uplift reporting templates to meet DORA regulatory requirements as prescribed in existing traceability matrices. Establish ICT processes for Capacity Management, Event Management, Systems Monitoring, Disaster more »

Group Day Rate Contract We anticipate a requirement for subject matter experts to work on several technology operational resilience initiatives related to the DORA regulatory framework. These contract opportunities would be with a financial client who would be looking for three SMEs with specialist knowledge of ICT Disaster Recovery … DORA regulations Collaborate with tooling developers to ensure ITDR (Information Technology Disaster Recovery), Incident Management and Capacity Management requirements are covered Review and modify Regulatory Technical Standards and Implementation Technical Standards to current requirement Develop communication strategies for stakeholders and regulatory bodies Work with local compliance teams … to update policies/procedures Uplift reporting templates to meet DORA regulatory requirements Establish Incident Management, Disaster Recovery and Capacity Management processes as described in DORA and supporting RTS Maintain and test response and recovery plans, including with 3rd party service providers Transition to BAU following project completion Experience more »

Group Day Rate Contract We anticipate a requirement for subject matter experts to work on several technology operational resilience initiatives related to the DORA regulatory framework. These contract opportunities would be with a financial client who would be looking for three SMEs with specialist knowledge of ICT Disaster Recovery … DORA regulations Collaborate with tooling developers to ensure ITDR (Information Technology Disaster Recovery), Incident Management and Capacity Management requirements are covered Review and modify Regulatory Technical Standards and Implementation Technical Standards to current requirement Develop communication strategies for stakeholders and regulatory bodies Work with local compliance teams … to update policies/procedures Uplift reporting templates to meet DORA regulatory requirements Establish Incident Management, Disaster Recovery and Capacity Management processes as described in DORA and supporting RTS Maintain and test response and recovery plans, including with 3rd party service providers Transition to BAU following project completion Experience more »

International Regulatory Development Associate Lloyds is the worlds leading insurance and reinsurance marketplace. We share the collective intelligence and risk sharing expertise of the markets brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrows progress isnt limited by todays risks. Our shared … and inclusive, youll find a home at Lloyds build a braver future with us. Lloyds are seeking to recruit an Associate within the International Regulatory Development Team. As part of the team, support the Lloyds Global Network with the development, enhancement & defence of Lloyds licences and trading rights globally … whilst achieving international compliance. The Corporation does not control direct compliance of the Lloyds market with international regulations. Rather, it sets principles for the markets compliance controls and gives guidance on regulations. As such, IRA does not control the Lloyds markets international regulatory compliance but works more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. Senior DevOps Consultant - Permanent - London Salary: £70,000 - £80,000 p/a (plus pension contribution, health … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »