101 to 125 of 139 Regulatory Change Jobs in England

advisor on African legal matters, fostering long-term partnerships. Achieve and exceed assigned sales targets and quotas. Stay up-to-date on legal developments, regulatory changes, and the business landscape within the MEA region. Qualifications Minimum 3-5 years of experience in SaaS B2B sales, preferably within the legal more »

a DUA Analyst, you will play a pivotal role in managing our Delegated Underwriting Authority relationships. You will be responsible for ensuring compliance with regulatory requirements, monitoring performance, and driving operational efficiency within the delegated underwriting programs. This role offers an exciting opportunity to work at the forefront of … underwriting operations and contribute to the success of the syndicate. Key Responsibilities: Review and assess delegated underwriting agreements to ensure alignment with regulatory guidelines and syndicate standards. Monitor and evaluate the performance of coverholders and third-party administrators. Conduct regular audits and compliance checks to maintain quality and integrity … generate reports to track performance metrics and identify areas for improvement. Participate in industry forums and engage with market participants to stay abreast of regulatory changes and best practices in DUA management. Qualifications and Skills: Bachelor's degree in Insurance, Risk Management, or related field. Proven experience in delegated more »

Peaple Talent have partnered with a large professional services organisation based in Swindon who are recruiting a Change Lead with experience of working with regulatory change. You will lead strategic change across our client’s organisation, ensuring customer centric end to end thinking across all business areas … key stakeholders, all impacted people and subject matter experts on a day-to-day basis. The role holder will have an excellent aptitude towards change, be innovative and flexible with a strong desire to create new and improved processes which are designed around creating an excellent customer experience whilst … being highly efficient thus supporting the teams in achieving their targets. The role holder, a change professional who has experience of shaping and leading new ways of working within an organisation, will be responsible for leading initiatives from identification of a business problem through to root cause analysis and more »

firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and industry bodies, contacts and working groups Working on ad hoc more »

the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly more »

Policy Analyst (Energy) Can you keep abreast of and translate complex energy market regulatory changes? Can you understand policy changes and write updates accordingly? This role could be for you! Consult Energy are working with an innovate business in the Energy industry where you will get the opportunity to … If you're ambitious and passionate about Energy change...get in touch today! Policy Analyst - What you'll do: Consult with the wider business on regulatory matters Keep an up-to-date knowledge of industry changes Write and update relevant policy documentation Review proposed legislative changes, assess impacts and mitigate … Location: West London (hybrid) This Policy Analyst/Regulation Analyst role would be best suited to someone with experience in a regulatory compliance and/or policy function that is versed in OFGEM obligations and understands their implications. Policy Analyst (Energy more »

Senior Project Manager with strong experience leading end: end regulatory change projects across Financial Services required on a permanent basis, by a leading Financial Advisory organisation based flexibly from their Swindon HQ (~2 days/week on site). The salary on offer is between … + 15% bonus + a strong benefits package. This is a hands on, delivery- focused role responsible for ensuring the business' regulatory initiatives are on track, delivered on time and within budget. To be considered for this opportunity, applicants must have the following: Extensive experience as a Project Manager … Proven skills managing multiple, complex end: end regulatory change projects Excellent project governance skills Strong supplier management skills Financial Services exposure Dynamic, high energy Ability to deliver at pace, whilst ensuring changes are fully embedded This is an excellent opportunity for a customer-centric, hands-on regulatory more »

My Leading Banking client are currently looking for a motivated and talented individual to lead the implementation of regulatory change projects and initiatives for the organisation across Europe and Asia. You'll work with global stakeholders to deliver change to meet new regulatory requirements and address … the regulatory aspects of new business initiatives. The role will include both project management and business analysis aspects, including drafting business requirements and supporting testing. This is a newly created role and is a brilliant opportunity! The following skills/experience is essential: Experience working on Regulatory Transaction … and Trade Reporting projects. Previously Project Managed regulatory change projects. Business Analysis experience. Previously worked in a Capital Markets business. Excellent communication skills. Salary: Excellent + bonus + package Level: Director Location: London (good work from home options available) If you are interested and meet the above requirements more »

Experts in capital markets, banking and payments and wealth and asset managementDeeply knowledgeable in financial services offering, including e.g. Sales & Trading, Finance, Risk & Treasury, Regulatory Reform, Post Trade etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our nimble, agile and … against key market objectives with a focus on Trade & Transaction Reporting and associated market regulations.The types of projects we cover are:Supporting clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR … SFTR, HKMA, MAS, CFTC etc)Compliance within regulatory obligations against tight deadlinesOperating model reviews to assess positioning relative to market and cost optimisation initiativesDelivering on key business change initiativesIn order to support our clients, we need people who have a deep understanding of capital markets/investment banking more »

About Us Ruleguard is a leading RegTech SaaS company based in the heart of London, dedicated to providing innovative regulatory technology solutions to financial institutions worldwide. Our platform helps clients streamline compliance processes, reduce risks, and ensure regulatory adherence through advanced technology and data analytics. We are seeking … track project performance, providing regular updates and reports to senior management. Quality Assurance: Ensure all projects meet high standards of quality and compliance with regulatory requirements . Continuous Improvement: Identify opportunities for process improvements and implement best practices to enhance project management efficiency. Your Knowledge and Experience 10+ years … in project management software (e.g., Jira, Teamwork, MS Project, Airfocus) and collaboration tools (e.g., Slack, Miro, Figma and Teams). Familiarity with financial sector regulatory compliance is a plus. Experience managing regulatory change within a business e.g. implementing SMCR or MiFID Yours Skills & Abilities Excellent leadership and more »

We are:Experts in banking and payments, capital markets and wealth and asset managementDeeply knowledgeable in financial services offering, including, e.g., Finance, Risk, Compliance, Regulatory Change, Financial Crime, Core Banking, etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our … exist. You will contribute to providing solutions and support the implementation of changes, frameworks and tooling as required to close control gaps and meet regulatory requirements.Our clients are predominantly within Financial Services and look for support in delivering solutions to improve their operational resilience. The type of projects we … Implementation3rd Party engagement model reviewSupplier Chain Identification & AssessmentVendor Risk Assessment & ReviewVendor Risk Mitigation & RemediationRisk Monitoring DashboardsImplementation of Controls & ToolingCyber Posture Assessment & Risk ManagementResponding to Regulatory ChangeSecurity Design & implementationCloud Security Assessment & ImplementationSKILLS AND EXPERTISEGood knowledge and practical experience of operational resilience, third party risk and cyber risk regulatory requirements more »

high performance and continuous improvement. Collaborate with other departments to support overall business objectives and drive organizational growth. Stay updated on industry trends and regulatory changes to ensure compliance and best practices. Qualifications: ACCA/ACA/CAANZ or similar qualification Proven experience as a Financial Controller or similar more »

Central and UK Territory counterparts to ensure best practice and adherence to Group Norms Management of the Essential and Sensitive Suppliers list, TPRM process, regulatory changes and associated governance Skills & Qualification: Educated to degree level (or with commensurate experience) CIPs or MCIPs qualified Leadership capabilities Transformation Mindset Results focused more »

our portfolio's objectives.Leading investor presentations, negotiations, and closing deals while maintaining the highest standards of professionalism and client satisfaction.Staying updated with industry trends, regulatory changes, and market dynamics to offer cutting-edge insights to our clients.Qualifications:A minimum of 8 years of experience in capital raising within the more »

of continuous improvement and excellence. Collaborate cross-functionally with various departments to drive product innovation and process optimization. Stay abreast of industry trends and regulatory changes, implementing necessary adjustments to maintain compliance. Requirements: Background in food manufacturing industry is essential. Proven experience in technical management or a related role. more »

of continuous improvement and excellence. Collaborate cross-functionally with various departments to drive product innovation and process optimization. Stay abreast of industry trends and regulatory changes, implementing necessary adjustments to maintain compliance. Requirements: Background in food manufacturing industry is essential. Proven experience in technical management or a related role. more »

process for the alternatives fundBuild and maintain strong relationships with clients, partners, and stakeholders, providing exceptional service and strategic guidance.Stay abreast of market trends, regulatory developments, and emerging opportunities in the alternative investment landscape.Ensure compliance with regulatory requirements and internal policies, maintaining the highest standards of integrity and … potential investments.Collaborate with internal stakeholders to integrate ESG factors into investment decisions.Contribute to ESG reporting and communications.Stay abreast of the latest ESG trends and regulatory changes within the financial services industry.The Successful ApplicantWe seek an experienced and dynamic ESG Aware Fund of Alternative Funds Portfolio Manager (Director) to join … thinking, and problem-solving abilities.Excellent communication and interpersonal skills, with the ability to build and maintain relationships with clients and stakeholders.Knowledge of international markets, regulatory frameworks, and best practices in alternative investments.A strong understanding of the ESG regulatory landscape within the financial services industry.Bachelor's degree in Finance more »

Manage and oversee day-to-day financial operations, including financial reporting and cashflow management. Prepare monthly, quarterly, and annual financial statements in accordance with regulatory standards and internal policies. Lead treasury and cash flow management activities, ensuring optimal liquidity and financial stability. Collaborate with internal stakeholders to develop and … monitor financial plans and budgets, providing insights to support decision-making. Liaise with external auditors, tax advisors, and regulatory authorities to ensure compliance with financial regulations and reporting requirements. Drive process improvements and efficiency initiatives within the finance function to enhance productivity and scalability. Provide strategic financial guidance and … support to senior management and other departments as needed. Stay updated on industry trends, best practices, and regulatory changes relevant to finance and accounting. Qualifications and Skills: Fully qualified with relevant post-qualification experience, preferably gained in an in-house finance role. Strong technical knowledge of accounting principles and more »

will be joining a newly established Process Improvement team, responsible for delivering multiple tactical & strategic projects across process, people & technology, as well as risk & regulatory changes. To be considered for the opportunity, applicants must have the following experience: Proven experience in Business Process Improvement Excellent process mapping & route cause … excellent opportunity for a career motivated and passionate process improvement specialist to join a distinguished and successful organisation, offering the opportunity to deliver real change across the business. You will utilise your suite of process improvement tools (Lean Six Sigma principles, change management skills, VSM, 6S etc) to more »

of our commodities trading operations. Monitoring and Reporting: Oversee ongoing monitoring of trading activities, conduct risk assessments, and ensure timely and accurate reporting to regulatory bodies. Training and Advising: Provide expert guidance and training to staff on compliance matters, fostering a culture of compliance and ethical behavior across the … organization. Staying Informed: Keep abreast of regulatory changes and industry trends, ensuring our compliance framework remains current and effective. Qualifications Extensive Experience: Solid experience in compliance roles, preferably within the commodities trading or financial services sector. Regulatory Knowledge: In-depth understanding of applicable regulations and standards, including CFTC more »

research sources. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, bank and audit requirements. Execute and review negative media alerts from client screening and escalate where necessary. Understand sanctions risks and AML requirements … risk counterparties, or where a red flag has been raised. Maintain detailed records on counterparties for second-level review, and internal audit/external regulatory inspection. Liaise with counterparties, Front Office, Credit, Legal and Operations as necessary as part of the KYC process. Support process documentation exercise for all … future regulatory changes and process improvements within the scope of KYC/AML. Prepare management information on number of counterparties screened, timeliness of screening, red flag rates, approval, and rejection rates for Head of Compliance. Continuously develop knowledge of Sanctions and AML related regulations. SKILLS AND EXPERIENCE: Proven experience more »

Job description Connect to your IndustryDiscover, investigate, influence. Our analytical skills are relied upon to ensure that Deloitte operates safely in an increasingly complex regulatory environment. Are you searching for a new opportunity? Join us to showcase your skills and capabilities. We are part of a national department, operating … Quality, Risk & Security (QRS) function, providing support to our client facing colleagues across the Deloitte network, keeping our business, and our clients safe from regulatory risk.The Quality, Risk and Security (QRS) community is an overarching identity for all the professionals who manage quality and risk for Deloitte. It comprises … a broad range of data processing activities.Providing data protection advice on internal and client-facing projects in support of the firm’s innovation and change agendas, including in relation to generative AI.Advising in relation to data incidents, data subject rights and regulatory requests, to help the firm manage more »

will focus on these responsibilities: Serve as subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and … Proficiency in all aspects of UK and US export licensing and agreements (TAAs, MLAs), MOD approvals (F1686, F680, PV Grading) Capable of summarizing complex regulatory information into concise, accessible formats Proactive and independent, capable of performing duties with minimal supervision or push Benefits 25 Days Annual Leave, plus bank more »

for the global insurance team and key stakeholders, ensuring access to current and relevant insurance information, policies, and procedures; Keep abreast of industry trends, regulatory changes, and technological advancements in the insurance industry. Evaluate and recommend innovative solutions to enhance the global insurance team's best practices. YOU'RE more »

and efficiency. 2. Requirement Gathering & Analysis: Collaborate with business units to gather and analyze requirements for SmartComm configurations, ensuring alignment with business needs and regulatory requirements. 3. Document Template Development & Maintenance: Design, develop, implement, and maintain document templates within the SmartComm system, ensuring they are up-to-date and … accurately reflect policy and regulatory changes. 4. Clause & Wording Management: Create and manage document clauses and wording within SmartComm, ensuring consistency, accuracy, and compliance with industry standards. 5. Testing & Validation: Conduct thorough testing and validation of SmartComm document templates and configurations to ensure accuracy, consistency, and compliance with internal … members, ensuring they are proficient in SmartComm configurations and document template management. 11. Compliance & Governance: Ensure all SmartComm configurations and document templates adhere to regulatory requirements and organizational governance policies, conducting regular reviews and updates as necessary. Requirements: 1. Bachelor's degree in Information Technology, Business Administration, Insurance, or more »