Business Analyst - Regulatory Reporting (MiFID/R & EMIR) A leading Investment Bank is seeking an experienced Business Analyst with expertise inMiFID/R and EMIR regulatory reporting to join their Controls team. Role Overview: In this role, you will work closely with the business and function teams, as well … outputs into 'business as usual' Ensure credible challenge throughout the remediation process and validation of result Required Qualifications & Skills: Extensive knowledge and experience with MiFID/R and EMIR regulatory reporting requirements Experience with data query tools and reviewing systems logic for data completeness and accuracy Participation in the implementation … of MiFID/R in large/Tier 1 banks (preferably inMarkets businesses) Extensive knowledge of transparency and reporting regimes and their translation into controls Attention to detail and ability to produce high-quality documentation Experience in risk areas dealing with regulatory or compliance risk in 1st or 2nd more »
City of London, London, United Kingdom Hybrid / WFH Options
Barbara Houghton Associates
financial services business. Advanced IT skills, specifically MS Excel, preferably VBA and SQL Knowledge in OTC financial products, Client Assets (CASS) rules, EMIR and MIFID Sound working knowledge of financial services, banking operations, dealer/brokerage operations. CISI IOC Qualification or equivalent Knowledge of Clearstream Xact platform, Euroclear or similar more »
utilization and make applications for limit renewal and increases. Execution of FX, MM, Bond and IRS/CCS deals via dealing platforms, with subsequent MiFiD II reporting where appropriate. Assist in managing the Bond Investment portfolio; sourcing new issuers, new issues and maintaining Bond counterparty relationships. Prepare daily trades for more »
expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »
Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable Experience in cryptocurrency and/or MiFID II highly beneficial Our client is not able to provide via sponsorship for this role Benefits Flexible and support a hybrid working environment. A competitive more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for more »
verbal communications skills Highly advantageous but not essential: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »
Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the more »
advisory capacity in an investment, commercial, or wholesale bank Good knowledge of Debt Capital Markets and/or private finance markets Good knowledge of MiFID II and IB Conduct rules Strong teamwork credentials, while also being able to work independently Candidates must be based in the UK with full and more »
for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »
Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as part more »
has a strong all round “Generalist Compliance” experience, but with particular leaning towards “Regulatory Compliance”, so for example all Regulatory experience working in a MiFID firm and Payment Institution – as per FCA Handbook and relevant regulations (i.e. SMCR, MiFID II). The role will also be responsible for Compliance Monitoring … deadline. Essential experience & skills 5+ years core compliance experience in an investment firm or other financial services sector, in a management role Knowledge of MIFID 2, including client classification for professional clients, best execution, client disclosures, remuneration policies and ongoing training requirements for MIFID staff Understanding of the SMCR rules … and implementation of suitability and background checks Experience with FCA reporting for PSD and MiFID firms A good knowledge of data protection and GDPR rules Experience in making judgments from applying policies and processes to non-routine scenarios with imperfect information Demonstrate strong moral and ethical principles Comfortable in a more »
is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and more »
of regulatory reporting such as EMT, EET, EPT, Solvency II etc, with the ability to interact with 3rd part vendors where necessary. Experience to MIFID and PRIIPS. Understanding of the costs and charges associated with pooled funds and how this impacts regulatory report templates such as EMT, EPT, CTI etc. more »
all reviews and observe all processes and implementing improvements when applicable. The Client Data Administrator will have a good understanding of Regulations such as Mifid, Cobbs & GDPR. The Candidate At least 3-5 years relevant industry experience working with Client Data, Static Data, Client CRM systems within Wealth Management or more »
I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. more »
step into such a position. There is a heavy preference for this person to have knowledge of Regulations such as EMIR 2.0/30, MIFID II or BoE regulations. more »
House, Exchange, Member Firm or the ETD department within a bank. Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantage Services offered by Computappoint Limited are those of an Employment Business and/or Employment Agency inmore »
Greater London, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »
Knowledge of trade lifecycle processes including: booking, amendment, contracts, and settlements. · Knowledge and interest of GB Power trading (products, market, etc.). · Knowledge of MiFID, EMIR, REMIT, MAR For more information, please contact Tomas at Marlin Selection and apply via the link provided. more »
requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be more »
plus experience of working within a sales, relationship management or commercial role Experience of selling data solutions into the buy side community Exposure to MIFID, PRIIPs, SFDR Regulations Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care about customer value and more »
Greater London, England, United Kingdom Hybrid / WFH Options
Credit Suisse
initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »
