London, England, United Kingdom Hybrid / WFH Options
AXA Funds Management
delivery to relevant regulatory change projects. Your knowledge and skills: Knowledge of overseas distribution requirements, FCA COBS Regulations specific to financial promotions. AIFMD and UCITS, cross-border marketing, knowledge of ESG practices relating authorised funds desirable. Energetic personality with the drive to effect change and develop relationships across all levels more »
Greater London, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you can always more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
and procedures, creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and more »
Salford, Greater Manchester, North West, United Kingdom Hybrid / WFH Options
Aj Bell Limited
policies Competence, Knowledge and Skills: Relevant Level IV QCF Qualification. At least 3 years experience within the investment industry Knowledge of portfolio management and UCITs governed products Highly numerate. Excellent analytical & problem solving skills. Ability to independently manage a complex workload. Highly innovative. Interpersonal & communication skills. Report writing skills. Proficiency more »
and hybrid working model are looking to hire a compliance associate/officer with at least 2 years experience (but ideally more) with the UCITS fund range. They will need to have had some level of exposure to product and distribution and ideally some consumer duty or ESG exposure. Key … skills required: Must have generalist or compliance advisory experience with UCITS Knowledge of but not an subject matter expert in one of ESG, Consumer duty, Assessment of Value. Self starter attitude and able to work independently when needed Proactive and keen to engage with business teams (main stakeholders more »
