1 to 25 of 31 Compliance Analyst Jobs in England

Role: Senior Security Risk & Compliance Analyst Location: Hybrid based out of London, Leeds or Birmingham - once every 2 weeks on site Package: £67,000 + bonus + 28 days annual leave An international leader in business services is looking for a Security Risk & Compliance Analyst to … lead across initiatives relating to security and risk. The Information Security Risk & Compliance Analyst will lead within the identification, reporting and subsequent actions of security risks while ensuring security controls are operating effectively and in accordance with regulatory and legislative requirements. Senior Security Risk & Compliance Analyst … Manage and develop independent risk reporting Supporting all activities related to the maintenance of the Information Security control frameworks e.g. ISO27001 Senior Security Risk & Compliance Analyst Key Experience Identification and management of Information Security risks Data security and risk management principles Risk management policies and processes to identify more »

Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, including supporting … to the business; Horizon scanning; Undertaking initial due diligence on pre-bind sanctions referrals; Support in conducting the annual financial crime risk assessment; Maintaining compliance training records; Providing advice and guidance to the business on regulatory matters; Reviewing and updating compliance policies and procedures Support in drafting of … compliance management information and reporting to Boards, Committees and regulators; Maintaining the business timetable; Responsible for conducting monthly monitoring activities, identifying any issues in the compliance controls including sanctions, licensing, TOBAs; Support the Compliance Assurance Manager in performing thematic reviews on key compliance areas of the more »

Compliance Analyst - Wealth Management Bristol Area (1-2 days a week in office) £35k - £45k DoE Minimum of 1-2 years experience within Compliance or as a Paraplanner Role Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and fostering positive customer outcomes under the FCA’s Consumer Duty requirements. Working closely with the Group Head of Compliance, they will be instrumental in ensuring strict adherence to regulatory mandates while championing excellence in customer outcomes and customer service. The primary focus will centre on ensuring compliance … providing robust support to our advisors, ensuring they uphold the highest standards of advice quality and professionalism through comprehensive training and competence programs. The analyst’s efforts will be essential in safeguarding both regulatory compliance and our clients' best interests, reinforcing our reputation as a trusted financial services more »

Senior Compliance Analyst £65,000 - £80,000+ Package Primarily Remote - 1 day in London **Unfortunately my client cannot provide Visa Sponsorship at this time** Are you prepared to lead the way in revolutionizing the financial landscape? Join our dynamic team as a Senior Compliance Analyst and … We transcend traditional methods by seamlessly integrating digital assets with a user-centric approach, all while maintaining a steadfast commitment to security. As a Compliance Analyst, you'll be instrumental in defining the future of finance. Skills Strong understanding of relevant laws, regulations, and industry standards Analytical and … communication skills, both written and verbal Ability to interpret complex information and explain it clearly Experience with conducting audits and reviews Proficiency in using compliance software and tools Ability to collaborate effectively with cross-functional teams Integrity and ethical behavior Desirable Cryptocurrency Experience Startup Experience If you have the more »

IT Compliance Analyst Cambridge £28k-£30k We’ve partnered with a scientific company based in Cambridge in the search for an IT Compliance Analyst to join their highly successful IT team. You will have a focus on IT Governance, policy writing, security compliance as well …/Cover Letter. Benefits include 25 days annual leave, yearly bonus, annual pay reviews, flexible working, private medical insurance plus many more! The role: compliance with IT Security Standards (ISO27001) policy writing IT Support Risk Assessments with IT audits What are we looking for? (or previously) in an IT more »

Raise™ funding product offers lawyers and their clients an automated funding process that can deliver a funding agreement in days. As our clients Senior Compliance Analyst, you will be a key figure in ensuring that law firms receiving their litigation funding maintain compliance with regulatory standards, and … efficiently progress their cases. Your role encompasses auditing, compliance oversight, and collaboration with law firms to enhance their case management practices. Responsibilities: Compliance Oversight: Conduct comprehensive audits of law firms to evaluate their compliance with internal and external regulatory standards. Ensure that the internal database is up … to-date with actions, dates, and next steps related to compliance and audit activities. Evolve the audit system, reviewing questions, reporting mechanisms, and information gathered to align with business objectives. Periodically review law firm due diligence and SRA information to maintain compliance records. Audit Management (Pre 12 Months more »

Compliance Adviser (Contract) Industry: Lloyds Insurance Fully remote £300 - £350 per day Role overview: The Financial Crime Compliance Analyst will support the implementation of the company's compliance program, with an emphasis on financial crime. This role involves monitoring, assessing, and mitigating risks related to money … laundering, fraud, and sanctions. The analyst will collaborate with various departments to ensure adherence to relevant laws, regulations, and internal policies. The role: Assist the Compliance Manager with sanctions and financial crime enquiries. Stay current with FCA, PRA, Lloyd's, and other regulatory developments. Conduct horizon scanning for … regulatory updates and contribute to Management Information and Regulatory Updates for the Board. Support the Compliance Manager with thematic reviews and assurance activities. Help develop and maintain a strong compliance culture throughout the Group. Email your CV or use the apply feature on this page. Email: (url removed more »

Miryco Consultants is working with a high performing Boutique RegTech Consultancy looking to bring on board a qualified Compliance Analyst/Advisor to their team. This role is ideal for a strong financial services compliance analyst with foundational regulatory knowledge. Responsibilities: Assist in guiding the business … along FCA regulations. Proactively monitor regulatory updates and emerging risks. Stay informed of industry best practices and regulatory guidance. Developing and delivering compliance training, policies, and procedures. Staying abreast of the regulatory landscape. Conduct regular reviews of client monitoring plans and related activities to identify potential compliance issues. … employees and regulators. Experience: Excellent academic background. Upwards of 2 years’ relevant experience within financial services. Strong Microsoft Excel and analytical skills. Knowledge of compliance monitoring best practices and gap analysis testing is desired. Salary: Competitive with strong bonus and industry leading benefits Location: London more »

Compliance Analyst Industry: Lloyd's Syndicate Hybrid £35,000 to £40,000 Role overview: A rapidly growing Lloyd's Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their expertise to enhance the smooth running of … the Managing Agency and Syndicate. Skills, Knowledge, and Experience: Technical knowledge of PRA/FCA/Lloyd's regulations. Experience in a regulatory compliance role within the Lloyd's insurance sector. Experience in financial crime, including sanctions. Ability to work independently and proactively in a fast-paced environment. Pragmatic … and solution-oriented approach to compliance matters. Proven ability to support business initiatives. Excellent verbal and written communication skills, confident in interacting with all levels of staff. Conduct horizon scanning and maintain the horizon scanning log. Email your CV or use the apply feature on this page. Email: KEY more »

Compliance Analyst Industry: Lloyd's Syndicate Hybrid £35,000 to £40,000 Role overview: A rapidly growing Lloyd's Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their expertise to enhance the smooth running of … the Managing Agency and Syndicate. Skills, Knowledge, and Experience: Technical knowledge of PRA/FCA/Lloyd's regulations. Experience in a regulatory compliance role within the Lloyd's insurance sector. Experience in financial crime, including sanctions. Ability to work independently and proactively in a fast-paced environment. Pragmatic … and solution-oriented approach to compliance matters. Proven ability to support business initiatives. Excellent verbal and written communication skills, confident in interacting with all levels of staff. Conduct horizon scanning and maintain the horizon scanning log. Email your CV or use the apply feature on this page. Email: (url more »

Compliance and Risk Reporting Analyst Join our dynamic team at DWF, a global legal company dedicated to excellence and innovation. We pride ourselves on fostering a collaborative and inclusive environment where talented individuals can thrive and make a meaningful impact. As a Compliance and Risk Reporting Analyst … instrumental in identifying key business risks through root cause analysis and trended statistics, and you will provide valuable insights to enhance our risk and compliance activities. Key Responsibilities: Conduct investigations and analysis to generate insightful commentary for management reporting. Perform in-depth root cause analysis and trended statistics for … key business risks. Identify areas for improvement in risk and compliance activities and provide focused support to the Risk and Excellence team. Create and maintain systems of data, ensuring consistency and high standards. Produce data outputs to meet the evolving needs of the business. Support the Enterprise Risk Manager more »

Coopman Search and Selection are delighted to partner with a leading alternative asset manager with circa $15 billion AUM who are looking hire a Compliance Analyst due to the continued growth of the firm. In this role you will be responsible for a providing generalist compliance support … to the wider compliance team. You will report directly into the Head of Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning … Provide support to the Compliance Team with oversight of Compliance System Responsible for maintenance of Registers Produce training slides Regular collection of compliance and risk MI for preparing Risk Management and Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy more »

IT Security and Compliance Analyst York - Hybrid (2-3 days per week on-site) 12 months Main Purpose: Provide Security & Compliance support to the NiM businesses and IT incl. relevant contribution to agreed IT support model, operational sustain incl. incident and request management, Market Security Compliance … Nestle in the Market) businesses, by providing first level support, incorporating the Service Portal and subject matter experts, to agreed targets and SLO, ensuring Compliance by following relevant GLOBE Standards and Policies, incl. Nestlé IT Security Policy and Cyber Securirty Awareness Supporting the Security & Compliance Specialists with ownership … of relevant MSCI measures and ISMS controls Providing support to the Market Role Coordinator for GLOBE SAP Security sustain and projects Supporting the application compliance process and governance framework for solution onboarding. Specifically supporting facilitation of the Control Decision Tree, application controls and supporting IT application owners to supply more »

Well established Private Equity Investment Management business are seeking a Compliance Analyst to join their growing team. Key Responsibilities: Conduct thorough reviews of regulatory requirements and ensure the firm's compliance with relevant laws and regulations. Assist in developing and implementing compliance policies, procedures, and controls … to mitigate risk and uphold industry standards. Support compliance testing and monitoring activities to assess the effectiveness of existing controls and identify areas for improvement. Collaborate with internal teams to provide assistance on compliance matters and support regulatory inquiries and audits. Stay updated on regulatory developments and industry … trends to proactively address compliance issues and contribute to a culture of compliance within the organisation. Requirements: Bachelor's degree 1-3 years of experience in compliance roles within the financial services industry, preferably within private equity or investment management. Excellent communication and interpersonal skills to collaborate more »

AML COMPLAINCE ANALYST £65,000 This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will … of compliance. A chance to build invaluable experience as part of an informal and collaborative team of more than a dozen in a sociable compliance team Please apply for full spec. Compliance Analyst - City. more »

long term. The Role Due to significant growth of the business and ever-increasing expectations of regulators and clients, we are expanding our Risk & Compliance team. Lead by the Chief Risk & Compliance Officer, Pinnacle’s Risk & Compliance team is responsible for the delivery and continual improvement of … the governance, risk & compliance (GRC) framework across the Group, including Pinnacle Investment Management (UK) Limited and the provision of GRC services to Pinnacle’s Affiliate Investment Managers. Key Responsibilities Daily Monitoring of pre and post trade investment compliance rules; Assisting in implementing and reviewing investment compliance rules … and regulations; Initiate enhancements to improve compliance framework efficiency; Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse; Support compliance reviews and approvals for financial promotions and marketing materials; Collaborate with other members more »

offer flexible working to all. Our individual impact and output is what counts most. The role: This is an exciting opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up. As part of … the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks … transactions on the firm’s institution’s and group’s risk profile; Supporting the team with the rollout of education and training to improve compliance awareness, incident reporting and drive cultural change among staff and senior management; Enhancing compliance department and organisation reputation through exceptional delivery and by more »

New Senior Compliance Analyst (Sanctions) opportunity working with a top-performing specialty insurer. You’ll be a key member of the team and will support on all aspects of regulatory compliance across the group, gaining exposure to both intermediary and insurer regulatory requirements, as well as Lloyd … s oversight requirements. Key responsibilities: Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives, as well as international licensing queries. Taking a leading role in ensuring compliance with Lloyd’s regulatory principles. Playing a key role in horizon scanning and communicating … Assisting in the operation of financial crime controls, including Sanctions, Anti-Money Laundering, Anti-Bribery and Corruption, and Gifts and Entertainment. Undertaking and supporting Compliance Monitoring reviews and presenting findings to senior stakeholders. Supporting with the ongoing operation of the Product Oversight and Governance process, including annual product reviews. more »

Investment Risk & Compliance Analyst Salary £30k Peterborough (Hybrid) This is an associate-level role for an ambitious Risk/Compliance professional, a newly-created position with a growing business in the investment and funds space. The role will directly support the Senior Investment Risk & Compliance Manager more »

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. Assisting in compliance oversight of all activities outsourced to other entities. Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of appropriate management Information, and regulatory updates relevant to the … Company. Execution of a risk-based compliance monitoring programme in line with regulatory guidelines and in conjunction with business and compliance departments. Monitoring the complaints handling and vulnerability processes and reviewing and reporting on root cause analysis Compliance oversight of financial promotions issued by the firm. Investigation more »

Business Compliance Control Analyst (12 month FTC) London FirstBank UK is a globally recognised, successful bank who provide world-class services to various institutions and individuals. Offering a comprehensive range of retail and corporate financial services/products, this thriving business boasts over 10 million active customers in … over 700 business locations. Due to business requirements, we are now looking to acquire the services of an experienced Business Compliance Control Analyst Hybrid role – 3 days a week in the London office, 2 days from home - Office hours are Monday-Friday, 9am-5pm with a 1-hour … the unit head. Providing support to the unit head in conducting QC on periodic Clients’ Due Diligence (KYB) Reviews undertaken by RMs/Business Compliance Support on all high-risk relationships to ensure compliance with the Bank’s Policy and CDD standards. Conducting sample QC of KYB reviews more »

My client is looking for a Data Protection and Compliance Analyst on an initial 6 month contract to support the Privacy by Design and Default objective of the team on several new projects. Meeting appropriate measures and governance which are in place to meet compliance with the more »

X4 Technology are currently recruiting on behalf of one of our Fintech clients who are looking for an experienced Lead Compliance Analyst to join their team. They provide instant and effortless access to Cryptocurrencies with payment services including debit card and peer-to-peer payments. In this role … with deadlines Re-design and implement the policies and procedures as regulation and best-practice evolves over time Instilling a positive, proactive culture towards Compliance Key requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments more »

Job Title: Regulatory Compliance Officer Location: London, United Kingdom Type: Full-Time (5 days a week, on-site) About the Client: Our client is a pioneering fintech company that specialises in global payments and remittances. They are committed to providing seamless financial solutions to their customers and ensuring the … highest standards of compliance and regulatory adherence. Role Overview: We are seeking a dedicated and experienced Regulatory Compliance Officer with a focus on Consumer Duty to join our client's dynamic team in their London office. This role demands a proactive and knowledgeable professional who can swiftly adapt … to a new environment and contribute to the company’s compliance framework. Key Responsibilities: Ensure compliance with UK regulations for payment and financial services, specifically focusing on Consumer Duty requirements. Develop, implement, and monitor compliance policies and procedures to ensure the company’s operations align with regulatory more »

ensuring investment strategies comply with regulatory and contractual requirements? Do you thrive in a dynamic trading desk environment? We are seeking a skilled Investment Compliance Analyst to join our Client's Portfolio Risk team, responsible for implementing and monitoring investment restrictions across the business. Responsibilities: Analyse real-time … risk/compliance alerts to ensure consistency with investment mandates and collaborate with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts and work with technology and front office teams to maintain a robust pre-trade risk framework. Review investment restrictions for new more »