1 to 25 of 32 Regulatory Compliance Jobs in London with Remote Work Options

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications. Key Responsibilities … Operational Compliance Management Implement and oversee the company's regulatory compliance policies and procedures. Work under the direction of the Managing Director and in collaboration with the compliance team to identify and mitigate compliance risks. Monitor changes in legislation and enforcement that may impact the … company's gambling operations. Support Compliance Committee Activities Participate in Compliance Committee meetings, contributing to agenda setting and the execution of the committee's responsibilities. Aid in facilitating discussions, ensuring that all viewpoints are considered and compliance objectives are met. Regulatory Compliance Oversight Maintain and more »

team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across the … through our own Risk Academy. About you As a minimum you’ll have: You will need strong technical knowledge and understanding of the payments regulatory and legislative framework, the governing regulators including their remits and their strategic intentions as well as external market developments. You will also have a more »

We have an opportunity for a Senior Scientific and Regulatory Affairs - UK/IRL Market Lead (known internally as - Program Manager SRA (Science & Regulatory Affairs) UK/IRL) to join us at Mars. You will lead a variety of regional regulatory activities related to raw materials, finished … products, labelling, claims, packaging and supporting UK/IRL. In this role, you will provide leadership and guidance to internal partners on regulatory matters, recommend options and implement solutions to resolve problems so that products can be brought to market in the UK and Ireland, and across the broader … plus car allowance and ~20% annual bonus. What will be your key responsibilities? Accountable for the development and execution of the external regulatory influencing strategy related to UK/IRL. Works with internal partners to understand priorities and impacts of developing legislation and aligns appropriate external positions. Accountable for more »

on-site: Whilst in probation 5 days a week, then 3 days a week with Monday as core day. Location: London Interview times: ASAP. Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct … and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager, your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending … on your experience). In a dynamic and complex environment with growing regulatory challenges and product and process innovations, your role will require addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a more »

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our client … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data use … evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

About Us Ruleguard is a leading RegTech SaaS company based in the heart of London, dedicated to providing innovative regulatory technology solutions to financial institutions worldwide. Our platform helps clients streamline compliance processes, reduce risks, and ensure regulatory adherence through advanced technology and data analytics. We are … KPIs and track project performance, providing regular updates and reports to senior management. Quality Assurance: Ensure all projects meet high standards of quality and compliance with regulatory requirements . Continuous Improvement: Identify opportunities for process improvements and implement best practices to enhance project management efficiency. Your Knowledge and … in project management software (e.g., Jira, Teamwork, MS Project, Airfocus) and collaboration tools (e.g., Slack, Miro, Figma and Teams). Familiarity with financial sector regulatory compliance is a plus. Experience managing regulatory change within a business e.g. implementing SMCR or MiFID Yours Skills & Abilities Excellent leadership and more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. Senior DevOps Consultant - Permanent - London Salary: £70,000 - £80,000 p/a (plus pension contribution, health … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

Senior Business Analyst - Technology Compliance SME - Fenergo - £120,000 - Hybrid 3 days per week Join an esteemed commodities trading firm positioned for remarkable growth. Our client, a global organization engaging in both physical and financial trading, fosters an entrepreneurial culture akin to a hedge fund. Located in London, they … are looking for a dynamic individual adept at bridging the gap of the technology and compliance functions. Position Summary: We're creating a new role for a Senior Business Analyst with a strong technical and data-oriented approach to bolster our technology compliance and reporting functions. This position … will be pivotal in optimizing our KYC onboarding processes and beyond, utilizing data to streamline reporting and ensure regulatory compliance across our operations. As part of this initiative, they'll be implementing Fenegro/Fen-X, though experience with other compliance vendors is also valued. The ideal more »

advisors to mitigate risks and secure cost-efficient grid connections. Technology Optimisation: Identify and evaluate emerging technologies and techniques to optimize grid connections, ensuring compliance with distribution and grid codes. Feasibility Studies: Assist with feasibility studies for Private Wire connections, including behind-the-meter setups, routes to export, and … grid capacity assessments. Regulatory Compliance: Ensure compliance with relevant regulations and policies for existing and future connections. Project Support: Assist with project valuations, support due diligence for acquisition opportunities, and aid in project sales. The role is based in the London City office and hybrid working is more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

playing a critical role, you will work alongside the business to help it transform its operating IT environment by identifying potential risks and ensuring compliance with industry standards and regulations. The successful candidate will possess strong analytical skills, attention to detail, and the ability to communicate effectively with various … home-working or hybrid 3 days in the London office. YOUR PROFILE: Experience in IT or Operations internal auditing, Sox ITGC, risk management, IT compliance, IT project management, information security, software development or technology (either in implementation, operation or assessment role). Professional certification (IIA, CISA, CISM or equivalent … and spoken). Familiarity with COSO, COBIT, ISO and ITIL frameworks. PREFERRED QUALIFICATIONS: Good understanding of information security principles and frameworks, data protection and regulatory compliance (example: ISO27001, GDPR, PCI DSS etc.). Third party assurance experience (SOC 1, SOC 2 etc). Experience with complex IT/ more »

or has worked within, an ISO 27001 accredited organisation and awareness of information security requirements. Knowledge of data governance principles, data quality management, and regulatory compliance requirements (e.g. GDPR, SOX) is desirable. Data Analyst Due to the volume of applications received for positions, it will not be possible more »

Ensure client satisfaction and address any concerns or issues promptly. Technical Expertise: Stay updated on the latest advancements in green technologies, sustainability practices, and regulatory requirements. Conduct technical evaluations and provide recommendations for the most effective and efficient solutions. Prepare and present technical proposals and reports to clients and … stakeholders. Financial and Regulatory Compliance: Secure necessary permits and ensure compliance with local, state, and federal regulations. Identify and apply for available grants, incentives, and financing options to support project funding. Monitor project expenditures and manage financial performance to achieve profitability targets. Team Leadership and Collaboration: Lead more »

them to debug those systems effectively without flailing. Research and propose new technologies. A key contributor and influencer on their team in embedding auditable regulatory compliance measures, such as ISO27001 and PCI Compliance. Have a broad understanding of the entire architecture, as well as very detailed understanding of more »

based lens that separates the important from the trivial. Strength of character to express opinions and challenge the status quo. The Value You Deliver Regulatory Compliance – Deliver insightful and impactful controls testing over key controls to ensure regulatory expectations are met. Support New Business & Product Growth – Provide more »

attract, retain, and motivate employees within the asset management sector. Collaborate with senior management and HR to ensure compensation programs support business objectives and compliance with legal requirements. Annual Reward Cycle Management : Lead the annual compensation review process, including salary reviews, bonus allocations, and long-term incentive plan administration. … Analysis and Reporting : Perform detailed compensation analyses, prepare reports, and present findings to senior leadership. Ensure accurate and timely reporting of compensation data for regulatory compliance and internal auditing purposes. Program Development and Implementation : Design and implement compensation programs, including base salary, variable pay, and equity plans, tailored … to HR partners and business leaders on compensation-related matters. Serve as a resource for managers and employees regarding compensation policies, procedures, and practices. Compliance and Risk Management : Ensure all compensation practices comply with applicable laws and regulations. Identify and mitigate potential risks associated with compensation programs. Qualifications: Experience more »

Events Sales Team Leader - Governance, Risk & Compliance Location : London, E1 8QS - Hybrid Salary : Competitive, DOE + Benefits! Benefits: Hybrid Working, Performance-Related Bonus, Pension, Life Assurance, Additional Holiday Purchase, Health Cash Plan, Subsidised Gym Memberships, Cycle to Work scheme, Discount Vouchers and Access to Wellbeing Resources. You are an … business. Here you will be joining an award-winning team to work with multiple market-leading brands in the constantly evolving Governance, Risk and Compliance sector! We're Wilmington plc, a group of businesses united by governance, risk and compliance. Acting as a trusted partner, we help our customers … to do the right business in the right way as they navigate the Regulatory Compliance landscape. If you're looking for innovation, opportunity, and community, you'll find them all and more here. At a pivotal point in the development of our GRC Events team, this new role more »

Oversee backup and disaster recovery systems and processes. Manage relationships with suppliers, ensuring smooth collaborations. Keep operational documentation up to date for reference and compliance purposes. Issue resolution and pro-active maintenance, delivering top-quality service. Ensure our operations meet ISO 27001 standards and lead the way in annual … including NLB and clustering. Strong expertise in Hyper-V and VMware. In-depth knowledge of all Microsoft business offerings. Cloud Architecture Design & Migration Strategy Regulatory Compliance (e.g., GDPR, ISO 27001), ERP/CRM & legacy migrations Competence in Windows Script Host/VBScript/PowerShell. Desirable/Preferred: It more »

focusing on options Conduct quantitative research and strategy development Support trading desk with analytics across business lines Contribute to pricing framework, model validation, and regulatory compliance Candidate Profile: Proficiency in numerical methods including Monte-Carlo and Stochastic Calculus Extensive knowledge of derivative products, especially options Strong programming skills more »

in technology law to advise clients on a wide range of legal matters related to technology, including IP, data privacy, cybersecurity, software licensing, and regulatory compliance. Work closely with clients to understand their needs and build lasting relationships. Requirements qualified with a valid Solicitors' Practicing Certificate and 5 years+ more »

Employee contributions Remote Working PerkBox Private Medical Insurance Life Assurance Plus more! Key Responsibilities Develop and implement comprehensive quality assurances strategies to ensure compliance with aviation regulations, industry standards, and company policies. Establish and maintain quality standards, procedures, and processes for aircraft maintenance, operations, and related services. Provide support … and training to ensure adherence to quality standards and regulatory requirements. Design implement, and oversee quality assurances programs, including audits and inspections. Coordinate with regulatory authorities, industry organisations, and stakeholders to stay updated on changes in aviation regulations, standards, and best practice. Collaborate with cross-functional teams, including … improvements. Develop and maintain KPIs and metrics to measure quality performance and track progress towards quality objectives. Conduct internal and external audits to assess compliance with aviation regulations, quality standards, and company procedures. Investigate quality incidents, safety occurrences, and customer complaints, and implement corrective and preventive actions as necessary. more »

candidates with diverse skill sets and will carefully consider all applicants. Introducing our organisation: PH Water & Air Technologies is proud to be part of Compliance Group, a leading organisation widely recognised for its commitment to providing unparalleled safety and regulatory compliance services. With specialised divisions focusing on … electrical, fire, and water services, we excel as an integrated provider. Trusted as compliance partners, we collaborate with clients in sectors such as Education, Health, Care Homes, Public Sector, Local Authority, Industry, Pharmaceutical, Hospitality, Leisure, Food & Beverage, Retail, and Media, to ensure risk reduction, safety improvement, and regulatory more »

and compliance. Acting as a trusted partner, we help our customers to do the right business in the right way as they navigate the Regulatory Compliance landscape. If you're looking for innovation, opportunity, and community, you'll find them all and more here. As a Group Accountant more »

sector, including many of the world’s leading banks, focused on supporting mission-critical systems as well as helping them to achieve and maintain regulatory compliance. more »