1 to 25 of 82 Regulatory Change Jobs in London

robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to … own team. Excellent attention to detail Pragmatic and flexible approach Desirable: Experience in Financial Services Knowledge and experience of operational resilience and other global regulatory requirements e.g. EBA Guidelines on Outsourcing, SS2/21, PS21/3, DORA etc. Performing 3rd party risk assessments, review of external control and more »

An international Bank is seeking a dynamic individual to join its busy Operations area as 1LoD regarding regulatory risk reporting on a 1-year maternity cover. Your responsibilities will include: Assisting the Head of Operations to ensure the team meet the regulatory requirements/internal policies Review ing …/analys ing upcoming regulatory compliance requirements e.g., CoP ( Confirmation of Payee ) Identify ing emerging risks and report ing details to relevant business areas Oversee ing regulatory change initiatives R eporting on risk matters to ensure external c onduct and PRA reporting obligations are met Assisting in … updating internal policies to mitigate regulatory risk Your experience must include: Proven experience of payments operations and regulatory risk reporting gained within international banking Strong knowledge of bank policies/procedures, FCA guidelines and money laundering prevention Ideally exposure/experience of CoP (Confirmation of Payee) project Good more »

Catalogue. This is a permanent role. Responsibilities: Ensure data privacy framework is up to date Collaborate with the data protection office ahead of upcoming regulatory changes Support the delivery of data privacy roadmap, taking lead on projects Own and manage the data asset catalogue Oversee data asset and data more »

risk management. Align with enterprise risk management to manage the cyber risk register. Stay updated on the latest changes in security trend, threats, and regulatory changes. Third-party Cyber Security Risk Management Evaluate and assess cybersecurity risks associated with third-party suppliers and service providers to ensure they meet … cybersecurity policies, standards, and controls Experience and solid understanding of industry standards (NIST Cybersecurity Framework, NIST RMF and ISO/IEC 27001 etc.), and regulatory standards such as (HIPAA, SOX, GDPR, SOC2, PCI etc.) Experience with control testing and validation (e.g. NIST 800-53 etc.) Experience developing cybersecurity metrics more »

Req # 15913 Job description Connect to your IndustryWorking across the financial services industry we support clients across all aspects of risk and regulatory transformation from the early stages of helping evaluate how change will impact their business through to shaping, mobilizing and implementing the change to … us to deliver impact how and where it matters most.Connect to your opportunity Working with clients and stakeholders to support and deliver risk and regulatory transformation engagements and programmes of work. This will require liaison across a range of internal and client stakeholders, identifying potential issues and providing solutions.Risk … Advisory Risk and Regulatory Change Delivery team Manager will have responsibility for:Delivery of risk and regulatory focussed transformation engagements within a wider Deloitte teamProduction of specific engagement deliverables in line with area of technical competenceProject management of workstreams or smaller engagementsContributing to development of propositions, solutions more »

financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations, including providing pragmatic recommendations to senior business and corporate function stakeholders Support new product development work across … all product lines (regulatory advisory and control implementation) and complete associated regulatory filings, where required Maintain strong and co-operative relationships with our regulators. reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; team members with respect to applicable regulatory requirements … and non-compliance with laws and regulations; the root cause of issues and develop effective remediation plans to mitigate the risks; implementation of local regulatory change/remediation projects and initiatives. Requirements: 7+years of industry experience within institutional broker-dealer activities; experience with a broker is required experience more »

team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified … 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed; Assisting the business by providing advice, answering questions and responding to requests Evaluating the impact of material … changes or exceptional transactions on the firm's institution's and group's risk profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad more »

compliance operations, including the selection of relevant vendors and creation of appropriate policies and processes; Conduct reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; Advise team members with respect to applicable regulatory requirements to ensure testing is adequately designed to identify potential … compliance with laws and regulations; Determine the root cause of issues and develop effective remediation plans to mitigate the risks; Drive implementation of local regulatory change/remediation projects and initiatives. What they require: 7+ years of industry experience within institutional broker-dealer activities; Previous experience with a … Strong analytical, writing, and presentation skills; Highly motivated, proactive individual who has demonstrated the ability to take initiative, identify issues, propose solutions, and implement change; Strong attention to detail, balanced with a strong focus on execution and results; Self-starter, able to work in a fast-paced, results-driven more »

members in negotiating deal terms, preparing transaction documents, and managing the overall deal execution process. Proactively analyse the financial impact of individual project risk, regulatory changes, and the economic environment on the group’s portfolio. Working closely with Project Directors and Policy teams to drive enhanced equity returns. Requirements more »

What you'll be doing: Acting as the product owner for the UK Protection Product Management Team Ensuing that all products comply with upcoming regulatory changes Prioritising changes with the goal of preventing customer harm Delivering Value for Money, risk and audit actions for the Product Management Team Presenting more »

achievement and maintenance of high quality services across the Trust. This includes: Implementation and maintenance of quality monitoring systems to record Trust compliance with regulatory standard Lead coordinator for inspections, steering Trust resources to ensure well-managed, confident inspection management Providing advice and assurance on the quality of services … achievement and maintenance of high quality services across the Trust. This includes: Implementation and maintenance of quality monitoring systems to record Trust compliance with regulatory standards Lead manager for inspections, coordinating Trust resources to ensure well-managed, confident inspection management Providing advice and assurance on the quality of services … CQC Compliance Lead on preparation for the Trusts Monthly and Quarterly Engagement meetings with the CQC Preparation of weekly email updates to Executives on regulatory matters Maintenance of the Quality Assurance section of the Trusts intranet site (Trustnet) To take responsibility for the enquiry tracker and ensure that issues more »

regulation changes and challenges they face. You will have the opportunity to: Work with banks, insurers, and asset managers to help them understand the regulatory implications of the FCA’s new Consumer Duty Leading regulatory change programmes, develop analytical and monitoring capabilities, and providing independent compliance assurance. … frameworks as applied to one or more FS sectors, for example banking, insurance, asset management and consumer credit Experience of leading teams delivering complex regulatory change, compliance, or risk management projects in the financial services sector Providing independent assurance of implementing regulatory change, and/or … compliance with regulatory requirements in financial services Using technology, data, and analytics to help deliver regulatory change and compliance Possess excellent core consulting skills We know the skill-gap and ‘need to tick every box’ can get in the way of meeting brilliant candidates, so please don more »

Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning Provide support to the Compliance Team with oversight of Compliance System Responsible for more »

and trading as well as consumer banking including insurance with offices based in London to find their next Compliance Manager. Role Responsibilities: To provide regulatory advice, support and challenge to the first line of defence, in relation to the banking products offered by the Bank and its investment business. … Primary focus is to obtain and maintain detailed knowledge of appropriate legislation, regulations and guidance published by UK, EU and other regulatory bodies relating to core banking products for individual and corporate customers such as current accounts and deposit and savings accounts, cards, FX and interest rate derivatives. To … be able to clearly and articulate regulatory expectations and standards to the banks colleagues, both verbally and in writing. This is in relation to current business practices, new business initiatives and new regulatory expectations. To support the business in implementing regulatory change in a timely and more »

instrument classifications. • Conducting internal audits on treasury functions ranging from FTSE100 to Housing Associations and Charities, including benchmarking. • Providing technical support on accounting and regulatory change projects such as IFRS 9 Financial Instruments, new UK GAAP, EMIR and Basel III. • Assisting with delivering Treasury advisory projects ranging from more »

and external stakeholders. Build and maintain relationships with clients, industry professionals, and key stakeholders to generate new business opportunities. Stay updated with industry trends, regulatory changes, and market developments related to asset and wealth management. Requirements: Bachelor's degree in finance, economics, or a related field. An advanced degree more »

Technology Testing: Manage technology testing activities, including scenario testing and response plans. Vulnerability Assessment: Assess and prioritise vulnerabilities, define remedial actions, and track implementation. Regulatory Compliance: Support the creation of the annual regulatory self-assessment and ensure compliance. What We’re Looking For: Technical Knowledge: Understanding of Operational … Why Join Us? Impactful Work: Enhance the resilience of financial systems. Collaborative Environment: Work with experts dedicated to operational excellence. Professional Growth: Lead significant regulatory change and transformation initiatives. more »

Operational Resilience Business Partner (Corporate Functions & HR) VP Introduction: Are you driven by the challenge of ensuring operational resilience and regulatory compliance within the financial sector? We are seeking an experienced Operational Resilience Business Partner (Corporate Functions & HR) VP to join our team. In this role, you'll play … EU, including the Digital Operational Resilience Act (DORA). Responsibilities: Develop, embed, and manage the Operational Resilience framework, tools, and methodologies in line with regulatory requirements. Act as a single point of contact for corporate functions, supporting the identification of critical/important functions and mapping them within the … Critical/Important Functions (CIFs), including vulnerability assessments and remedial actions. Coordinate testing activities and facilitate scenario testing workshops. Support the creation of the Regulatory Self-Assessment and ensure internal governance and approval. Support the design, planning, and implementation of the overall Operational Resilience framework across the organization. Requirements more »

and external stakeholders. Foster and nurture relationships with clients, industry experts, and key stakeholders to cultivate new business opportunities. Keep abreast of industry trends, regulatory changes, and market developments pertinent to asset and wealth management. Requirements : Bachelor's degree in finance, economics, or a related field. Possession of an more »

audits and assessments from a risk mitigation perspective Maintain up-to-date knowledge of industry regulations in an advisory capacity Manage current and new regulatory projects Your profile Understanding of Financial Markets Compliance Knowledge of UK (EU) regulations Comfortable managing regulatory change projects and horizon scanning/ more »

to your IndustryOur Life Actuarial team supports our clients on the largest and most cutting-edge transformations across the market, from post-merger integration, regulatory change to insight capability building transformation. This will give you the platform to influence the next-generation insurance processes, technology and people.The breadth … and where it matters most.Connect to your opportunity Our practice has both breadth and technical depth which is increasingly important in an ever changing regulatory landscape. You can expect to be involved in a wide variety of assignments. The key services that you could be involved in include:Finance more »

NIST, CIS-20, COBIT-5 Knowledge of relevant regulations, i.e. DORA, Outsourcing, ESMA, etc. Previous experience in supporting or delivering of large scare regulatory change initiative Experience with contract review of information security schedules and terms Knowledge of financial markets, FMIs and CSD operations is an advantage Knowledge more »

to your IndustryOur Life Actuarial team supports our clients on the largest and most cutting-edge transformations across the market, from post-merger integration, regulatory change to insight capability building transformation. This will give you the platform to influence the next-generation insurance processes, technology and people.The breadth more »

documentation. · Supporting the business with their digital and crypto asset transactions. · Drafting and reviewing relevant legal documentation. · Providing legal advice to the business regarding regulatory changes and supporting with the implementation of any necessary updates. Requirements: · Admitted to practice as a Solicitor in England & Wales with ideally more »

Lead specific research and analysis projects to better understand client needs and behaviors that enable better business decisions and outcomes, or in support of regulatory reports. These efforts will include, but not be limited to: identifying product development opportunities arising from medium to long term macro market trends evaluating … regulatory changes and the potential threats/opportunities to ICE's global derivative markets analyzing the evolution of market architecture and infrastructure, identifying growth opportunities Collaborate and maintain relationships with key stakeholders across ICE exchanges, including senior management, sales & business development teams, market experts, business analysts, developers, with a more »